Form 8-K - Current report
03 January 2024 - 8:57AM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant
to Section 13 or 15(d)
of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported) January 2, 2024 (January 2, 2024)
KKR INCOME OPPORTUNITIES FUND
(Exact name of registrant as specified in its charter)
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Delaware |
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811-22543 |
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80-6247755 |
(State or other jurisdiction
of incorporation) |
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(Commission
File Number) |
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(IRS Employer
Identification No.) |
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555 California Street, 50th Floor
San Francisco, California |
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94104 |
(Address of principal executive offices) |
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(Zip Code) |
Registrants telephone number, including area code (415)
315-3620
(Former name or former address, if changed since last report.)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing
obligation of the registrant under any of the following provisions:
☐ |
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
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Soliciting material pursuant to Rule 14a-12 under the Exchange Act
(17 CFR 240.14a-12) |
☐ |
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
☐ |
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
Securities registered pursuant to Section 12(b) of the Act:
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Title of each class |
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Trading Symbol(s) |
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Name of each exchange on which registered |
Common Shares of Beneficial Interest |
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KIO |
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New York Stock Exchange |
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of
1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
☐ Emerging growth company
If an emerging growth company,
indicate by check mark if the registrant has elected not to use the extended transition period for complying with new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
Item 5.02. |
Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers;
Compensatory Arrangements of Certain Officers. |
KKR Income Opportunities Fund (NYSE: KIO) (the Fund) has
announced that Eric Mogelof has resigned from his role as Trustee, Chair and President of the Fund, effective January 1, 2023. The Board of Trustees of the Fund has appointed Rudy Pimentel, who joined KKR as a Managing Director in KKRs
Global Product Strategy Group in 2022, to replace Mr. Mogelof as Trustee, Chair and President of the Fund, effective January 1, 2023. Mr. Mogelof remains Global Head of KKRs Global Client Solutions and a Partner of KKR.
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by
the undersigned hereunto duly authorized.
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KKR Income Opportunities Fund |
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Date: January 2, 2024 |
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By: |
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/s/ Thomas Murphy |
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Name: |
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Thomas Murphy |
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Title: |
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Chief Financial Officer |
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