Statement of Changes in Beneficial Ownership (4)
01 February 2022 - 10:32AM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
O'Rourke Brendan M. |
2. Issuer Name and Ticker or Trading Symbol
TETRA TECH INC
[
TTEK
]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner __X__ Officer (give title below) _____ Other (specify below) SVP, Enterprise Risk Mgmt. |
(Last)
(First)
(Middle)
3475 EAST FOOTHILL BLVD. |
3. Date of Earliest Transaction
(MM/DD/YYYY)
1/29/2022 |
(Street)
PASADENA, CA 91107
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security (Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code (Instr. 8)
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4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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COMMON STOCK | 1/29/2022 | | F | | 124 (1) | D | $132.61 (2) | 1344 (3) | D | |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Explanation of Responses: |
(1) | Represents the number of shares withheld to pay the related tax liability on a total of 250 restricted stock units (RSUs) which vested on 01/29/2022. |
(2) | The closing trading price of the underlying common stock on 01/28/2022, the day preceding the vest day. |
(3) | Amount of securities beneficially owned was updated to reflect that 43 shares of common stock were acquired by the Reporting Person on December 15, 2021, pursuant to the Tetra Tech, Inc. Employee Stock Purchase Plan (ESPP). |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
O'Rourke Brendan M. 3475 EAST FOOTHILL BLVD. PASADENA, CA 91107 |
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| SVP, Enterprise Risk Mgmt. |
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Signatures
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/s/ Preston Hopson, Attorney-in-fact for Brendan O'Rourke | | 1/31/2022 |
**Signature of Reporting Person | Date |
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