Initial Statement of Beneficial Ownership (3)
17 September 2021 - 6:32AM
Edgar (US Regulatory)
FORM 3
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0104
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
Klenk Jeffrey P. |
2. Date of Event Requiring Statement (MM/DD/YYYY)
9/7/2021
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3. Issuer Name and Ticker or Trading Symbol
TRAVELERS COMPANIES, INC. [TRV]
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(Last)
(First)
(Middle)
THE TRAVELERS COMPANIES, INC., 385 WASHINGTON STREET |
4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
_____ Director _____ 10% Owner
___X___ Officer (give title below) _____ Other (specify below)
EVP & Pres., Bond & Spec. Ins. / |
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(Street)
ST. PAUL, MN 55102
(City)
(State)
(Zip)
| 5. If Amendment, Date Original Filed(MM/DD/YYYY)
| 6. Individual or Joint/Group Filing(Check Applicable Line)
_X_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Beneficially Owned
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1.Title of Security
(Instr. 4) | 2. Amount of Securities Beneficially Owned
(Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I)
(Instr. 5) | 4. Nature of Indirect Beneficial Ownership
(Instr. 5) |
| Common Stock | 4067.785 | D | |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security
(Instr. 4) | 2. Date Exercisable and Expiration Date
(MM/DD/YYYY) | 3. Title and Amount of Securities Underlying Derivative Security
(Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 5) | 6. Nature of Indirect Beneficial Ownership
(Instr. 5) |
| Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
| Stock Options (Right to Buy) | 2/2/2019 | 2/2/2026 | Common Stock | 10860 | $106.03 | D | |
| Stock Options (Right to Buy) | 2/9/2020 | 2/9/2027 | Common Stock | 13931 | $118.78 | D | |
| Stock Options (Right to Buy) | 2/6/2021 | 2/6/2028 | Common Stock | 13412 | $140.85 | D | |
| Stock Options (Right to Buy) | 2/5/2022 | 2/5/2029 | Common Stock | 16218 | $126.18 | D | |
| Stock Options (Right to Buy) | 2/4/2023 | 2/4/2030 | Common Stock | 20816 | $132.58 | D | |
| Stock Options (Right to Buy) | 2/2/2024 | 2/2/2031 | Common Stock | 15015 | $139.83 | D | |
| Explanation of Responses: |
Reporting Owners
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| Reporting Owner Name / Address | Relationships |
| Director | 10% Owner | Officer | Other |
Klenk Jeffrey P.
THE TRAVELERS COMPANIES, INC.
385 WASHINGTON STREET
ST. PAUL, MN 55102 |
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| EVP & Pres., Bond & Spec. Ins. |
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Signatures
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| /s/Wendy C. Skjerven, by power of attorney | | 9/16/2021 |
| **Signature of Reporting Person | Date |
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