Statement of Ownership (sc 13g)
11 February 2022 - 10:01PM
Edgar (US Regulatory)
UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
WASHINGTON,
D.C. 20549
SCHEDULE
13G
Under
the Securities Exchange Act of 1934
WAVEDANCER,
INC.
|
(Name
of Issuer)
|
COMMON
STOCK, PAR VALUE $0.01 PER SHARE
|
(Title
of Class of Securities)
|
ALAN
GELBAND
62
Longwoods Lane
East
Hampton, New York 11937
631-329-2612
(Name,
Address and Telephone Number of Person Authorized to Receive Notices and Communications)
February
11, 2022
|
(Date
of Event which Requires Filing of This Statement)
|
Check
the appropriate box to designate the rule pursuant to which this Schedule is filed:
☐
Rule 13d-1(b)
☒
Rule 13d-1(c)
☐ Rule
13d-1(d)
The
information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18
of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall
be subject to all other provisions of the Act (however, see the Notes).
CUSIP
NO. 456696103
1.
|
NAMES
OF REPORTING PERSONS
Alan
Gelband
|
2.
|
CHECK
THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a)
☐
(b)
☒
|
3.
|
SEC
USE ONLY
|
4.
|
CITIZENSHIP
OR PLACE OF ORGANIZATION
United
States
|
NUMBER
OF
SHARES
BENEFICIALLY
OWNED
BY
EACH
REPORTING
PERSON
WITH:
|
5.
|
SOLE
VOTING POWER Common Stock equal to less than 5%
|
6.
|
SHARED
VOTING POWER 0
|
7.
|
SOLE
DISPOSITIVE POWER Common Stock equal to less than 5%
|
8.
|
SHARED
DISPOSITIVE POWER 0
|
9.
|
AGGREGATE
AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
Common
Stock equal to less than 5%
|
10.
|
CHECK
IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES ☐
|
11.
|
PERCENT
OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
Less
than 5%
|
12.
|
TYPE
OF REPORTING PERSON
IN
|
CUSIP
NO. 456696103
1.
|
NAMES OF REPORTING PERSONS
The Alan Gelband Company Defined Contribution Pension Plan and Trust
|
2.
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a)
☐
(b) ☒
|
3.
|
SEC USE ONLY
|
4.
|
CITIZENSHIP OR PLACE OF ORGANIZATION
Florida
|
NUMBER
OF
SHARES
BENEFICIALLY
OWNED
BY
EACH
REPORTING
PERSON
WITH:
|
5.
|
SOLE
VOTING POWER Common Stock equal to less than 5%
|
6.
|
SHARED
VOTING POWER 0
|
7.
|
SOLE
DISPOSITIVE POWER Common Stock equal to less than 5%
|
8.
|
SHARED
DISPOSITIVE POWER 0
|
9.
|
AGGREGATE
AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
Common
Stock equal to less than 5%
|
10.
|
CHECK
IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES ☐
|
11.
|
PERCENT
OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
Less
than 5%
|
12.
|
TYPE
OF REPORTING PERSON
EP
|
CUSIP
NO. 456696103
1.
|
NAMES
OF REPORTING PERSONS
The
Alan Gelband Roth IRA
|
2.
|
CHECK
THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a)
☐
(b)
☒
|
3.
|
SEC
USE ONLY
|
4.
|
CITIZENSHIP
OR PLACE OF ORGANIZATION
United
States
|
NUMBER
OF
SHARES
BENEFICIALLY
OWNED
BY
EACH
REPORTING
PERSON
WITH:
|
5.
|
SOLE
VOTING POWER Common Stock equal to less than 5%
|
6.
|
SHARED
VOTING POWER 0
|
7.
|
SOLE
DISPOSITIVE POWER Common Stock equal to less than 5%
|
8.
|
SHARED
DISPOSITIVE POWER 0
|
9.
|
AGGREGATE
AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
Common
Stock equal to less than 5%
|
10.
|
CHECK
IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES ☐
|
11.
|
PERCENT
OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
Less
than 5%
|
12.
|
TYPE
OF REPORTING PERSON
EP
|
CUSIP
NO. 456696103
1.
|
NAMES
OF REPORTING PERSONS
The
Alden Foundation
|
2.
|
CHECK
THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a)
☐
(b
☒
|
3.
|
SEC
USE ONLY
|
4.
|
CITIZENSHIP
OR PLACE OF ORGANIZATION
United
States
|
NUMBER
OF
SHARES
BENEFICIALLY
OWNED
BY
EACH
REPORTING
PERSON
WITH:
|
5.
|
SOLE
VOTING POWER Common Stock equal to less than 5%
|
6.
|
SHARED
VOTING POWER 0
|
7.
|
SOLE
DISPOSITIVE POWER Common Stock equal to less than 5%
|
8.
|
SHARED
DISPOSITIVE POWER 0
|
9.
|
AGGREGATE
AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
Common
Stock equal to less than 5%
|
10.
|
CHECK
IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES ☐
|
11.
|
PERCENT
OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
Less
than 5%
|
12.
|
TYPE
OF REPORTING PERSON
OO
|
Item
1.
|
(a)
|
Name
of Issuer:
WaveDancer,
Inc.
|
|
|
|
|
(b)
|
Address
of Issuer’s principal executive offices
12015
Lee Jackson Memorial Hwy, Suite 210, Fairfax, VA 22033
|
Item
2.
|
(a)
|
Name
of person filing:
This
Schedule 13G is filed jointly on behalf of (1) Alan Gelband, (2) The Alan Gelband Defined
Contribution Pension Plan and Trust, (3) Alan Gelband Roth IRA, and (4) The Alden Foundation
(collectively, the “Reporting Persons”).
|
|
|
|
|
(b)
|
Address
of the principal business office or, if none, residence:
62
Longwoods Lane, East Hampton, NY 11937
|
|
|
|
|
(c)
|
Citizenship:
Alan
Gelband is a United States citizen. The Alan Gelband Defined Contribution Pension Plan and
Trust is a trust governed under the laws of the State of Florida. Alan Gelband Roth IRA is
an investment retirement account governed by the laws of the United States. The Alden Foundation
is a foundation governed by the laws of the United States.
|
|
|
|
|
(d)
|
Title
of class of securities:
Common
Stock
|
|
|
|
|
(e)
|
CUSIP
No.:
456696103
|
Item
3. If this statement is filed pursuant to §§240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a:
|
(a)
|
☐
|
Broker
or dealer registered under section 15 of the Act (15 U.S.C. 78o).
|
|
|
|
|
|
(b)
|
☐
|
Bank
as defined in section 3(a)(6) of the Act (15 U.S.C. 78c).
|
|
|
|
|
|
(c)
|
☐
|
Insurance
company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c).
|
|
|
|
|
|
(d)
|
☐
|
Investment
company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8).
|
|
|
|
|
|
(e)
|
☐
|
An
investment adviser in accordance with §240.13d-1(b)(1)(ii)(E);
|
|
|
|
|
|
(f)
|
☐
|
An
employee benefit plan or endowment fund in accordance with §240.13d-1(b)(1)(ii)(F);
|
|
|
|
|
|
(g)
|
☐
|
A
parent holding company or control person in accordance with §240.13d-1(b)(1)(ii)(G);
|
|
|
|
|
|
(h)
|
☐
|
A
savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
|
|
|
|
|
|
(i)
|
☐
|
A
church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of
1940 (15 U.S.C. 80a-3);
|
|
|
|
|
|
(j)
|
☐
|
A
non-U.S. institution in accordance with §240.13d-1(b)(1)(ii)(J);
|
|
|
|
|
|
(k)
|
☐
|
Group,
in accordance with §240.13d-1(b)(1)(ii)(K).
|
If
filing as a non-U.S. institution in accordance with §240.13d-1(b)(1)(ii)(J), please specify the type of institution:
Item
4. Ownership.
Provide
the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1.
|
(a)
|
|
Amount
beneficially owned:
Common
Stock equal to less than 5%
|
|
|
|
|
|
(b)
|
|
Percent
of class:
Less
than 5%
|
|
|
|
|
|
(c)
|
|
Number
of shares as to which the person has:
(i)
Sole power to vote or to direct the vote: Common Stock equal to less than 5%
(ii)
Shared power to vote or to direct the vote: 0
(iii)
Sole power to dispose of or to direct the disposition: Common Stock equal to less than 5%
(iv)
Shared power to dispose of or to direct the disposition: 0
|
Item
5. Ownership of 5 Percent or Less of a Class.
If
this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner
of more than 5 percent of the class of securities, check the following ☒
Item
6. Ownership of More than 5 Percent on Behalf of Another Person.
Not
applicable.
Item
7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company or
Control Person.
Not
applicable.
Item
8. Identification and Classification of Members of the Group.
Not
applicable.
Item
9. Notice of Dissolution of Group.
Not
applicable.
Item
10. Certifications.
By
signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not
held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired
and are not held in connection with or as a participant in any transaction having that purpose or effect.
SIGNATURES
After
reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete
and correct.
Dated:
February 11, 2022
|
/s/
Alan Gelband
|
|
Alan
Gelband
|
Dated:
February 11, 2022
|
THE
ALAN GELBAND DEFINED CONTRIBUTION PENSION PLAN AND TRUST
|
|
|
|
|
/s/
Alan Gelband
|
|
Name:
|
Alan Gelband
|
|
Title:
|
Trustee
|
Dated: February 11, 2022
|
ALAN GELBAND ROTH IRA
|
|
|
|
|
/s/ Alan Gelband
|
|
Name:
|
Alan Gelband
|
|
Title:
|
Trustee
|
Dated: February 11, 2022
|
THE ALDEN FOUNDATION
|
|
|
|
|
/s/
Alan Gelband
|
|
Name:
|
Alan Gelband
|
|
Title:
|
Principal
|
EXHIBIT
A
AGREEMENT
Each
of the undersigned hereby consents and agrees to this joint filing of the Schedule 13G for the Common Stock, par value $0.01 per share,
of WaveDancer, Inc.
Dated:
February 11, 2022
|
/s/
Alan Gelband
|
|
Alan
Gelband
|
Dated:
February 11, 2022
|
THE
ALAN GELBAND DEFINED CONTRIBUTION PENSION PLAN AND TRUST
|
|
|
|
|
/s/
Alan Gelband
|
|
Name:
|
Alan Gelband
|
|
Title:
|
Trustee
|
Dated: February 11, 2022
|
ALAN GELBAND ROTH IRA
|
|
|
|
|
/s/ Alan Gelband
|
|
Name:
|
Alan Gelband
|
|
Title:
|
Trustee
|
Dated: February 11, 2022
|
THE ALDEN FOUNDATION
|
|
|
|
|
/s/
Alan Gelband
|
|
Name:
|
Alan Gelband
|
|
Title:
|
Principal
|
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