Amended Statement of Changes in Beneficial Ownership (4/a)
15 February 2023 - 12:34AM
Edgar (US Regulatory)
FORM 4
[ ] Check this box if no longer subject to Section
16. Form 4 or Form 5 obligations may continue. See
Instruction 1(b).
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL
OWNERSHIP OF SECURITIES
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OMB
APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response... 0.5 |
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Filed pursuant to Section 16(a) of the
Securities Exchange Act of 1934 or Section 30(h) of the Investment
Company Act of 1940
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1. Name
and Address of Reporting Person * Maggiore Christopher
D. |
2. Issuer Name and Ticker or Trading
Symbol Zivo Bioscience, Inc. [ ZIVO ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)__X__
Director _____
10% Owner
_____ Officer (give title
below) _____ Other
(specify below)
|
(Last)
(First)
(Middle)
4788 NOBLES POND DR. NW |
3. Date of Earliest Transaction (MM/DD/YYYY)
9/14/2022
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(Street)
CANTON, OH 44718
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
9/19/2022
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6. Individual or Joint/Group Filing
(Check Applicable Line) _X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person |
Table I - Non-Derivative Securities Acquired, Disposed of, or
Beneficially Owned
|
1.Title of Security
(Instr. 3) |
2. Trans. Date |
2A. Deemed Execution Date, if any |
3. Trans. Code
(Instr. 8) |
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) |
5. Amount of Securities Beneficially Owned Following
Reported Transaction(s)
(Instr. 3 and 4) |
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4) |
7. Nature of Indirect Beneficial Ownership (Instr.
4) |
Code |
V |
Amount |
(A) or (D) |
Price |
Common Stock |
9/14/2022 |
|
P |
|
5200 |
A |
$3.5281 (1) |
721282 (3) |
D |
|
Common Stock |
9/14/2022 |
|
P |
|
2000 |
A |
$3.5507 (2) |
723282 |
D |
|
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible
securities)
|
1. Title of Derivate Security
(Instr. 3) |
2. Conversion or Exercise Price of Derivative
Security |
3. Trans. Date |
3A. Deemed Execution Date, if any |
4. Trans. Code
(Instr. 8) |
5. Number of Derivative Securities Acquired (A) or
Disposed of (D)
(Instr. 3, 4 and 5) |
6. Date Exercisable and Expiration Date |
7. Title and Amount of Securities Underlying
Derivative Security
(Instr. 3 and 4) |
8. Price of Derivative Security
(Instr. 5) |
9. Number of derivative Securities Beneficially
Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct
(D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr.
4) |
Code |
V |
(A) |
(D) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Explanation of
Responses: |
(1) |
The reported price in Column
4 is a weighted average price. These shares were purchased in
multiple transactions at prices ranging from $3.45 to $3.7257 per
share. The Reporting Person undertakes to provide to the Issuer,
any security holder of the Issuer, or the staff of the Securities
and Exchange Commission, upon request, full information regarding
the number of shares purchased at each separate price within the
range set forth in this footnote. |
(2) |
The reported price in Column
4 is a weighted average price. These shares were purchased in
multiple transactions at prices ranging from $3.435 to $3.93 per
share. The Reporting Person undertakes to provide to the Issuer,
any security holder of the Issuer, or the staff of the Securities
and Exchange Commission, upon request, full information regarding
the number of shares purchased at each separate price within the
range set forth in this footnote. |
(3) |
The total number of shares
reported in Column 5 differs from amounts previously reported,
which incorrectly included shares held in the estate of Robert S.
McLain and in a related trust, as to which the reporting person was
appointed a co-trustee in 2014. Although the reporting person has
shared power to vote or to direct the vote, and shared power to
dispose or to direct the disposition of, the shares held in the
estate and in the trust, the reporting person has no direct or
indirect pecuniary interest in such shares. |
Reporting
Owners
|
Reporting Owner Name / Address |
Relationships
|
Director |
10% Owner |
Officer |
Other |
Maggiore Christopher D.
4788 NOBLES POND DR. NW
CANTON, OH 44718 |
X |
|
|
|
Signatures
|
/s/ Christopher D. Maggiore |
|
2/14/2023 |
**Signature of
Reporting Person |
Date |
Reminder: Report on a separate line for each class
of securities beneficially owned directly or
indirectly. |
* |
If the form is filed by more than one
reporting person, see Instruction 4(b)(v). |
** |
Intentional misstatements or omissions
of facts constitute Federal Criminal Violations. See 18
U.S.C. 1001 and 15 U.S.C. 78ff(a). |
Note: |
File three copies of this Form, one of
which must be manually signed. If space is insufficient, see
Instruction 6 for procedure. |
Persons who respond to the collection of information
contained in this form are not required to respond unless the form
displays a currently valid OMB control number. |
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