Current Report Filing (8-k)
31 March 2020 - 3:26AM
Edgar (US Regulatory)
UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
WASHINGTON,
D.C. 20549
FORM
8-K
CURRENT
REPORT
PURSUANT
TO SECTION 13 OR 15(d) OF THE
SECURITIES
EXCHANGE ACT OF 1934
Date
of report (Date of earliest event reported): March 30, 2020
Strategic
Environmental & Energy Resources, Inc.
(Exact
Name of Registrant as Specified in Charter)
NEVADA
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000-54987
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02-0565834
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(State
or Other Jurisdiction
of Incorporation)
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Commission
File Number
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(IRS
Employer
Identification No.)
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370
Interlocken Blvd, Suite 680, Broomfield, CO 80021
(Address
of principal executive offices)
Registrant’s
telephone number, including area code: (720)-460-3522
Check
the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant
under any of the following provisions:
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Written
communications pursuant to Rule 425 under the Securities Act
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Soliciting
material pursuant to Rule 14a-12 under the Exchange Act
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Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act
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Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act
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Securities registered pursuant to Section 12(b) of the
Exchange Act:
Title
of each class
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Trading
Symbol(s)
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Name
of each exchange on which registered
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N/A
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N/A
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N/A
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Item
8.01: OTHER EVENTS
Filing
of Annual Report on Form 10-K
Strategic
Environmental & Energy Resources, Inc. (the “Company”) has determined to rely on the Securities
and Exchange Commission’s Order under Section 36 of the Securities Exchange Act of 1934 Modifying Exemptions from the Reporting
and Proxy Delivery Requirements for Public Companies dated March 25, 2020 (Release No. 34-88465) (the “Order”)
to delay the filing of its Annual Report on Form 10-K (the “Report”) due to circumstances related to
the coronavirus disease 2019 (“COVID-19”).
The
disruption imposed on the Company and the Company’s auditors by COVID-19, closures and shelter in place orders in Colorado,
Texas, and Illinois are causing the Company to experience a delay in its ability to complete and file the Report. Consequently,
the Company is unable to timely file the Report. The Company expects to
file the Report no
later than 45 days after March 30, 2020.
In
light of the current COVID-19 pandemic, the Company will be including the following risk factor in the Report:
Natural
disasters, terrorist attacks or other catastrophic events could negatively affect our business, financial condition, and results
of operations.
Natural
disasters such as hurricanes, typhoons or earthquakes could negatively affect our operations and financial performance. Such events
could result in physical damage to one or more of our facilities or equipment, the temporary lack of an adequate work force in
a market, and the temporary disruption in transportation services which we rely on to deliver waste to our facilities. These events
could prevent or delay shipments and reduce both volumes and revenue. Weather conditions and other event driven special projects
may also cause variations in our results. We may be required to suspend operations in some of our locations, which could have
a material adverse effect on our business, financial condition, and results of operations.
The
long-term impact of terrorist attacks, such as the attacks that occurred on September 11, 2001, and the magnitude of the threat
of future terrorist attacks are not known at this time. Uncertainty surrounding hostilities in the Middle East or other sustained
military campaigns may affect our operations in unpredictable ways. Changes in the insurance markets attributable to terrorist
attacks may make certain types of insurance more difficult for us to obtain. Moreover, the insurance that may be available to
us may be significantly more expensive than our existing insurance coverage. Instability in the business and financial markets
as a result of terrorism or war could also affect our ability to raise capital and conduct business.
In
late 2019, a novel strain of coronavirus, COVID-19, was reported to have surfaced in Wuhan, China. Since then, the COVID-19 coronavirus
has spread to multiple countries, including the United States. If the COVID-19 coronavirus continues to spread, we may experience
disruptions that could severely impact our business, including; availability of necessary items or availability of workforce in
a non-essential business either due to voluntary or mandated quarantine. The global outbreak of the COVID-19 coronavirus continues
to rapidly evolve. The extent to which the COVID-19 coronavirus may impact our business will depend on future developments, which
are highly uncertain and cannot be predicted with confidence, such as the ultimate geographic spread of the disease, the duration
of the outbreak, travel restrictions and social distancing in the United States and other countries, business closures or business
disruptions and the effectiveness of actions taken in the United States and other countries to contain and treat the disease.
SIGNATURES
Pursuant
to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf
by the undersigned hereunto duly authorized.
Strategic Environmental & Energy Resources, Inc.
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Date: March 30, 2020
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By:
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/s/
J. John Combs III
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J.
John Combs III
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Chief
Executive Officer
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