Current Report Filing (8-k)
23 April 2022 - 6:32AM
Edgar (US Regulatory)
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2022-04-18
2022-04-18
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2022-04-18
2022-04-18
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WALD:ClassOrdinarySharesParValue0.0001PerShareMember
2022-04-18
2022-04-18
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WALD:RedeemableWarrantsEachWholeWarrantExercisableForOneClassOrdinaryShareAtExercisePriceOf11.50Member
2022-04-18
2022-04-18
iso4217:USD
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UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
Washington,
D.C. 20549
FORM
8-K
CURRENT
REPORT
PURSUANT
TO SECTION 13 OR 15(D)
OF
THE SECURITIES EXCHANGE ACT OF 1934
Date
of Report (Date of earliest event reported): April 18, 2022
Waldencast
Acquisition Corp.
(Exact
name of registrant as specified in its charter)
Cayman
Islands |
|
001-40207 |
|
98-1575727 |
(State
or other jurisdiction
|
|
(Commission
File Number) |
|
(I.R.S.
Employer
|
of
incorporation) |
|
|
|
Identification
No.) |
10
Bank Street, Suite 560 |
|
|
White
Plains, New York |
|
10606 |
(Address
of principal executive offices) |
|
(Zip
Code) |
(917)
546-6828
(Registrant’s
telephone number, including area code)
Not
Applicable
(Former
name or former address, if changed since last report)
Check
the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under
any of the following provisions:
☐ |
Written
communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
☐ |
Soliciting
material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
☐ |
Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
☐ |
Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
Securities
registered pursuant to Section 12(b) of the Securities Exchange Act of 1934:
Title
of each class |
|
Trading
Symbol(s) |
|
Name
of each exchange
on which registered |
Units,
each consisting of one Class A ordinary share and one-third of one redeemable warrant |
|
WALDU |
|
The
Nasdaq Stock Market LLC |
Class
A ordinary shares, par value $0.0001 per share |
|
WALD |
|
The
Nasdaq Stock Market LLC |
Redeemable
warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50 |
|
WALDW |
|
The
Nasdaq Stock Market LLC |
Indicate
by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405
of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging
growth company ☒
If
an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying
with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.
Item 5.02
Departure of Director or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Agreements of Certain
Officers.
On April 18, 2022, Tassilo Festetics, Chief Financial
and Technology Officer of Waldencast Acquisition Corp. (the “Company”) and the principal financial officer of the Company,
notified the Company of his intention to resign from his current roles in order to allow him to dedicate more time to other interests.
Mr. Festetics will continue to serve as the Company’s Chief Financial and Technology Officer and the principal financial officer
through the closing of the Company’s initial business combination (the “Closing”) and for a transition period to his
successor, which will be announced in due course.
Mr.
Festetics’ decision to resign is not the result of any disagreement with the Company, the sponsor or their affiliates regarding
their operations, policies, practices or otherwise.
On April 22, 2022, Hind Sebti was appointed as
Chief Growth Officer of the Company, effective the Closing date. Ms. Sebti has served as the Company’s Chief Operating Officer
since 2021 and will continue in this role in addition to serving as the Chief Growth Officer.
Biographical
information for Ms. Sebti, required by Item 5.02(c) on Form 8-K, has previously been reported in the Company’s Annual Report on
Form 10-K filed with the Securities and Exchange Commission on March 31, 2022 (the “Annual Report”).
Ms.
Sebti’s employment arrangements and compensation are described in the Annual Report. At this time, there are no changes expected
to her employment arrangements or compensation in connection with the change to her position.
SIGNATURE
Pursuant
to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by
the undersigned hereunto duly authorized.
|
Waldencast
Acquisition Corp. |
|
|
|
|
|
By: |
/s/
Michel Brousset |
|
|
Name: |
Michel
Brousset |
|
|
Title: |
Chief
Executive Officer |
Date: April 22, 2022 |
|
|
|
2
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