Amended Statement of Changes in Beneficial Ownership (4/a)
22 January 2021 - 10:18AM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
|
OMB APPROVAL
OMB Number:
3235-0287
Estimated average burden hours per response...
0.5
|
|
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
|
|
1. Name and Address of Reporting Person
*
MILLER RICHARD EDWARD |
2. Issuer Name and Ticker or Trading Symbol
WESTERN CAPITAL RESOURCES, INC.
[
WCRS
]
|
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__X__ Director _____ 10% Owner _____ Officer (give title below) _____ Other (specify below)
|
(Last)
(First)
(Middle)
11550 "I" STREET, SUITE 150 |
3. Date of Earliest Transaction
(MM/DD/YYYY)
1/8/2021 |
(Street)
OMAHA, NE 68137
(City)
(State)
(Zip)
|
4. If Amendment, Date Original Filed
(MM/DD/YYYY)
1/12/2021 |
6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
|
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
|
1.Title of Security (Instr. 3)
|
2. Trans. Date
|
2A. Deemed Execution Date, if any
|
3. Trans. Code (Instr. 8)
|
4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)
|
5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)
|
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
|
7. Nature of Indirect Beneficial Ownership (Instr. 4)
|
Code
|
V
|
Amount
|
(A) or (D)
|
Price
|
Common Stock | 1/8/2021 | | A | | 16801 | A | $6.75 (1) | 108967 (2) | D | |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
|
1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Explanation of Responses: |
(1) | The shares were acquired under a Merger Agreement, dated January 8, 2021, among Western Capital Resources, Inc., WCR Swisher Acquisition Co., and Swisher Acquisition, Inc. The purchase price is equal to the deemed value of each share of common stock issued under the Merger Agreement, based on the closing sale price of Western Capital Resources, Inc. common stock on January 7, 2021, the day before the closing of the merger. |
(2) | This amendment is being filed to correct the balance reported in Column 5. The Form 4 filed on January 12, 2021 indicated that the reporting person beneficially owned 105,967 shares after the reported transaction, however, the total number of shares beneficially owned was 108,967. |
Reporting Owners
|
Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
MILLER RICHARD EDWARD 11550 "I" STREET, SUITE 150 OMAHA, NE 68137 | X |
|
|
|
Signatures
|
/s/ Mark T. Plichta, Attorney-in-Fact for Richard E. Miller | | 1/21/2021 |
**Signature of Reporting Person | Date |
Western Capital Resources (CE) (USOTC:WCRS)
Historical Stock Chart
From Aug 2024 to Sep 2024
Western Capital Resources (CE) (USOTC:WCRS)
Historical Stock Chart
From Sep 2023 to Sep 2024
Real-Time news about Western Capital Resources Inc (CE) (OTCMarkets): 0 recent articles
More Western Capital Resources, Inc. News Articles