Initial Statement of Beneficial Ownership (3)
12 May 2022 - 08:00AM
Edgar (US Regulatory)
FORM 3
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UNITED STATES SECURITIES AND EXCHANGE
COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP
OF SECURITIES
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OMB
APPROVAL
OMB Number: 3235-0104
Estimated average burden
hours per response... 0.5 |
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Filed pursuant to Section 16(a) of the
Securities Exchange Act of 1934 or Section 30(h) of the Investment
Company Act of 1940
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1. Name
and Address of Reporting Person *
Hudkins Jill |
2. Date of Event Requiring Statement
(MM/DD/YYYY)
5/2/2022
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3. Issuer Name and Ticker or Trading
Symbol TETRA TECH INC [TTEK] |
(Last)
(First)
(Middle)
3475 E. FOOTHILL BLVD. |
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)_____
Director _____
10% Owner
___X___ Officer (give title
below) _____
Other (specify below)
President, RSI Division / |
(Street)
PASADENA, CA 91107
(City)
(State)
(Zip)
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5. If Amendment, Date Original
Filed(MM/DD/YYYY)
|
6. Individual or Joint/Group
Filing(Check Applicable Line)
_X_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person |
Table I - Non-Derivative Securities Beneficially
Owned
|
1.Title of Security
(Instr. 4) |
2. Amount of Securities Beneficially Owned
(Instr. 4) |
3. Ownership Form: Direct (D) or Indirect (I)
(Instr. 5) |
4. Nature of Indirect Beneficial Ownership
(Instr. 5) |
COMMON STOCK |
4525 |
D |
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Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible
securities)
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1. Title of Derivate Security
(Instr. 4) |
2. Date Exercisable and Expiration Date
(MM/DD/YYYY) |
3. Title and Amount of Securities Underlying
Derivative Security
(Instr. 4) |
4. Conversion or Exercise Price of Derivative
Security |
5. Ownership Form of Derivative Security: Direct (D)
or Indirect (I)
(Instr. 5) |
6. Nature of Indirect Beneficial Ownership
(Instr. 5) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
RESTRICTED STOCK UNITS |
(1) |
(2) |
COMMON STOCK |
106.0 |
$0.0 |
D |
|
RESTRICTED STOCK UNITS |
(3) |
(2) |
COMMON STOCK |
145.0 |
$0.0 |
D |
|
RESTRICTED STOCK UNITS |
(4) |
(2) |
COMMON STOCK |
461.0 |
$0.0 |
D |
|
RESTRICTED STOCK UNITS |
(5) |
(2) |
COMMON STOCK |
750.0 |
$0.0 |
D |
|
RESTRICTED STOCK UNITS |
(6) |
(2) |
COMMON STOCK |
796.0 |
$0.0 |
D |
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Explanation of
Responses: |
(1) |
This RSU award was granted
on November 15, 2018 and vests in four substantially equal annual
installments, assuming continued employment through the applicable
vesting date. The award is scheduled to vest as to 106 stock units
on November 15, 2022. |
(2) |
The RSUs are exercisable at
the time of vesting and do not have a set expiration
date. |
(3) |
This RSU award was granted
on November 21, 2019 and vests in four substantially equal annual
installments, assuming continued employment through the applicable
vesting date. The award is scheduled to vest as to 73 stock units
on November 21, 2022 and 72 stock units on November 21,
2023. |
(4) |
This RSU award was granted
on November 19, 2020 and vests in four substantially equal annual
installments, assuming continued employment through the applicable
vesting date. The award is scheduled to vest as to 154 stock units
on each November 19 of 2022 through 2023 and 153 stock units on
November 19, 2024. |
(5) |
This RSU award was granted
on April 26, 2021 and vests in four substantially equal
installments, assuming continued employment through the applicable
vesting date. The award is scheduled to vest as to 250 stock units
on each April 26 of 2023 through 2025. |
(6) |
This RSU award was granted
on November 23, 2021 and vests in four substantially equal
installments beginning November 23, 2022, assuming continued
employment through the applicable vesting date. |
Reporting
Owners
|
Reporting Owner Name / Address |
Relationships
|
Director |
10% Owner |
Officer |
Other |
Hudkins Jill
3475 E. FOOTHILL BLVD.
PASADENA, CA 91107 |
|
|
President, RSI Division |
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Signatures
|
/s/ Preston Hopson,
Attorney-in-Fact |
|
5/11/2022 |
**Signature of
Reporting Person |
Date |
Reminder: Report on a separate line for each class
of securities beneficially owned directly or
indirectly. |
* |
If the form is filed by more than one
reporting person, see Instruction 5(b)(v). |
** |
Intentional misstatements or omissions
of facts constitute Federal Criminal Violations. See 18
U.S.C. 1001 and 15 U.S.C. 78ff(a). |
Note: |
File three copies of this Form, one of
which must be manually signed. If space is insufficient, see
Instruction 6 for procedure. |
Persons who respond to the collection of information
contained in this form are not required to respond unless the form
displays a currently valid OMB control number. |
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