Notification That Quarterly Report Will Be Submitted Late (nt 10-q)
16 May 2017 - 12:05AM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 12b-25
NOTIFICATION OF LATE FILING
(Check
One):
¨
Form
10-K
¨
Form
20-F
¨
Form
11-K
þ
Form
10-Q
¨
Form
10-D
¨
Form
N-SAR
¨
Form
N-CSR
For Period Ended:
March 31, 2017
o
Transition Report on Form 10-K
o
Transition Report on Form 20-F
o
Transition Report on Form 11-K
o
Transition Report on Form 10-Q
o
Transition Report on Form N-SAR
For the Transition
Period Ended: _____________________
Read
Instruction
(on
back
page)
Before
Preparing
Form.
Please
Print
or
Type
.
Nothing in this form shall be construed to imply that the Commission
has verified any information contained herein.
If the notification relates
to a portion of the filing checked above, identify the Item(s) to which the notification relates:
Not applicable
PART
I — REGISTRANT INFORMATION
EL
CAPITAN PRECIOUS METALS, INC.
Full Name of Registrant
Former Name if Applicable
5871
Honeysuckle Road
Address of Principal Executive
Office
(Street and Number)
Prescott,
Arizona 86305-3764
City, State and Zip Code
PART II — RULES
12b-25(b) AND (c)
If the subject report
could not be filed without unreasonable effort or expense and the registrant seeks relief pursuant to Rule 12b-25(b), the following
should be completed. (Check box if appropriate)
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(a)
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The reasons described in reasonable detail in Part III of this form could not be eliminated without unreasonable effort or expense;
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þ
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(b)
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The subject annual report, semi-annual report, transition report on Form 10-K, Form 20-F, Form 11-K or Form N-SAR or Form N-CSR, or portion thereof, will be filed on or before the fifteenth calendar day following the prescribed due date; or the subject quarterly report or transition report on Form 10-Q or subject distribution report on Form 10-D, or portion thereof, will be filed on or before the fifth calendar day following the prescribed due date; and
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(c)
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The accountant’s statement or other exhibit required by Rule 12b-25(c) has been attached if applicable.
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PART III — NARRATIVE
State below in reasonable
detail the reasons why Forms 10-K, 20-F, 11-K, 10-Q, 10-D, N-SAR, N-CSR, or the transition report or portion thereof, could not
be filed within the prescribed time period.
EL CAPITAN
PRECIOUS METALS, INC. (the “Company”) is unable to file its quarterly report on Form 10-Q for the fiscal quarter
ended March 31, 2017 within the prescribed period. The compilation, dissemination and review of the financial
information required to be presented in the Form 10-Q has imposed time constraints on the Company’s management that
have rendered timely filing of the Form 10-Q impractical without undue hardship and expense to the Company. At this time, the
Company expects to file the Form 10-Q no later than the fifth calendar day following the prescribed due date, as
permitted by Rule 12b-25.
PART IV — OTHER
INFORMATION
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(1)
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Name and telephone number of person to contact in regard to this notification
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Stephen J. Antol
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(928)
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515-1942
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(Name)
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(Area Code)
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(Telephone Number)
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(2)
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Have all other periodic reports required under Section 13 or 15(d) of the Securities Exchange Act of 1934
or Section 30 of the Investment Company Act of 1940 during the preceding 12 months or for such shorter period that the registrant
was required to file such report(s) been filed? If the answer is no, identify report(s).
þ
Yes
¨
No
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(3)
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Is it anticipated that any significant change in results of operations from the corresponding period for the
last fiscal year will be reflected by the earnings statements to be included in the subject report or portion thereof?
¨
Yes
þ
No
|
If so, attach
an explanation of the anticipated change, both narratively and quantitatively, and, if appropriate, state the reasons why a reasonable
estimate of the results cannot be made.
EL
CAPITAN PRECIOUS METALS, INC.
(Name of Registrant as
Specified in Charter)
has caused this notification
to be signed on its behalf by the undersigned thereunto duly authorized.
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Date: May 15, 2017
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By:
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/s/ Stephen J. Antol
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Stephen J. Antol
Chief Financial Officer
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INSTRUCTION: The form
may be signed by an executive officer of the registrant or by any other duly authorized representative. The name and title of the
person signing the form shall be typed or printed beneath the signature. If the statement is signed on behalf of the registrant
by an authorized representative (other than an executive officer), evidence of the representative’s authority to sign on
behalf of the registrant shall be filed with the form.
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ATTENTION
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Intentional misstatements or omissions of fact constitute Federal Criminal Violations (See 18 U.S.C. 1001).
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