TIDMCBG TIDMAV.

RNS Number : 9721N

Close Brothers Group PLC

04 October 2021

TR-1: Standard form for notification of major holdings

1. Issuer Details

ISIN

GB0007668071

Issuer Name

CLOSE BROTHERS GROUP PLC

UK or Non-UK Issuer

UK

2. Reason for Notification

An acquisition or disposal of voting rights

3. Details of person subject to the notification obligation

Name

Aviva PLC

City of registered office (if applicable)

London

Country of registered office (if applicable)

United Kingdom

4. Details of the shareholder

Full name of shareholder(s) if different from the person(s) subject to the notification obligation, above

City of registered office (if applicable)

Country of registered office (if applicable)

5. Date on which the threshold was crossed or reached

29-Sep-2021

6. Date on which Issuer notified

30-Sep-2021

7. Total positions of person(s) subject to the notification obligation

 
                            % of voting          % of voting rights     Total of both in %    Total number of 
                             rights attached      through financial      (8.A + 8.B)           voting rights held 
                             to shares (total     instruments (total                           in issuer 
                             of 8.A)              of 8.B 1 + 8.B 2) 
   Resulting situation 
    on the date on 
    which threshold 
    was crossed or 
    reached                  2.990000             0.000000               2.990000              4522201 
                          ===================  =====================  ====================  ===================== 
   Position of previous 
    notification (if 
    applicable)              4.99                 0.00                   4.99 
                          ===================  =====================  ====================  ===================== 
 

8. Notified details of the resulting situation on the date on which the threshold was crossed or reached

8A. Voting rights attached to shares

 
Class/Type of shares      Number of direct         Number of indirect         % of direct voting  % of indirect voting 
 ISIN code(if possible)    voting rights (DTR5.1)   voting rights (DTR5.2.1)   rights (DTR5.1)     rights (DTR5.2.1) 
GB0007668071                 4522201                                             2.990000 
                          =======================  =========================  ==================  ==================== 
Sub Total 8.A                4522201                                             2.990000% 
                          ==================================================  ======================================== 
 

8B1. Financial Instruments according to (DTR5.3.1R.(1) (a))

 
Type of financial instrument  Expiration  Exercise/conversion  Number of voting rights  % of voting rights 
                               date        period               that may be acquired 
                                                                if the instrument is 
                                                                exercised/converted 
 
Sub Total 8.B1 
                              ===============================  =======================  ================== 
 

8B2. Financial Instruments with similar economic effect according to (DTR5.3.1R.(1) (b))

 
Type of financial           Expiration date  Exercise/conversion  Physical or cash  Number of       % of voting rights 
instrument                                    period               settlement        voting rights 
 
Sub Total 8.B2 
                            ======================================================  ==============  ================== 
 

9. Information in relation to the person subject to the notification obligation

2. Full chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held starting with the ultimate controlling natural person or legal entities (please add additional rows as necessary)

 
Ultimate controlling     Name of controlled        % of voting rights       % of voting rights    Total of both 
person                    undertaking              if it equals or is        through financial     if it equals 
                                                   higher than the           instruments if it     or is higher 
                                                   notifiable                equals or is higher   than the notifiable 
                                                   threshold                 than the notifiable   threshold 
                                                                             threshold 
   Aviva plc                                          2.990000                                       2.990000% 
                                                   =======================  ====================  ==================== 
                            Aviva Group Holdings 
   Aviva plc                 Limited                  2.990000                                       2.990000% 
                         ========================  =======================  ====================  ==================== 
                            Aviva Investors 
   Aviva plc                 Holdings Limited         2.990000                                       2.990000% 
                         ========================  =======================  ====================  ==================== 
                            Aviva Investors 
                             Global Services 
   Aviva plc                 Limited                  2.990000                                       2.990000% 
                         ========================  =======================  ====================  ==================== 
 

10. In case of proxy voting

Name of the proxy holder

The number and % of voting rights held

The date until which the voting rights will be held

11. Additional Information

This notification is prompted by a 3% to <3% change at Direct Interest Level (Box 8A)

12. Date of Completion

30-Sep-2021

13. Place Of Completion

Norwich, England

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END

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