AUGM Augmentum Fintech Plc

 
TIDMAUGM 
 
TR-1: Standard form for notification of major holdings 
 
NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the 
FCA in Microsoft Word format if possible)i 
 
1a. Identity of the issuer or the underlying                AUGMENTUM FINTECH PLC 
issuer of existing shares to which voting 
rights are attachedii: 
 
1b. Please indicate if the issuer is a non-UK issuer   (please mark with an "X" 
if appropriate) 
 
Non-UK issuer 
 
2. Reason for the notification (please mark the appropriate box or boxes with 
an "X") 
 
An acquisition or disposal of voting rights                                               X 
 
An acquisition or disposal of financial instruments 
 
An event changing the breakdown of voting rights 
 
Other (please specify)iii: 
 
3. Details of person subject to the notification obligationiv 
 
Name                                            CANACCORD GENUITY GROUP INC 
 
City and country of registered office (if       VANCOUVER, CANADA 
applicable) 
 
4. Full name of shareholder(s) (if different from 3.)v 
 
Name                                            DISCRETIONARY CLIENTS 
 
City and country of registered office (if       As above 
applicable) 
 
5. Date on which the threshold was crossed or   06 SEPTEMBER 2021 
reachedvi: 
 
6. Date on which issuer notified (DD/MM/YYYY):  07 SEPTEMBER 2021 
 
7. Total positions of person(s) subject to the notification obligation 
 
                      % of voting     % of voting rights  Total of both in  Total number of 
                    rights attached   through financial     % (8.A + 8.B)   voting rights 
                   to shares (total      instruments                        held in issuer 
                       of 8. A)       (total of 8.B 1 +                     (8.A + 8.B) vii 
                                            8.B 2) 
 
Resulting          15.1053                                15.1053           27,342,644 
situation on the 
date on which 
threshold was 
crossed or reached 
 
Position of        14.5096                                14.5096 
previous 
notification (if 
applicable) 
 
 
 
 
8. Notified details of the resulting situation on the date on which the 
threshold was crossed or reachedviii 
 
A: Voting rights attached to shares 
 
Class/type of         Number of voting rightsix              % of voting rights 
shares 
ISIN code (if               Direct            Indirect               Direct              Indirect 
possible)                  (DTR5.1)           (DTR5.2.1)            (DTR5.1)            (DTR5.2.1) 
 
GB00BG12XV81                             27,342,644                                 15.1053 
 
SUBTOTAL 8. A                       27,342,644                                15.1053 
 
B 1: Financial Instruments according to DTR5.3.1R (1) (a) 
 
Type of financial     Expiration Exercise/                Number of voting rights   % of voting rights 
instrument            datex      Conversion Periodxi      that may be acquired if 
                                                          the instrument is 
                                                          exercised/converted. 
 
                                 SUBTOTAL 8. B 1 
 
B 2: Financial Instruments with similar economic effect according to DTR5.3.1R 
(1) (b) 
 
Type of          Expiration      Exercise/        Physical or cash  Number of       % of voting rights 
financial        datex           Conversion       settlementxii     voting rights 
instrument                       Period xi 
 
                                                  SUBTOTAL 8.B.2 
 
 
 
 
 
 
 
9. Information in relation to the person subject to the notification obligation 
(please mark the 
applicable box with an "X") 
 
Person subject to the notification obligation is not controlled by any natural 
person or legal entity and does not control any other undertaking(s) holding 
directly or indirectly an interest in the (underlying) issuerxiii 
 
Full chain of controlled undertakings through which the voting rights and/or               X 
the 
financial instruments are effectively held starting with the ultimate 
controlling natural person or legal entityxiv (please add additional rows as 
necessary) 
 
        Namexv          % of voting rights if    % of voting rights      Total of both if it 
                       it equals or is higher     through financial      equals or is higher 
                         than the notifiable      instruments if it      than the notifiable 
                              threshold          equals or is higher          threshold 
                                                 than the notifiable 
                                                      threshold 
 
Canaccord Genuity      15.1053                                         15.1053 
Group Inc. 
 
Canaccord Genuity      15.1053                                         15.1053 
Wealth Group Holdings 
Limited 
 
Canaccord Genuity      15.1053                                         15.1053 
Wealth Group Holdings 
(Jersey) Limited 
 
Canaccord Genuity      0.1868                                          0.1868 
Wealth (International) 
Holdings Limited 
 
Canaccord Genuity      0.1868                                          0.1868 
Wealth (International) 
Limited 
 
Canaccord Genuity      14.9185                                         14.9185 
Wealth Group Limited 
 
Canaccord Genuity      3.1484                                          3.1484 
Wealth Limited 
 
Hargreave Hale Ltd     11.7701                                         11.7701 
 
10. In case of proxy voting, please identify: 
 
Name of the proxy holder 
 
The number and % of voting rights held 
 
The date until which the voting rights will be 
held 
 
11. Additional informationxvi 
 
 
 
 
Place of completion BLACKPOOL, ENGLAND 
 
Date of completion  07 SEPTMBER 2021 
 
 
 
END 
 
 

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