Current Report Filing (8-k)
05 March 2021 - 08:56AM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT
REPORT
PURSUANT TO SECTION 13 OR 15(D)
OF THE SECURITIES EXCHANGE ACT OF 1934
Date of Report (Date of earliest event reported): March 4, 2021
ATHLON ACQUISITION CORP.
(Exact name of registrant as specified in its charter)
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Delaware
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001-39870
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85-3331021
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(State or other jurisdiction
of incorporation)
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(Commission
File Number)
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(I.R.S. Employer
Identification No.)
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c/o Causeway Media Partners
44 Brattle St.
Cambridge,
MA
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01238
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(Address of principal executive offices)
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(Zip Code)
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Registrants telephone number, including area code: (617)
855-6333
Not Applicable
(Former name or former address, if changed since last report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of
the registrant under any of the following provisions:
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Written communication pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
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Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17
CFR 240.14a-12)
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Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
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Pre-commencements communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
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Securities registered pursuant to Section 12(b) of the Act:
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Title of each class
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Trading Symbols
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Name of each exchange on
which registered
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Units, each consisting of one share of Class A common stock and one-half of one redeemable warrant
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SWETU
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The Nasdaq Stock Market LLC
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Class A common stock, par value $0.0001 per share
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SWET
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The Nasdaq Stock Market LLC
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Redeemable warrants, each whole warrant exercisable for one share of Class A common stock, each at an exercise price of $11.50 per share
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SWETW
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The Nasdaq Stock Market LLC
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Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of
1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company ☒
If an
emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange
Act. ☐
On March 4, 2021, Athlon Acquisition Corp. (the Company) issued a press release, a copy of which is attached as Exhibit 99.1 to this
Current Report on Form 8-K, announcing that the holders of the Companys units (the Units) may elect to separately trade the shares of Class A common stock, par value $0.0001 per
share (Class A Common Stock), and warrants (the Warrants) included in the Units commencing on or about March 5, 2021. Each Unit consists of one share of Class A Common Stock and one-half of one redeemable Warrant to purchase one share of Class A Common Stock. Any Units not separated will continue to trade on The Nasdaq Capital Market (Nasdaq) under the symbol
SWETU, and the shares of Class A Common Stock and redeemable Warrants will separately trade on Nasdaq under the symbols SWET and SWETW, respectively. No fractional Warrants will be issued upon separation of
the Units and only whole Warrants will trade.
Holders of Units will need to have their brokers contact Continental Stock Transfer & Trust
Company, the Companys transfer agent, in order to separate the Units into shares of Class A Common Stock and Warrants.
Item 9.01
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Financial Statements and Exhibits.
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(d) Exhibits.
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned
hereunto duly authorized.
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ATHLON ACQUISITION CORP.
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Date: March 4, 2021
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By:
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/s/ David Poltack
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Name:
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David Poltack
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Title:
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Chief Financial Officer and Treasurer
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