TIDMAJB

RNS Number : 5950S

AJ Bell PLC

16 November 2021

AJ Bell plc

("AJ Bell" or the "Company")

Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them

AJ Bell announces that it has been notified of the following transactions on 11 November 2021 ( Transactions ):

(1) that each person discharging managerial responsibilities in AJ Bell ( PDMR) who is named in column (1) of the below table purchased the number of ordinary shares of GBP0.000125 each (Ordinary Shares) in the issued share capital of AJ Bell set alongside their respective names in column (2) of the below table under the Company's Buy As You Earn scheme (BAYE) on 11 November 2021 at a price of GBP4.160779 per Ordinary Share.

 
        (1)                 (2) 
 PDMR                Number of Ordinary 
                       Shares acquired 
                    ------------------- 
 Charles Galbraith           36 
                    ------------------- 
 Roger Stott                 36 
                    ------------------- 
 Bruce Robinson              36 
                    ------------------- 
 Mo Tagari                   36 
                    ------------------- 
 Liz Carrington              36 
                    ------------------- 
 Kevin Doran                 36 
                    ------------------- 
 Billy Mackay                36 
                    ------------------- 
 

(2) that Nick Carrington, who is a person closely associated (PCA) with Liz Carrington, a PDMR, purchased 36 Ordinary Shares (Ordinary Shares) under the BAYE at a price of GBP4.160779 per Ordinary Share.

(3) Following completion of the above Transactions, each PDMR who is named in column (1) of the below table is interested in the number of Ordinary Shares in AJ Bell and percentage of AJ Bell's issued share capital set alongside their respective name in columns (2) and (3) of the below table.

 
        (1)                 (2)                  (3) 
 PDMR                Number of Ordinary   % of issued share 
                       Shares in which     capital 
                         interested 
                    -------------------  ------------------ 
 Charles Galbraith            1,780,885               0.434 
                    -------------------  ------------------ 
 Roger Stott                    198,643               0.048 
                    -------------------  ------------------ 
 Bruce Robinson                 629,742               0.153 
                    -------------------  ------------------ 
 Mo Tagari                       33,993               0.008 
                    -------------------  ------------------ 
 Liz Carrington                 551,241               0.134 
                    -------------------  ------------------ 
 Kevin Doran                    211,931               0.052 
                    -------------------  ------------------ 
 Billy Mackay                 1,470,018               0.358 
                    -------------------  ------------------ 
 

The notifications below, made in accordance with the requirements of the EU Market Abuse Regulation, provide further details.

ENQUIRIES

AJ Bell

   Bruce Robinson, Company Secretary                                              +44 (0) 780 234 4859 
 
 1     Details of the person discharging managerial responsibilities/person 
        closely associated 
 a)    Name                                   Charles Galbraith 
      -------------------------------------  --------------------------------------------- 
 2     Reason for the notification 
      ------------------------------------------------------------------------------------ 
 a)    Position/status                        Managing Director, AJ Bell Youinvest/PDMR 
      -------------------------------------  --------------------------------------------- 
 b)    Initial notification                   Initial Notification 
        /Amendment 
      -------------------------------------  --------------------------------------------- 
 3     Details of the issuer, emission allowance market participant, 
        auction platform, auctioneer or auction monitor 
      ------------------------------------------------------------------------------------ 
 a)    Name                                   AJ Bell plc 
      -------------------------------------  --------------------------------------------- 
 b)    Legal Entity                           213800VNKA7DPWXWJJ36 
        Identifier 
      -------------------------------------  --------------------------------------------- 
 4     Details of the transaction(s): section to be repeated for 
        (i) each type of instrument; (ii) each type of transaction; 
        (iii) each date; and (iv) each place where transactions 
        have been conducted 
      ------------------------------------------------------------------------------------ 
 a)    Description of                         Ordinary shares of GBP0.000125 each 
        the financial 
        instrument, type                       GB00BFZNLB60 
        of instrument 
        Identification 
        code 
      -------------------------------------  --------------------------------------------- 
 b)    Nature of the                          Purchase of shares under BAYE 
        transaction 
      -------------------------------------  --------------------------------------------- 
 c)    Currency                               GBP 
      -------------------------------------  --------------------------------------------- 
 d)    Price(s) and                           Price(s)                  Volume(s) 
        volume(s) 
      -------------------------------------  ------------------------  ------------------- 
                              GBP4.160779                                       36 
  -------------------------------------------------------------------  ------------------- 
 e)    Aggregated information 
        - Aggregated                            N/A single transaction 
        volume 
        - Aggregated 
        Price 
      -------------------------------------  --------------------------------------------- 
 f)    Date of the transaction                11 November 2021 
      -------------------------------------  --------------------------------------------- 
 g)    Place of the                           London Stock Exchange 
        transaction 
      -------------------------------------  --------------------------------------------- 
 
 
 1     Details of the person discharging managerial responsibilities/person 
        closely associated 
 a)    Name                                   Roger Stott 
      -------------------------------------  --------------------------------------- 
 2     Reason for the notification 
      ------------------------------------------------------------------------------ 
 a)    Position/status                        Group Finance Director/PDMR 
      -------------------------------------  --------------------------------------- 
 b)    Initial notification                   Initial Notification 
        /Amendment 
      -------------------------------------  --------------------------------------- 
 3     Details of the issuer, emission allowance market participant, 
        auction platform, auctioneer or auction monitor 
      ------------------------------------------------------------------------------ 
 a)    Name                                   AJ Bell plc 
      -------------------------------------  --------------------------------------- 
 b)    Legal Entity                           213800VNKA7DPWXWJJ36 
        Identifier 
      -------------------------------------  --------------------------------------- 
 4     Details of the transaction(s): section to be repeated for 
        (i) each type of instrument; (ii) each type of transaction; 
        (iii) each date; and (iv) each place where transactions 
        have been conducted 
      ------------------------------------------------------------------------------ 
 a)    Description of                         Ordinary shares of GBP0.000125 each 
        the financial 
        instrument, type                       GB00BFZNLB60 
        of instrument 
        Identification 
        code 
      -------------------------------------  --------------------------------------- 
 b)    Nature of the                          Purchase of shares under BAYE 
        transaction 
      -------------------------------------  --------------------------------------- 
 c)    Currency                               GBP 
      -------------------------------------  --------------------------------------- 
 d)    Price(s) and                           Price(s)               Volume(s) 
        volume(s) 
      -------------------------------------  ---------------------  ---------------- 
                             GBP4.160779                                   36 
  ----------------------------------------------------------------  ---------------- 
 e)    Aggregated information 
        - Aggregated                            N/A single transaction 
        volume 
        - Aggregated 
        Price 
      -------------------------------------  --------------------------------------- 
 f)    Date of the transaction                11 November 2021 
      -------------------------------------  --------------------------------------- 
 g)    Place of the                           London Stock Exchange 
        transaction 
      -------------------------------------  --------------------------------------- 
 
 
 1     Details of the person discharging managerial responsibilities/person 
        closely associated 
 a)    Name                                   Bruce Robinson 
      -------------------------------------  -------------------------------------------- 
 2     Reason for the notification 
      ----------------------------------------------------------------------------------- 
 a)    Position/status                        Group Legal Service Director and Company 
                                               Secretary/PDMR 
      -------------------------------------  -------------------------------------------- 
 b)    Initial notification                   Initial Notification 
        /Amendment 
      -------------------------------------  -------------------------------------------- 
 3     Details of the issuer, emission allowance market participant, 
        auction platform, auctioneer or auction monitor 
      ----------------------------------------------------------------------------------- 
 a)    Name                                   AJ Bell plc 
      -------------------------------------  -------------------------------------------- 
 b)    Legal Entity                           213800VNKA7DPWXWJJ36 
        Identifier 
      -------------------------------------  -------------------------------------------- 
 4     Details of the transaction(s): section to be repeated for 
        (i) each type of instrument; (ii) each type of transaction; 
        (iii) each date; and (iv) each place where transactions 
        have been conducted 
      ----------------------------------------------------------------------------------- 
 a)    Description of                         Ordinary shares of GBP0.000125 each 
        the financial 
        instrument, type                       GB00BFZNLB60 
        of instrument 
        Identification 
        code 
      -------------------------------------  -------------------------------------------- 
 b)    Nature of the                          Purchase of shares under BAYE 
        transaction 
      -------------------------------------  -------------------------------------------- 
 c)    Currency                               GBP 
      -------------------------------------  -------------------------------------------- 
 d)    Price(s) and                           Price(s)                  Volume(s) 
        volume(s) 
      -------------------------------------  ------------------------  ------------------ 
                              GBP4.160779                                      36 
  -------------------------------------------------------------------  ------------------ 
 e)    Aggregated information 
        - Aggregated                            N/A single transaction 
        volume 
        - Price 
        - Aggregated 
        total 
      -------------------------------------  -------------------------------------------- 
 f)    Date of the transaction                11 November 2021 
      -------------------------------------  -------------------------------------------- 
 g)    Place of the                           London Stock Exchange 
        transaction 
      -------------------------------------  -------------------------------------------- 
 
 
 1     Details of the person discharging managerial responsibilities/person 
        closely associated 
 a)    Name                                   Mohamed Tagari 
      -------------------------------------  --------------------------------------- 
 2     Reason for the notification 
      ------------------------------------------------------------------------------ 
 a)    Position/status                        Chief Technology Officer/PDMR 
      -------------------------------------  --------------------------------------- 
 b)    Initial notification                   Initial Notification 
        /Amendment 
      -------------------------------------  --------------------------------------- 
 3     Details of the issuer, emission allowance market participant, 
        auction platform, auctioneer or auction monitor 
      ------------------------------------------------------------------------------ 
 a)    Name                                   AJ Bell plc 
      -------------------------------------  --------------------------------------- 
 b)    Legal Entity                           213800VNKA7DPWXWJJ36 
        Identifier 
      -------------------------------------  --------------------------------------- 
 4     Details of the transaction(s): section to be repeated for 
        (i) each type of instrument; (ii) each type of transaction; 
        (iii) each date; and (iv) each place where transactions 
        have been conducted 
      ------------------------------------------------------------------------------ 
 a)    Description of                         Ordinary shares of GBP0.000125 each 
        the financial 
        instrument, type                       GB00BFZNLB60 
        of instrument 
        Identification 
        code 
      -------------------------------------  --------------------------------------- 
 b)    Nature of the                          Purchase of shares under BAYE 
        transaction 
      -------------------------------------  --------------------------------------- 
 c)    Currency                               GBP 
      -------------------------------------  --------------------------------------- 
 d)    Price(s) and                           Price(s)               Volume(s) 
        volume(s) 
      -------------------------------------  ---------------------  ---------------- 
                             GBP4.160779                                   36 
  ----------------------------------------------------------------  ---------------- 
 e)    Aggregated information 
        - Aggregated                            N/A single transaction 
        volume 
        - Price 
        - Aggregated 
        total 
      -------------------------------------  --------------------------------------- 
 f)    Date of the transaction                11 November 2021 
      -------------------------------------  --------------------------------------- 
 g)    Place of the                           London Stock Exchange 
        transaction 
      -------------------------------------  --------------------------------------- 
 
 
 1     Details of the person discharging managerial responsibilities/person 
        closely associated 
 a)    Name                                   Elizabeth Carrington 
      -------------------------------------  --------------------------------------- 
 2     Reason for the notification 
      ------------------------------------------------------------------------------ 
 a)    Position/status                        HR Director/PDMR 
      -------------------------------------  --------------------------------------- 
 b)    Initial notification                   Initial Notification 
        /Amendment 
      -------------------------------------  --------------------------------------- 
 3     Details of the issuer, emission allowance market participant, 
        auction platform, auctioneer or auction monitor 
      ------------------------------------------------------------------------------ 
 a)    Name                                   AJ Bell plc 
      -------------------------------------  --------------------------------------- 
 b)    Legal Entity                           213800VNKA7DPWXWJJ36 
        Identifier 
      -------------------------------------  --------------------------------------- 
 4     Details of the transaction(s): section to be repeated for 
        (i) each type of instrument; (ii) each type of transaction; 
        (iii) each date; and (iv) each place where transactions 
        have been conducted 
      ------------------------------------------------------------------------------ 
 a)    Description of                         Ordinary shares of GBP0.000125 each 
        the financial 
        instrument, type                       GB00BFZNLB60 
        of instrument 
        Identification 
        code 
      -------------------------------------  --------------------------------------- 
 b)    Nature of the                          Purchase of shares under BAYE 
        transaction 
      -------------------------------------  --------------------------------------- 
 c)    Currency                               GBP 
      -------------------------------------  --------------------------------------- 
 d)    Price(s) and                           Price(s)               Volume(s) 
        volume(s) 
      -------------------------------------  ---------------------  ---------------- 
                             GBP4.160779                                   36 
  ----------------------------------------------------------------  ---------------- 
 e)    Aggregated information 
        - Aggregated                            N/A single transaction 
        volume 
        - Price 
        - Aggregated 
        total 
      -------------------------------------  --------------------------------------- 
 f)    Date of the transaction                11 November 2021 
      -------------------------------------  --------------------------------------- 
 g)    Place of the                           London Stock Exchange 
        transaction 
      -------------------------------------  --------------------------------------- 
 
 
 1     Details of the person discharging managerial responsibilities/person 
        closely associated 
 a)    Name                                   Kevin Doran 
      -------------------------------------  ------------------------------------------------ 
 2     Reason for the notification 
      --------------------------------------------------------------------------------------- 
 a)    Position/status                        Managing Director, AJ Bell Investments /PDMR 
      -------------------------------------  ------------------------------------------------ 
 b)    Initial notification                   Initial Notification 
        /Amendment 
      -------------------------------------  ------------------------------------------------ 
 3     Details of the issuer, emission allowance market participant, 
        auction platform, auctioneer or auction monitor 
      --------------------------------------------------------------------------------------- 
 a)    Name                                   AJ Bell plc 
      -------------------------------------  ------------------------------------------------ 
 b)    Legal Entity                           213800VNKA7DPWXWJJ36 
        Identifier 
      -------------------------------------  ------------------------------------------------ 
 4     Details of the transaction(s): section to be repeated for 
        (i) each type of instrument; (ii) each type of transaction; 
        (iii) each date; and (iv) each place where transactions 
        have been conducted 
      --------------------------------------------------------------------------------------- 
 a)    Description of                         Ordinary shares of GBP0.000125 each 
        the financial 
        instrument, type                       GB00BFZNLB60 
        of instrument 
        Identification 
        code 
      -------------------------------------  ------------------------------------------------ 
 b)    Nature of the                          Purchase of shares under BAYE 
        transaction 
      -------------------------------------  ------------------------------------------------ 
 c)    Currency                               GBP 
      -------------------------------------  ------------------------------------------------ 
 d)    Price(s) and                           Price(s)                    Volume(s) 
        volume(s) 
      -------------------------------------  --------------------------  -------------------- 
                               GBP4.160779                                        36 
  ---------------------------------------------------------------------  -------------------- 
 e)    Aggregated information 
        - Aggregated                            N/A single transaction 
        volume 
        - Price 
        - Aggregated 
        total 
      -------------------------------------  ------------------------------------------------ 
 f)    Date of the transaction                11 November 2021 
      -------------------------------------  ------------------------------------------------ 
 g)    Place of the                           London Stock Exchange 
        transaction 
      -------------------------------------  ------------------------------------------------ 
 
 
 1     Details of the person discharging managerial responsibilities/person 
        closely associated 
 a)    Name                                   Billy Mackay 
      -------------------------------------  ------------------------------------------------ 
 2     Reason for the notification 
      --------------------------------------------------------------------------------------- 
 a)    Position/status                        Managing Director, AJ Bell Investcentre/PDMR 
      -------------------------------------  ------------------------------------------------ 
 b)    Initial notification                   Initial Notification 
        /Amendment 
      -------------------------------------  ------------------------------------------------ 
 3     Details of the issuer, emission allowance market participant, 
        auction platform, auctioneer or auction monitor 
      --------------------------------------------------------------------------------------- 
 a)    Name                                   AJ Bell plc 
      -------------------------------------  ------------------------------------------------ 
 b)    Legal Entity                           213800VNKA7DPWXWJJ36 
        Identifier 
      -------------------------------------  ------------------------------------------------ 
 4     Details of the transaction(s): section to be repeated for 
        (i) each type of instrument; (ii) each type of transaction; 
        (iii) each date; and (iv) each place where transactions 
        have been conducted 
      --------------------------------------------------------------------------------------- 
 a)    Description of                         Ordinary shares of GBP0.000125 each 
        the financial 
        instrument, type                       GB00BFZNLB60 
        of instrument 
        Identification 
        code 
      -------------------------------------  ------------------------------------------------ 
 b)    Nature of the                          Purchase of shares under BAYE 
        transaction 
      -------------------------------------  ------------------------------------------------ 
 c)    Currency                               GBP 
      -------------------------------------  ------------------------------------------------ 
 d)    Price(s) and                           Price(s)                    Volume(s) 
        volume(s) 
      -------------------------------------  --------------------------  -------------------- 
                               GBP4.160779                                        36 
  ---------------------------------------------------------------------  -------------------- 
 e)    Aggregated information 
        - Aggregated                            N/A single transaction 
        volume 
        - Price 
        - Aggregated 
        total 
      -------------------------------------  ------------------------------------------------ 
 f)    Date of the transaction                11 November 2021 
      -------------------------------------  ------------------------------------------------ 
 g)    Place of the                           London Stock Exchange 
        transaction 
      -------------------------------------  ------------------------------------------------ 
 
 
 1     Details of the person discharging managerial responsibilities/person 
        closely associated 
 a)    Name                                   Nicholas Carrington 
      -------------------------------------  --------------------------------------------------- 
 2     Reason for the notification 
      ------------------------------------------------------------------------------------------ 
 a)    Position/status                        PCA with Elizabeth Carrington, HR Director/PDMR 
      -------------------------------------  --------------------------------------------------- 
 b)    Initial notification                   Initial Notification 
        /Amendment 
      -------------------------------------  --------------------------------------------------- 
 3     Details of the issuer, emission allowance market participant, 
        auction platform, auctioneer or auction monitor 
      ------------------------------------------------------------------------------------------ 
 a)    Name                                   AJ Bell plc 
      -------------------------------------  --------------------------------------------------- 
 b)    Legal Entity                           213800VNKA7DPWXWJJ36 
        Identifier 
      -------------------------------------  --------------------------------------------------- 
 4     Details of the transaction(s): section to be repeated for 
        (i) each type of instrument; (ii) each type of transaction; 
        (iii) each date; and (iv) each place where transactions 
        have been conducted 
      ------------------------------------------------------------------------------------------ 
 a)    Description of                         Ordinary shares of GBP0.000125 each 
        the financial 
        instrument, type                       GB00BFZNLB60 
        of instrument 
        Identification 
        code 
      -------------------------------------  --------------------------------------------------- 
 b)    Nature of the                          Purchase of shares under BAYE 
        transaction 
      -------------------------------------  --------------------------------------------------- 
 c)    Currency                               GBP 
      -------------------------------------  --------------------------------------------------- 
 d)    Price(s) and                           Price(s)                      Volume(s) 
        volume(s) 
      -------------------------------------  ----------------------------  --------------------- 
                                GBP4.160779                                          36 
  -----------------------------------------------------------------------  --------------------- 
 e)    Aggregated information 
        - Aggregated                            N/A single transaction 
        volume 
        - Price 
        - Aggregated 
        total 
      -------------------------------------  --------------------------------------------------- 
 f)    Date of the transaction                11 November 2021 
      -------------------------------------  --------------------------------------------------- 
 g)    Place of the                           London Stock Exchange 
        transaction 
      -------------------------------------  --------------------------------------------------- 
 

Name of officer of issuer responsible for making notification: Bruce Robinson (Company Secretary)

Date of notification: 16 November 2021

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November 16, 2021 12:34 ET (17:34 GMT)

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