FirstGroup PLC Holding(s) in Company
07 December 2021 - 10:32PM
UK Regulatory
TIDMFGP
TR-1: Standard form for notification of major holdings
1. Issuer Details
ISIN
GB0003452173
Issuer Name
FIRSTGROUP PLC
UK or Non-UK Issuer
UK
2. Reason for Notification
An event changing the breakdown of voting
3. Details of person subject to the notification obligation
Name
Ameriprise Financial, Inc.
City of registered office (if applicable)
Minneapolis
Country of registered office (if applicable)
United States
4. Details of the shareholder
Name City of registered Country of registered
office office
State Street Nominees
Limited
5. Date on which the threshold was crossed or reached
03-Dec-2021
6. Date on which Issuer notified
07-Dec-2021
7. Total positions of person(s) subject to the notification obligation
. % of voting % of voting rights Total of Total number
rights through financial both in % of voting
attached to instruments (total (8.A + rights held
shares (total of 8.B 1 + 8.B 2) 8.B) in issuer
of 8.A)
Resulting situation 16.161000 0.000000 16.161000 120670313
on the date on which
threshold was
crossed or reached
Position of previous 9.943000 0.000000 9.943000
notification (if
applicable)
8. Notified details of the resulting situation on the date on which the
threshold was crossed or reached
8A. Voting rights attached to shares
Class/Type of Number of Number of % of direct % of indirect
shares ISIN direct voting indirect voting voting rights voting rights
code(if rights (DTR5.1) rights (DTR5.1) (DTR5.2.1)
possible) (DTR5.2.1)
GB0003452173 25743 120644570 0.003000 16.158000
Sub Total 8.A 120670313 16.161000%
8B1. Financial Instruments according to (DTR5.3.1R.(1) (a))
Type of Expiration Exercise/ Number of voting rights that may % of
financial date conversion be acquired if the instrument is voting
instrument period exercised/converted rights
Sub Total 8.B1
8B2. Financial Instruments with similar economic effect according to
(DTR5.3.1R.(1) (b))
Type of Expiration Exercise/ Physical or Number of % of
financial date conversion cash settlement voting rights voting
instrument period rights
Sub Total
8.B2
9. Information in relation to the person subject to the notification obligation
2. Full chain of controlled undertakings through which the voting rights and/or
the financial instruments are effectively held starting with the ultimate
controlling natural person or legal entities (please add additional rows as
necessary)
Ultimate Name of % of voting % of voting rights Total of both
controlling controlled rights if it through financial if it equals
person undertaking equals or is instruments if it or is higher
higher than equals or is higher than the
the notifiable than the notifiable notifiable
threshold threshold threshold
Ameriprise 0.000000 0.000000 0.000000%
Financial, Inc.
(Chain 1)
Ameriprise TAM UK 0.000000 0.000000 0.000000%
Financial, Inc. International
Holdings
Limited
Ameriprise Threadneedle 0.000000 0.000000 0.000000%
Financial, Inc. Asset
Management
Oversight
Limited
Ameriprise Ameriprise 0.000000 0.000000 0.000000%
Financial, Inc. International
Holdings GmbH
Ameriprise Threadneedle 0.000000 0.000000 0.000000%
Financial, Inc. Asset
Management
Holdings Sarl
Ameriprise Threadneedle 0.000000 0.000000 0.000000%
Financial, Inc. Holdings
Limited
Ameriprise TAM UK 0.000000 0.000000 0.000000%
Financial, Inc. Holdings
Limited
Ameriprise Threadneedle 0.000000 0.000000 0.000000%
Financial, Inc. Asset
Management
Holdings
Limited
Ameriprise TC Financing 0.000000 0.000000 0.000000%
Financial, Inc. Limited
Ameriprise Threadneedle 16.138000 0.000000 16.138000%
Financial, Inc. Asset
Management
Limited
Ameriprise 0.000000 0.000000 0.000000%
Financial, Inc.
(Chain 2)
Ameriprise Columbia 0.000000 0.000000 0.000000%
Financial, Inc. Threadneedle
Investments
UK
International
Limited
Ameriprise BMO Global 0.000000 0.000000 0.000000%
Financial, Inc. Asset
Management
(Europe)
Limited
Ameriprise BMO Asset 0.000000 0.000000 0.000000%
Financial, Inc. Management
(Holdings)
Plc
Ameriprise BMO AM Group 0.000000 0.000000 0.000000%
Financial, Inc. (Holdings)
Limited
Ameriprise BMO AM Group 0.000000 0.000000 0.000000%
Financial, Inc. (Management)
Limited
Ameriprise BMO AM 0.000000 0.000000 0.000000%
Financial, Inc. Holdings
Limited
Ameriprise BMO Asset 0.000000 0.000000 0.000000%
Financial, Inc. Management
Limited
10. In case of proxy voting
Name of the proxy holder
The number and % of voting rights held
The date until which the voting rights will be held
11. Additional Information
Threadneedle Asset Management Limited is wholly owned by TC Financing Limited,
which is itself wholly owned by Threadneedle Asset Management Holdings Limited,
which is itself wholly owned by TAM UK Holdings Limited, which is itself wholly
owned by Threadneedle Holdings Limited, which is itself wholly owned by
Threadneedle Asset Management Holdings SARL, which is itself wholly owned by
Ameriprise International Holdings GmbH, which is itself wholly owned by
Threadneedle Asset Management Oversight Limited, which is itself wholly owned
by TAM UK International Holdings Limited, which is itself wholly owned by
Ameriprise Financial, Inc.
BMO Asset Management Limited is wholly owned by BMO AM Holdings Limited, which
is wholly owned by BMO AM Group (Management) Limited, which is wholly owned by
BMO AM Group (Holdings) Limited, which is wholly owned by BMO Asset Management
(Holdings) Plc, which is wholly owned by BMO Global Asset Management (Europe)
Limited, which is wholly owned by Columbia Threadneedle Investments UK
International Limited, which is wholly owned by Ameriprise Financial, Inc.
12. Date of Completion
07-Dec-2021
13. Place Of Completion
Swindon, UK
The information below is provided in accordance with the requirements of the
Disclosure Guidance and Transparency Rules ("DGTR") 6.2.2AR:
Legal Entity Identifier: 549300DEJZCPWA4HKM93
Classification as per DGTR 6 Annex 1R: 2.3
Enquiries:
Seema Kamboj, Deputy Company Secretary
Tel: +44 (0) 7583 675724
END
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