TIDMBARC
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1%
OR MORE
Rule 8.3 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Full name of discloser: Barclays PLC.
(b) Owner or controller of interests and short positions
disclosed, if different from 1(a): The naming of nominee
or vehicle companies is insufficient. For a trust, the
trustee(s), settlor and beneficiaries must be named.
(c) Name of offeror/offeree in relation to whose relevant NORTONLIFELOCK INC
securities this form relates: Use a separate form for each
offeror/offeree
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
offeror/offeree:
(e) Date position held/dealing undertaken: For an opening 20 Jan 2022
position disclosure, state the latest practicable date
prior to the disclosure
(f) In addition to the company in 1(c) above, is the YES: AVAST PLC
discloser making disclosures in respect of any other party
to the offer? If it is a cash offer or possible cash
offer, state "N/A"
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in
more than one class of relevant securities of the offeror or
offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for
each additional class of relevant security.
(a) Interests and short positions in the relevant securities of
the offeror or offeree to which the disclosure relates following
the dealing (if any)
Class of relevant security: USD 0.01 common
Interests Short Positions
Number (%) Number (%)
Relevant securities
(1) owned
and/or controlled: 1,274,940 0.22% 579,576 0.10%
Cash-settled
(2) derivatives:
335,807 0.06% 1,513,170 0.26%
Stock-settled
derivatives
(3) (including options)
and agreements to
purchase/sell: 0 0.00% 2,100 0.00%
(4)
TOTAL: 1,610,747 0.28% 2,094,846 0.36%
Convertible Bond
Class of relevant security: US668771AA66
Interests Short Positions
Number (%) Number (%)
Relevant securities
(1) owned
and/or controlled: 390,000 0.07% 0 0.00%
Cash-settled
(2) derivatives:
0 0.00% 0 0.00%
Stock-settled
derivatives
(3) (including options)
and agreements to
purchase/sell: 0 0.00% 0 0.00%
(4)
TOTAL: 390,000 0.07% 0 0.00%
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions
(including traded options), or agreements to purchase or sell
relevant securities, should be given on a Supplemental Form 8 (Open
Positions).
(b) Rights to subscribe for new securities (including directors'
and other employee options)
Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of
relevant securities of the offeror or offeree named in 1(c), copy
table 3(a), (b), (c) or (d) (as appropriate) for each additional
class of relevant security dealt in.
The currency of all prices and other monetary amounts should be
stated.
(a) Purchases and sales
Class of relevant Purchase/sale Number of Price per unit
security securities
USD 0.01 common Purchase 4 26.5550 USD
USD 0.01 common Purchase 15 26.4300 USD
USD 0.01 common Purchase 24 26.3000 USD
USD 0.01 common Purchase 24 26.3200 USD
USD 0.01 common Purchase 24 26.3800 USD
USD 0.01 common Purchase 34 26.3311 USD
USD 0.01 common Purchase 41 26.5600 USD
USD 0.01 common Purchase 89 26.3439 USD
USD 0.01 common Purchase 96 26.3325 USD
USD 0.01 common Purchase 98 26.6700 USD
USD 0.01 common Purchase 99 26.3157 USD
USD 0.01 common Purchase 100 26.2650 USD
USD 0.01 common Purchase 100 26.7000 USD
USD 0.01 common Purchase 103 26.5095 USD
USD 0.01 common Purchase 201 26.6500 USD
USD 0.01 common Purchase 267 26.4658 USD
USD 0.01 common Purchase 272 26.5686 USD
USD 0.01 common Purchase 291 26.4424 USD
USD 0.01 common Purchase 324 26.5901 USD
USD 0.01 common Purchase 391 26.2850 USD
USD 0.01 common Purchase 400 26.6100 USD
USD 0.01 common Purchase 404 26.5273 USD
USD 0.01 common Purchase 404 26.4288 USD
USD 0.01 common Purchase 404 26.5452 USD
USD 0.01 common Purchase 408 26.5890 USD
USD 0.01 common Purchase 419 26.5907 USD
USD 0.01 common Purchase 524 26.5111 USD
USD 0.01 common Purchase 550 26.5022 USD
USD 0.01 common Purchase 604 26.3721 USD
USD 0.01 common Purchase 700 26.4800 USD
USD 0.01 common Purchase 900 26.3700 USD
USD 0.01 common Purchase 961 26.3240 USD
USD 0.01 common Purchase 975 26.5541 USD
USD 0.01 common Purchase 1,250 26.3371 USD
USD 0.01 common Purchase 2,220 26.3219 USD
USD 0.01 common Purchase 3,681 26.4590 USD
USD 0.01 common Purchase 5,161 26.3188 USD
USD 0.01 common Purchase 5,869 26.5023 USD
USD 0.01 common Purchase 9,668 26.4825 USD
USD 0.01 common Purchase 10,168 26.4303 USD
USD 0.01 common Purchase 13,448 26.3797 USD
USD 0.01 common Purchase 17,072 26.2800 USD
USD 0.01 common Purchase 40,205 26.4105 USD
USD 0.01 common Sale 1 26.6500 USD
USD 0.01 common Sale 4 26.3000 USD
USD 0.01 common Sale 4 26.5400 USD
USD 0.01 common Sale 6 26.2900 USD
USD 0.01 common Sale 6 26.3550 USD
USD 0.01 common Sale 7 26.3800 USD
USD 0.01 common Sale 9 26.3300 USD
USD 0.01 common Sale 14 26.3671 USD
USD 0.01 common Sale 15 26.3713 USD
USD 0.01 common Sale 16 26.3534 USD
USD 0.01 common Sale 19 26.4250 USD
USD 0.01 common Sale 22 26.4336 USD
USD 0.01 common Sale 98 26.6700 USD
USD 0.01 common Sale 106 26.5067 USD
USD 0.01 common Sale 151 26.4165 USD
USD 0.01 common Sale 300 26.3100 USD
USD 0.01 common Sale 682 26.3521 USD
USD 0.01 common Sale 684 26.2934 USD
USD 0.01 common Sale 806 26.5809 USD
USD 0.01 common Sale 900 26.3700 USD
USD 0.01 common Sale 1,247 26.4303 USD
USD 0.01 common Sale 1,250 26.3371 USD
USD 0.01 common Sale 1,308 26.3265 USD
USD 0.01 common Sale 2,426 26.5425 USD
USD 0.01 common Sale 3,066 26.5354 USD
USD 0.01 common Sale 3,302 26.5025 USD
USD 0.01 common Sale 4,864 26.4813 USD
USD 0.01 common Sale 4,972 26.3787 USD
USD 0.01 common Sale 5,150 26.4144 USD
USD 0.01 common Sale 5,521 26.5026 USD
USD 0.01 common Sale 6,018 26.4309 USD
USD 0.01 common Sale 10,345 26.4635 USD
USD 0.01 common Sale 17,013 26.3624 USD
USD 0.01 common Sale 20,909 26.2800 USD
USD 0.01 common Sale 24,974 26.4323 USD
(b) Cash-settled derivative transactions
Class of Product Nature of dealing Number of Price per
relevant description e.g. reference unit
security e.g. CFD opening/closing a securities
long/short
position,
increasing/reducing
a long/short
position
(c) Stock-settled derivative transactions (including
options)
(i) Writing, selling, purchasing or varying
Class of Product Writing, Number of Exercise Type e.g. Expiry Option
relevant description purchasing, securities price American, date money
security e.g. call selling, to which per European paid/
option varying option unit etc. received
etc. relates per
unit
(ii) Exercise
Class of Product Exercising/ Number of Exercise price
relevant description exercised securities per unit
security e.g. call against
option
(d) Other dealings (including subscribing for new
securities)
Class of relevant Nature of dealing Details Price per unit (if
security e.g. subscription, applicable)
conversion
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the person
making the disclosure and any party to the offer or any person acting in
concert with a party to the offer: Irrevocable commitments and letters of
intent should not be included. If there are no such agreements, arrangements
or understandings, state "none"
None
(b) Agreements, arrangements or understandings relating to
options or derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the person making the disclosure and any other person relating to: (i)
the voting rights of any relevant securities under any option; or (ii) the
voting rights or future acquisition or disposal of any relevant securities to
which any derivative is referenced: If there are no such agreements,
arrangements or understandings, state "none"
None
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? YES
Date of disclosure: 21 Jan 2021
Contact name: Large Holdings Regulatory Operations
Telephone number*: 020 3134 7213
Public disclosures under Rule 8 of the Code must be made to a
Regulatory Information Service.
The Panel's Market Surveillance Unit is available for
consultation in relation to the Code's disclosure requirements on
+44 (0)20 7638 0129.
*If the discloser is a natural person, a telephone number does
not need to be included, provided contact information has been
provided to the Panel's Market Surveillance Unit.
The Code can be viewed on the Panel's website at
www.thetakeoverpanel.org.uk.
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION)
POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the "Code")
1. KEY INFORMATION
Full name of person making disclosure: Barclays PLC.
Name of offeror/offeree in relation to whose relevant NORTONLIFELOCK INC
securities the disclosure relates:
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
Class Product Writing, Number Exercise Type Expiry
of description purchasing, of price date
relevant selling, securities per unit
security varying etc to which
option
relates
USD 0.01 21 Jan
common Put Options Purchased -2,100 30.0000 American 2022
3. AGREEMENTS TO PURCHASE OR SELL ETC.
Full details should be given so that the nature of the interest or position
can be fully understood:
It is not necessary to provide details on a Supplemental Form
(Open Positions) with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be
stated.
The Panel's Market Surveillance Unit is available for
consultation in relation to the Code's disclosure requirements on
+44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at
www.thetakeoverpanel.org.uk.
View source version on businesswire.com:
https://www.businesswire.com/news/home/20220121005204/en/
CONTACT:
BARCLAYS PLC
SOURCE: BARCLAYS PLC
Copyright Business Wire 2022
(END) Dow Jones Newswires
January 21, 2022 08:34 ET (13:34 GMT)
Barclays (LSE:BARC)
Historical Stock Chart
From Feb 2024 to Mar 2024
Barclays (LSE:BARC)
Historical Stock Chart
From Mar 2023 to Mar 2024