Current Report Filing (8-k)
24 February 2023 - 8:07AM
Edgar (US Regulatory)
0001390478
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0001390478
2023-02-23
2023-02-23
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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 8-K
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(d) OF THE
SECURITIES EXCHANGE ACT OF 1934
Date of report (Date of earliest event reported):
February 23, 2023
SELLAS
Life Sciences Group, Inc.
(Exact name of registrant as specified in its charter)
Delaware |
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001-33958 |
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20-8099512 |
(State or other jurisdiction of incorporation or organization) |
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(Commission
File Number) |
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(I.R.S. Employer
Identification No.) |
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7 Times Square, Suite 2503 New York, NY 10036 |
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(Address of Principal Executive Offices) (Zip Code) |
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Registrant’s
telephone number, including area code: (646) 200-5278 |
Check the appropriate box below if the Form 8-K filing is intended
to simultaneously satisfy the filing obligations of the registrant under any of the following provisions:
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Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
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Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
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Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
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Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
Securities registered pursuant to Section 12(b) of the Act:
Title of each class |
Trading symbol(s) |
Name of each exchange on which registered |
Common Stock, $0.0001 par value per share |
SLS |
The
Nasdaq Stock Market LLC |
Indicate by check mark whether the registrant is an emerging growth
company as defined in Rule 405 of the Securities Act of 1933 (§ 230.405 of this chapter) or Rule 12b-2 of the Securities
Exchange Act of 1934 (§ 240.12b-2 of this chapter).
Emerging growth company ¨
If an emerging growth company, indicate by check mark if the registrant
has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant
to Section 13(a) of the Exchange Act. ¨
ITEM 2.02 |
Results of Operations and Financial Condition |
As of December 31, 2022, SELLAS Life Sciences Group, Inc. (the “Company”)
estimates that it had cash and cash equivalents of $17.1 million.
The amount presented above is estimated, unaudited and preliminary
and is subject to completion. As a result, this estimate may differ from the actual results that will be presented in our consolidated
financial statements as of and for the fiscal year ended December 31, 2022 when the consolidated financial statements are completed. The
amount presented above is based upon management estimates and is the responsibility of management. Our independent registered public accounting
firm has not audited, reviewed, compiled or performed any procedures with respect to this amount and, accordingly, does not express an
opinion or any other form of assurance upon it.
The information disclosed under this Item 2.02 is being furnished and
shall not be deemed “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended, nor shall it be
incorporated by reference into any registration statement or other document pursuant to the Securities Act of 1933, as amended, except
as expressly set forth in such filing.
ITEM 9.01 |
Financial Statements and Exhibits. |
(d) Exhibits
Exhibit
Number |
Description |
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104 |
Cover Page Interactive Data File (embedded within the Inline XBRL document). |
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934,
the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
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SELLAS Life Sciences Group, Inc. |
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Date: February 23, 2023 |
By: |
/s/ Barbara A. Wood |
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Name: |
Barbara A. Wood |
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Title: |
Executive Vice President, General Counsel and Corporate Secretary |
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