(3)All
information is based on a Schedule 13G/A filed with the SEC on February 11, 2022, by Renaissance Technologies, LLC, and its affiliates.
As of December 31, 2021, Renaissance Technologies, LLC, and its affiliates were the beneficial owner of and had sole voting power
over 1,389,862 shares and sole dispositive power over 1,555,141 shares.
(4)All
information is based on a Schedule 13G filed with the SEC on February 11, 2022, by Strategic Value Investors, LP, and its affiliates.
As of December 31, 2021, Strategic Value Investors, LP, was the beneficial owner of and had shared voting and dispositive powers
over 865,565 shares. Strategic Value Private Investors, LP, had shared voting and dispositive powers over 296,010 shares. Ben
Mackovak, Marty Adams, Umberto Fedeli, Strategic Value Private Partners LLC and Strategic Value Bank Partners LLC each and individually
had shared voting and dispositive powers over 1,161,675 shares.
Security Ownership of Management
The following table sets forth certain
information regarding the beneficial ownership of our common stock as of March 15, 2022, by each director, each NEO and all our
directors and executive officers as a group. Except as otherwise indicated, each person and each group shown in the table has sole
voting and investment power with respect to the shares of common stock listed next to his or her name.
Name of Beneficial Owner |
Position with the Company |
Amount and
Nature of
Beneficial
Ownership |
Percent of
Common Stock
Outstanding(1) |
Laura Benoit(2) |
Director |
33,883 |
* |
Donna J. Damon(3) |
Director |
52,193 |
* |
Gary G. Fitzgerald(4) |
Director |
19,248 |
* |
William D. Masse(5) |
Director |
52,177 |
* |
Lisa G. McMahon(6) |
Director |
38,746 |
* |
Gregg F. Orlen(7) |
Director |
61,037 |
* |
Paul C. Picknelly(8) |
Director |
87,800 |
* |
Steven G. Richter(9) |
Director |
52,348 |
* |
Philip R. Smith(10) |
Director |
48,651 |
* |
James C. Hagan(11) |
President,Chief Executive Officer and Director |
243,191 |
1.07% |
Allen J. Miles, III(12) |
Executive Vice President and Chief Lending Officer |
71,279 |
* |
Guida R. Sajdak(13) |
Executive Vice President and Chief Financial Officer |
43,062 |
* |
All Non-Employee Directors
All Executive Officers and Directors
as a Group (20 Persons)(14) |
446,083
1,082,541 |
1.96%
4.75%
|
*Less than 1% of the total outstanding
shares of common stock.
(1)Based
on a total of 22,802,029 shares of our common stock outstanding as of March 15, 2022.
(2)Consists
of: a) 1,975 unvested shares of restricted stock as to which Ms. Benoit has sole voting power and b) 31,908 shares as to which
Ms. Benoit holds jointly with her spouse and has shared voting and investment power.
(3)Consists
of: a) 1,975 unvested shares of restricted stock as to which Ms. Damon has sole voting power; b) 31,513 shares as to which
Ms. Damon holds jointly with her spouse and has shared voting and investment power; and c) 18,705 shares as to which Ms. Damon
has sole voting and investment power.
(4)Consists
of: a) 1,975 unvested shares of restricted stock as to which Mr. Fitzgerald has sole voting power and b) 17,273 shares as to which
Mr. Fitzgerald holds jointly with his spouse and has shared voting and investment power.
(5)Consists
of: a) 1,975 unvested shares of restricted stock as to which Mr. Masse has sole voting power and b) 50,202 shares to which Mr.
Masse has sole voting and investment power.
(6)Consists
of: a) 1,975 unvested shares of restricted stock as to which Ms. McMahon has sole voting power; b) 33,778 shares as to which
Ms. McMahon holds jointly with her spouse and has shared voting and investment power; and c) 2,993 shares as to which Ms. McMahon
has sole voting and investment power.