Statement of Changes in Beneficial Ownership (4)
10 December 2022 - 10:53AM
Edgar (US Regulatory)
FORM 4
[ ] Check this box if no longer subject to Section
16. Form 4 or Form 5 obligations may continue. See
Instruction 1(b).
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL
OWNERSHIP OF SECURITIES
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OMB
APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response... 0.5 |
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Filed pursuant to Section 16(a) of the
Securities Exchange Act of 1934 or Section 30(h) of the Investment
Company Act of 1940
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1. Name
and Address of Reporting Person * SHOEN MARK
V |
2. Issuer Name and Ticker or Trading
Symbol AMERCO /NV/ [ UHAL,UHALB ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)_____
Director __X__
10% Owner
_____ Officer (give title
below) _____ Other
(specify below)
|
(Last)
(First)
(Middle)
207 E CLARENDON AVE |
3. Date of Earliest Transaction (MM/DD/YYYY)
12/7/2022
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(Street)
PHOENIX, AZ 85012
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line) _X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person |
Table I - Non-Derivative Securities Acquired, Disposed of, or
Beneficially Owned
|
1.Title of Security
(Instr. 3) |
2. Trans. Date |
2A. Deemed Execution Date, if any |
3. Trans. Code
(Instr. 8) |
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) |
5. Amount of Securities Beneficially Owned Following
Reported Transaction(s)
(Instr. 3 and 4) |
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4) |
7. Nature of Indirect Beneficial Ownership (Instr.
4) |
Code |
V |
Amount |
(A) or (D) |
Price |
Common Stock |
12/7/2022 |
|
P |
|
35013 |
A |
$63.775 (1) |
1110713 |
I (2) |
Clarendon Strategies, LLC |
Common Stock |
12/7/2022 |
|
P |
|
96087 |
A |
$64.522 (1) |
1206800 |
I (2) |
Clarendon Strategies, LLC |
Common Stock |
12/7/2022 |
|
P |
|
2200 |
A |
$65.000 |
1209000 |
I (2) |
Clarendon Strategies, LLC |
Common Stock |
12/8/2022 |
|
P |
|
27029 |
A |
$64.866 (3) |
1236029 |
I (2) |
Clarendon Strategies, LLC |
Common Stock |
12/8/2022 |
|
P |
|
42302 |
A |
$65.679 (3) |
1278331 |
I (2) |
Clarendon Strategies, LLC |
Common Stock |
12/8/2022 |
|
P |
|
45669 |
A |
$66.174 (3) |
1324000 |
I (2) |
Clarendon Strategies, LLC |
Common Stock |
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|
|
|
|
|
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7562884 |
I (2) |
Willow Grove Holdings LP |
Common Stock |
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|
|
|
|
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25106 |
I (4) |
EJS-028 Trust |
Common Stock |
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|
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|
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880127 |
I (2) |
Blackwater Investments,
Inc. |
Common Stock |
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|
|
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6707 |
I (5) |
Shoen Family Revocable
Trust |
Common Stock |
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|
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4770.111 |
I (6) |
ESOP Trust Fund |
Series N Common Stock |
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68065956 |
I (2) |
Willow Grove Holdings LP |
Series N Common Stock |
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225954 |
I (4) |
EJS-028 Trust |
Series N Common Stock |
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7921143 |
I (2) |
Blackwater Investments,
Inc. |
Series N Common Stock |
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60363 |
I (5) |
Shoen Family Revocable
Trust |
Series N Common Stock |
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42931.002 |
I (6) |
ESOP Trust Fund |
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible
securities)
|
1. Title of Derivate Security
(Instr. 3) |
2. Conversion or Exercise Price of Derivative
Security |
3. Trans. Date |
3A. Deemed Execution Date, if any |
4. Trans. Code
(Instr. 8) |
5. Number of Derivative Securities Acquired (A) or
Disposed of (D)
(Instr. 3, 4 and 5) |
6. Date Exercisable and Expiration Date |
7. Title and Amount of Securities Underlying
Derivative Security
(Instr. 3 and 4) |
8. Price of Derivative Security
(Instr. 5) |
9. Number of derivative Securities Beneficially
Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct
(D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr.
4) |
Code |
V |
(A) |
(D) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Explanation of
Responses: |
(1) |
The price reported in Column
4 is a weighted average price. These shares were sold in multiple
transactions at prices ranging from (a) with respect to the
weighted average price of $63.815: $63.135 to $63.995, inclusive
and (b) with respect to the weighted average price of $64.542:
$64.000 to $64.995, inclusive. The reporting person undertakes to
provide to the Issuer, any security holder of the Issuer, or the
staff of the Securities and Exchange Commission, upon request, full
information regarding the number of shares sold at each separate
price within the ranges set forth in footnote (1). |
(2) |
Willow Grove Holdings, LP
("Willow Grove") is owned and controlled by Foster Road LLC and
various trusts associated with the reporting person and Edward J.
Shoen. Foster Road LLC is the general partner of Willow Grove, is
managed by the reporting person and Stuart Shoen, and may be deemed
to share voting and dispositive power with respect to the shares
held by Willow Grove. Clarendon Strategies, LLC ("Clarendon") and
Blackwater Investments, Inc. ("Blackwater") are wholly-owned
subsidiaries of Willow Grove. The Reporting Person disclaims
beneficial ownership of shares held directly and indirectly by
Willow Grove, Clarendon and Blackwater except to the extent of his
pecuniary interest therein. |
(3) |
The price reported in Column
4 is a weighted average price. These shares were sold in multiple
transactions at prices ranging from (a) with respect to the
weighted average price of $64.865: $64.645 to $64.99, inclusive,
(b) with respect to the weighted average price of $65.660: $65.00
to $65.99, inclusive and (c) with respect to the weighted average
price of $66.181: $66.00 to $66.34, inclusive. The reporting person
undertakes to provide to the Issuer, any security holder of the
Issuer, or the staff of the Securities and Exchange Commission,
upon request, full information regarding the number of shares sold
at each separate price within the ranges set forth in footnote
(3). |
(4) |
Includes shares held by the
EJS-028 Trust for which the Reporting Person is the trustee. The
Reporting Person disclaims beneficial ownership of shares held by
the EJS-028 Trust and the filing of this Form 4 shall not be deemed
an admission that he is the beneficial owner of the securities for
purposes of Section 16 of the Exchange Act or for any other
purpose. |
(5) |
Includes shares held by the
Shoen Family Revocable Trust for which the Reporting Person is the
trustee and the Reporting Person and his spouse are the
beneficiaries. |
(6) |
Includes shares held by the
ESOP Trust Fund for which the Reporting Person is the
beneficiary. |
Reporting
Owners
|
Reporting Owner Name / Address |
Relationships
|
Director |
10% Owner |
Officer |
Other |
SHOEN MARK V
207 E CLARENDON AVE
PHOENIX, AZ 85012 |
|
X |
|
|
Signatures
|
/s/ Stuart M. Shoen,
Attorney-in-Fact |
|
12/9/2022 |
**Signature
of Reporting Person |
Date |
Reminder: Report on a separate line for each class
of securities beneficially owned directly or
indirectly. |
* |
If the form is filed by more than one
reporting person, see Instruction 4(b)(v). |
** |
Intentional misstatements or omissions
of facts constitute Federal Criminal Violations. See 18
U.S.C. 1001 and 15 U.S.C. 78ff(a). |
Note: |
File three copies of this Form, one of
which must be manually signed. If space is insufficient, see
Instruction 6 for procedure. |
Persons who respond to the collection of information
contained in this form are not required to respond unless the form
displays a currently valid OMB control number. |
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