Statement of Changes in Beneficial Ownership (4)
28 July 2016 - 6:31AM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue.
See
Instruction 1(b).
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0287
Estimated average burden
hours per response...
0.5
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
WHITE MILES D
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2. Issuer Name
and
Ticker or Trading Symbol
ABBOTT LABORATORIES
[
ABT
]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__
X
__ Director
_____ 10% Owner
__
X
__ Officer (give title below)
_____ Other (specify below)
Chairman and CEO
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(Last)
(First)
(Middle)
100 ABBOTT PARK ROAD
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3. Date of Earliest Transaction
(MM/DD/YYYY)
7/25/2016
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(Street)
ABBOTT PARK, IL 60064-6400
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_
X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security
(Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code
(Instr. 8)
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4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Common shares without par value
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7/25/2016
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P
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5423
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A
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$43.335
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2439750
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D
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Common shares without par value
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7/25/2016
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P
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1400
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A
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$43.325
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2441150
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D
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Common shares without par value
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7/25/2016
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P
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14511
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A
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$43.375
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2455661
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D
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Common shares without par value
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7/25/2016
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P
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9800
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A
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$43.36
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2465461
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D
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Common shares without par value
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7/25/2016
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P
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100
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A
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$43.3125
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2465561
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D
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Common shares without par value
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7/25/2016
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P
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100
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A
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$43.3925
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2465661
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D
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Common shares without par value
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7/25/2016
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P
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1800
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A
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$43.26
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2467461
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D
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Common shares without par value
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7/25/2016
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P
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148
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A
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$43.275
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2467609
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D
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Common shares without par value
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7/25/2016
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P
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5300
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A
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$43.355
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2472909
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D
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Common shares without par value
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7/25/2016
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P
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200
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A
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$43.3225
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2473109
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D
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Common shares without par value
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7/25/2016
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P
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100
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A
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$43.2325
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2473209
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D
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Common shares without par value
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7/25/2016
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P
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108
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A
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$43.3825
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2473317
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D
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Common shares without par value
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7/25/2016
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P
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400
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A
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$43.295
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2473717
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D
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Common shares without par value
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7/25/2016
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P
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3452
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A
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$43.285
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2477169
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D
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Common shares without par value
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7/25/2016
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P
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2910
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A
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$43.33
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2480079
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D
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Common shares without par value
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7/25/2016
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P
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3100
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A
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$43.405
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2483179
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D
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Common shares without par value
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7/25/2016
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P
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6100
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A
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$43.34
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2489279
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D
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Common shares without par value
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7/25/2016
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P
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3914
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A
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$43.31
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2493193
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D
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Common shares without par value
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7/25/2016
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P
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4100
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A
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$43.395
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2497293
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D
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Common shares without par value
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7/25/2016
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P
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5700
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A
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$43.28
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2502993
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D
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Common shares without par value
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7/25/2016
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P
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5400
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A
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$43.23
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2508393
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D
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Common shares without par value
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7/25/2016
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P
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300
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A
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$43.2525
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2508693
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D
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Common shares without par value
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7/25/2016
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P
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5700
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A
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$43.38
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2514393
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D
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Common shares without par value
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7/25/2016
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P
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9656
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A
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$43.365
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2524049
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D
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Common shares without par value
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7/25/2016
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P
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2200
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A
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$43.27
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2526249
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D
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Common shares without par value
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7/25/2016
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P
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7200
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A
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$43.35
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2533449
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D
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Common shares without par value
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7/25/2016
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P
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6900
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A
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$43.345
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2540349
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D
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Common shares without par value
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7/25/2016
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P
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1622
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A
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$43.255
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2541971
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D
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Common shares without par value
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7/25/2016
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P
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909
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A
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$43.385
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2542880
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D
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Common shares without par value
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7/25/2016
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P
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4400
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A
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$43.30
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2547280
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D
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Table II - Derivative Securities Beneficially Owned (
e.g.
, puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security
(Instr. 3)
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2. Conversion or Exercise Price of Derivative Security
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3. Trans. Date
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3A. Deemed Execution Date, if any
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4. Trans. Code
(Instr. 8)
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5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
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6. Date Exercisable and Expiration Date
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7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
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8. Price of Derivative Security
(Instr. 5)
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9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)
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10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4)
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11. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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(A)
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(D)
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Date Exercisable
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Expiration Date
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Title
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Amount or Number of Shares
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Explanation of Responses:
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Remarks:
Form 3 of 5. The transactions reported on this Form 4 are part of a series of transactions pursuant to which Mr. White personally invested $45.5 million in cash to purchase a total of 1,281,500 shares on his own account, increasing his total ownership from 1,460,517 shares to 2,742,017 shares. These transactions were made pursuant to a previously adopted plan complying with Rule 10b5-1(c).
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Reporting Owners
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Reporting Owner Name / Address
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Relationships
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Director
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10% Owner
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Officer
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Other
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WHITE MILES D
100 ABBOTT PARK ROAD
ABBOTT PARK, IL 60064-6400
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X
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Chairman and CEO
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Signatures
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John A. Berry, by power of attorney for Miles D. White
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7/27/2016
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**
Signature of Reporting Person
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Date
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
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*
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If the form is filed by more than one reporting person,
see
Instruction 4(b)(v).
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**
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Intentional misstatements or omissions of facts constitute Federal Criminal Violations.
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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Note:
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File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure.
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Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
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