TIDMCBG TIDMAV.

RNS Number : 8343O

Close Brothers Group PLC

12 October 2021

TR-1: Standard form for notification of major holdings

1. Issuer Details

ISIN

GB0007668071

Issuer Name

CLOSE BROTHERS GROUP PLC

UK or Non-UK Issuer

UK

2. Reason for Notification

An acquisition or disposal of voting rights

3. Details of person subject to the notification obligation

Name

Aviva PLC

City of registered office (if applicable)

London

Country of registered office (if applicable)

United Kingdom

4. Details of the shareholder

Full name of shareholder(s) if different from the person(s) subject to the notification obligation, above

City of registered office (if applicable)

Country of registered office (if applicable)

5. Date on which the threshold was crossed or reached

11-Oct-2021

6. Date on which Issuer notified

12-Oct-2021

7. Total positions of person(s) subject to the notification obligation

 
                              % of voting rights     % of voting rights     Total of both in    Total number of 
                               attached to shares     through financial      % (8.A + 8.B)       voting rights held 
                               (total of 8.A)         instruments (total                         in issuer 
                                                      of 8.B 1 + 8.B 2) 
   Resulting situation 
    on the date on which 
    threshold was crossed 
    or reached                 3.000000               0.000000               3.000000            4525116 
                            =====================  =====================  ==================  ===================== 
   Position of previous 
    notification (if 
    applicable)                2.990000               0.000000               2.990000 
                            =====================  =====================  ==================  ===================== 
 

8. Notified details of the resulting situation on the date on which the threshold was crossed or reached

8A. Voting rights attached to shares

 
Class/Type of shares ISIN        Number of direct  Number of indirect         % of direct voting  % of indirect voting 
code(if possible)                 voting rights     voting rights (DTR5.2.1)   rights (DTR5.1)     rights (DTR5.2.1) 
                                  (DTR5.1) 
GB0007668071                        4525116                                      3.000000 
                                 ================  =========================  ==================  ==================== 
Sub Total 8.A                       4525116                                      3.000000% 
                                 ===========================================  ======================================== 
 

8B1. Financial Instruments according to (DTR5.3.1R.(1) (a))

 
Type of financial instrument  Expiration date  Exercise/conversion  Number of voting                % of voting rights 
                                                period              rights that may 
                                                                    be acquired if the 
                                                                    instrument is 
                                                                    exercised/converted 
 
Sub Total 8.B1 
                              ====================================  ==============================  ================== 
 

8B2. Financial Instruments with similar economic effect according to (DTR5.3.1R.(1) (b))

 
Type of financial      Expiration date  Exercise/conversion     Physical or cash  Number of voting  % of voting rights 
instrument                              period                   settlement        rights 
 
Sub Total 8.B2 
                       =========================================================  ================  ================== 
 

9. Information in relation to the person subject to the notification obligation

2. Full chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held starting with the ultimate controlling natural person or legal entities (please add additional rows as necessary)

 
Ultimate controlling person   Name of controlled        % of voting rights  % of voting rights    Total of both 
                               undertaking               if it equals or     through financial     if it equals or 
                                                         is higher than      instruments if it     is higher than 
                                                         the notifiable      equals or is higher   the notifiable 
                                                         threshold           than the notifiable   threshold 
                                                                             threshold 
   Aviva plc                                               3.000000                                  3.000000% 
                                                        ==================  ====================  ================ 
                                 Aviva Group Holdings 
   Aviva plc                      Limited                  3.000000                                  3.000000% 
                              ========================  ==================  ====================  ================ 
                                 Aviva Investors 
   Aviva plc                      Holdings Limited         3.000000                                  3.000000% 
                              ========================  ==================  ====================  ================ 
                                 Aviva Investors 
                                  Global Services 
   Aviva plc                      Limited                  3.000000                                  3.000000% 
                              ========================  ==================  ====================  ================ 
 

10. In case of proxy voting

Name of the proxy holder

The number and % of voting rights held

The date until which the voting rights will be held

11. Additional Information

This notification is prompted by a <3% to 3% change at Direct Interest Level (Box 8A)

12. Date of Completion

12-Oct-2021

13. Place Of Completion

Norwich, England

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