Amended Current Report Filing (8-k/a)
28 January 2023 - 08:11AM
Edgar (US Regulatory)
0001859007 true Amendment No1 0001859007
2022-12-12 2022-12-12 0001859007 dei:FormerAddressMember 2022-12-12
2022-12-12 iso4217:USD xbrli:shares iso4217:USD xbrli:shares
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington,
DC 20549
FORM
8-K/A
CURRENT REPORT
Pursuant
to Section 13 or 15(d) of the Securities Exchange Act of
1934
Date
of Report (Date of earliest event reported):
December 12, 2022
ZYVERSA THERAPEUTICS, INC.
(Exact
name of registrant as specified in its charter)
Delaware |
|
001-41184 |
|
86-2685744 |
(State
or other jurisdiction |
|
(Commission |
|
(I.R.S.
Employer |
of
incorporation) |
|
File
Number) |
|
Identification
No.) |
2200 N. Commerce Parkway,
Suite 208
Weston,
Florida
|
|
33326 |
(Address
of principal executive offices) |
|
(Zip
Code) |
(754)
231-1688
(Registrant’s
telephone number, including area code)
Larkspur Health Acquisition Corp.
100 Somerset Corporate Blvd.,
2nd Floor
Bridgewater,
New Jersey
08807
(Former
name or former address if changed from last report)
Check
the appropriate box below if the Form 8-K filing is intended to
simultaneously satisfy the filing obligation of the registrant
under any of the following provisions (see General Instruction A.2.
below):
☐ |
Written
communications pursuant to Rule 425 under the Securities Act (17
CFR 230.425) |
☐ |
Soliciting
material pursuant to Rule 14a-12 under the Exchange Act (17 CFR
240.14a-12) |
☐ |
Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17
CFR 240.14d-2(b)) |
☐ |
Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17
CFR 240.13e-4(c)) |
Securities
registered pursuant to Section 12(b) of the Act:
Title
of Each Class |
|
Trading
Symbols |
|
Name
of each exchange on which registered |
Common Stock, par value $0.0001 per share |
|
ZVSA |
|
The Nasdaq Global Market |
Indicate
by check mark whether the registrant is an emerging growth company
as defined in Rule 405 of the Securities Act of 1933 (§230.405 of
this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934
(§240.12b-2 of this chapter). Emerging growth company
☒
If an
emerging growth company, indicate by check mark if the registrant
has elected not to use the extended transition period for complying
with any new or revised financial accounting standards provided
pursuant to Section 13(a) of the Exchange Act.
Introductory
Note
Unless
otherwise stated or unless the context otherwise requires, the
terms “we,” “us,” “our,” “New ZyVersa,” “ZyVersa,” and the
“Company” refer to ZyVersa Therapeutics, Inc., a Delaware
corporation (f/k/a Larkspur Health Acquisition Corp., a Delaware
corporation), after giving effect to the Business Combination (as
defined below), and as renamed ZyVersa Therapeutics, Inc., and
where appropriate, our wholly-owned subsidiaries (including Old
ZyVersa, as defined below) following the Closing Date (as defined
below). Furthermore, unless otherwise stated or unless the context
otherwise requires, references to “Larkspur” refer to Larkspur
Health Acquisition Corp., a Delaware corporation, prior to the
Closing Date, and references to “Old ZyVersa” refer to ZyVersa
Therapeutics, Inc., a Florida corporation, prior to the Closing
Date. All references herein to the “Board” refer to the board of
directors of the Company.
On
December 12, 2022, the parties closed its business combination (the
“Business Combination”) pursuant to the terms of that
certain Business Combination Agreement (as amended, supplemented or
otherwise modified from time to time, the “Business Combination
Agreement”), dated as of July 20, 2022, by and among (i)
ZyVersa, (ii) the Securityholder Representative (as defined in the
Business Combination Agreement) named therein, (iii) Larkspur, and
(iv) Larkspur Merger Sub, Inc., a Delaware corporation and a
direct, wholly owned subsidiary of Larkspur (“Merger
Sub”).
A
Form 8-K was filed with the Securities and Exchange Commission (the
“SEC”) on December 13, 2022 with respect to the transactions
reporting a number of matters and including Form 10 information.
This Form 8-K/A is being filed to replace the Unaudited Pro Forma
Information with respect to the completed business combination for
the nine months ended September 30, 2022 and the year ended
December 31, 2021, included as Exhibit 99.6.
Item
9.01. Financial Statements and Exhibits.
(a) Pro Forma Financial Information.
The
unaudited pro forma condensed combined financial information of
Larkspur and Old ZyVersa
as of September 30, 2022 and for the year ended December 31, 2021
and the nine months ended September 30, 2022 is set forth in
Exhibit 99.6 hereto and is incorporated herein by
reference.
This
amendment (the “Amendment”) to the current report on Form 8-K/A
filed on December 16, 2023 (the “Original 8-K/A”) is being filed
solely to replace entirely the unaudited pro
forma condensed combined financial
information included
on the Original 8-K/A. The unaudited pro forma condensed combined
financial information previously reflected management’s estimates
based on information available at the consummation of the Business
Combination and was subject to change as additional information
became available and analysis was performed. The Company is
updating the unaudited pro forma condensed combined financial
information upon completion of its analysis to now reflect the
Business Combination as a forward merger of Old ZyVersa as it was
determined that Old ZyVersa is a variable interest entity. The
unaudited pro forma condensed combined financial information and
related notes thereto reflects fair value adjustments to the net
assets of Old ZyVersa acquired by the Company, which primarily
consist of in-process research and development intangible assets
which are indefinite-lived.
All
other information contained on the Original 8-K/A and the current
report on Form 8-K filed on December 13, 2022 remains
unchanged.
(c) Exhibits.
SIGNATURE
Pursuant
to the requirements of the Securities Exchange Act of 1934, the
registrant has duly caused this report to be signed on its behalf
by the undersigned hereunto duly authorized.
Date:
January 27, 2023 |
|
|
|
By: |
/s/
Stephen Glover |
|
Name: |
Stephen
C. Glover |
|
Title: |
Chief
Executive Officer |
ZyVersa Therapeutics (NASDAQ:ZVSA)
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