Statement of Changes in Beneficial Ownership (4)
06 May 2022 - 09:27AM
Edgar (US Regulatory)
FORM 4
[ ] Check this box if no longer subject to Section
16. Form 4 or Form 5 obligations may continue. See
Instruction 1(b).
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL
OWNERSHIP OF SECURITIES
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OMB
APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response... 0.5 |
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Filed pursuant to Section 16(a) of the
Securities Exchange Act of 1934 or Section 30(h) of the Investment
Company Act of 1940
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1. Name
and Address of Reporting Person * Bawa
Aparna |
2. Issuer Name and Ticker or Trading
Symbol Zoom Video Communications, Inc. [ ZM ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)_____
Director _____
10% Owner
__X__ Officer (give title
below) _____ Other
(specify below)
Chief Operating Officer |
(Last)
(First)
(Middle)
C/O ZOOM VIDEO COMMUNICATIONS, INC., 55 ALMADEN BOULEVARD,
6TH FLOOR |
3. Date of Earliest Transaction (MM/DD/YYYY)
5/3/2022
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(Street)
SAN JOSE, CA 95113
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
|
6. Individual or Joint/Group Filing
(Check Applicable Line) _X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person |
Table I - Non-Derivative Securities Acquired, Disposed of, or
Beneficially Owned
|
1.Title of Security
(Instr. 3) |
2. Trans. Date |
2A. Deemed Execution Date, if any |
3. Trans. Code
(Instr. 8) |
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) |
5. Amount of Securities Beneficially Owned Following
Reported Transaction(s)
(Instr. 3 and 4) |
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4) |
7. Nature of Indirect Beneficial Ownership (Instr.
4) |
Code |
V |
Amount |
(A) or (D) |
Price |
Class A Common Stock |
5/3/2022 |
|
S(1) |
|
800 |
D |
$102.943 (2) |
88268 (3) |
I |
See footnote (4) |
Class A Common Stock |
5/3/2022 |
|
S(1) |
|
900 |
D |
$103.9044 (5) |
87368 (3) |
I |
See footnote (4) |
Class A Common Stock |
5/3/2022 |
|
S(1) |
|
200 |
D |
$104.58 (6) |
87168 (3) |
I |
See footnote (4) |
Class A Common Stock |
5/3/2022 |
|
S(1) |
|
100 |
D |
$106.66 |
87068 (3) |
I |
See footnote (4) |
Class A Common Stock |
5/4/2022 |
|
S(1) |
|
404 |
D |
$103.96 |
86664 (3) |
I |
See footnote (4) |
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible
securities)
|
1. Title of Derivate Security
(Instr. 3) |
2. Conversion or Exercise Price of Derivative
Security |
3. Trans. Date |
3A. Deemed Execution Date, if any |
4. Trans. Code
(Instr. 8) |
5. Number of Derivative Securities Acquired (A) or
Disposed of (D)
(Instr. 3, 4 and 5) |
6. Date Exercisable and Expiration Date |
7. Title and Amount of Securities Underlying
Derivative Security
(Instr. 3 and 4) |
8. Price of Derivative Security
(Instr. 5) |
9. Number of derivative Securities Beneficially
Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct
(D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr.
4) |
Code |
V |
(A) |
(D) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Explanation of
Responses: |
(1) |
The sales reported on this
Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted
by the Reporting Person. |
(2) |
The price reported in column
4 is a weighted average price. These shares were sold in multiple
transactions at prices ranging from $102.31 to $103.20. The
Reporting Person undertakes to provide the Issuer, any security
holder of the Issuer, or the staff at the Securities and Exchange
Commission, upon request, the full information regarding the number
of shares sold at each separate price within the ranges set forth
above. |
(3) |
The shares were issued
pursuant to an option that was early exercised by the Reporting
Person, and 30,000 shares are subject to the Issuer's right to
repurchase as of the date hereof. |
(4) |
The shares are held of
record by Rafik Bawa and Aparna Bawa, as Trustees of the Bawa
Family Trust under agreement dated November 12, 2013, for which the
Reporting Person and the Reporting Person's spouse serve as
trustees. |
(5) |
The price reported in column
4 is a weighted average price. These shares were sold in multiple
transactions at prices ranging from $103.38 to $104.25. The
Reporting Person undertakes to provide the Issuer, any security
holder of the Issuer, or the staff at the Securities and Exchange
Commission, upon request, the full information regarding the number
of shares sold at each separate price within the ranges set forth
above. |
(6) |
The price reported in column
4 is a weighted average price. These shares were sold in multiple
transactions at prices ranging from $104.48 to $104.68. The
Reporting Person undertakes to provide the Issuer, any security
holder of the Issuer, or the staff at the Securities and Exchange
Commission, upon request, the full information regarding the number
of shares sold at each separate price within the ranges set forth
above. |
Reporting
Owners
|
Reporting Owner Name / Address |
Relationships
|
Director |
10% Owner |
Officer |
Other |
Bawa Aparna
C/O ZOOM VIDEO COMMUNICATIONS, INC.
55 ALMADEN BOULEVARD, 6TH FLOOR
SAN JOSE, CA 95113 |
|
|
Chief Operating Officer |
|
Signatures
|
/s/ Aparna Bawa |
|
5/5/2022 |
**Signature of
Reporting Person |
Date |
Reminder: Report on a separate line for each class
of securities beneficially owned directly or
indirectly. |
* |
If the form is filed by more than one
reporting person, see Instruction 4(b)(v). |
** |
Intentional misstatements or omissions
of facts constitute Federal Criminal Violations. See 18
U.S.C. 1001 and 15 U.S.C. 78ff(a). |
Note: |
File three copies of this Form, one of
which must be manually signed. If space is insufficient, see
Instruction 6 for procedure. |
Persons who respond to the collection of information
contained in this form are not required to respond unless the form
displays a currently valid OMB control number. |
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