TIDMGAMA

RNS Number : 9708N

Gamma Communications PLC

04 October 2021

TR-1: S tandard form for notification of major holdings

 
 NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and 
  to the FCA in Microsoft Word format if possible) (i) 
 
 1a. Identity of the issuer or the                                      Gamma Communications PLC 
  underlying issuer of existing shares 
  to which voting rights are attached 
  (ii) : 
                                                             --------------------------------------------- 
 1b. Please indicate if the issuer is a non-UK issuer (please mark with 
  an "X" if appropriate) 
 Non-UK issuer 
                                                                                                      ---- 
 2. Reason for the notification (please mark the appropriate box or boxes 
  with an "X") 
 An acquisition or disposal of voting rights                                                            X 
                                                                                                      ---- 
 An acquisition or disposal of financial instruments 
                                                                                                      ---- 
 An event changing the breakdown of voting rights 
                                                                                                      ---- 
 Other (please specify)(iii) : 
                                                                                                      ---- 
 3. Details of person subject to the notification obligation (iv) 
 Name                                                         Kabouter Management, LLC 
 City and country of registered office                        Chicago, United States 
  (if applicable) 
 4. Full name of shareholder(s) (if different from 3.) (v) 
 Name                                                         Kabouter International Opportunities 
                                                               Fund II, LLC Kabouter International 
                                                               Mission Fund, LLC 
                                                               Kabouter Management, LLC 
                                                             --------------------------------------------- 
 City and country of registered office                        Chicago, United States 
  (if applicable) 
                                                             --------------------------------------------- 
 5. Date on which the threshold was                           1 October 2021 
  crossed or reached (vi) : 
                                                             --------------------------------------------- 
 6. Date on which issuer notified (DD/MM/YYYY):               4 October 2021 
                                                             --------------------------------------------- 
 7. Total positions of person(s) subject to the notification obligation 
                              % of voting       % of voting rights     Total of both   Total number 
                            rights attached      through financial      in % (8.A +     of voting rights 
                            to shares (total        instruments             8.B)        of issuer (vii) 
                                of 8. A)           (total of 8.B 
                                                     1 + 8.B 2) 
                          ------------------  ----------------------  --------------  -------------------- 
 Resulting situation 
  on the date 
  on which threshold 
  was crossed 
  or reached                     2.99%                  N/A                2.99%           96,271,677 
                          ------------------  ----------------------  --------------  -------------------- 
 Position of 
  previous notification 
  (if 
  applicable)                    3.06%                  N/A                3.06% 
                          ------------------  ----------------------  --------------  -------------------- 
 
 
 
 8. Notified details of the resulting situation on the date on which 
  the threshold was crossed or reached (viii) 
 A: Voting rights attached to shares 
 Class/type of      Number of voting rights                             % of voting rights 
  shares             (ix) 
  ISIN code (if 
  possible) 
                           Direct                   Indirect                     Direct                  Indirect 
                     (Art 9 of Directive       (Art 10 of Directive        (Art 9 of Directive     (Art 10 of Directive 
                         2004/109/EC)              2004/109/EC)           2004/109/EC) (DTR5.1)        2004/109/EC) 
                           (DTR5.1)                 (DTR5.2.1)                                          (DTR5.2.1) 
                                           -------------------------- 
 Ordinary shares 
  ISIN : 
  GB00BQS10J50             166,574                  2,710,138                    0.17%                    2.82% 
                   ----------------------  --------------------------  -------------------------  --------------------- 
 
 
 SUBTOTAL 8. A                          2,876,712                                            2.99% 
                   --------------------------------------------------  ------------------------------------------------ 
 
 B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC 
  (DTR5.3.1.1 (a)) 
 Type of            Expiration   Exercise/                       Number of voting                  % of voting 
  financial          date         Conversion Period               rights that may                   rights 
  instrument         (x)          (xi)                            be acquired if 
                                                                  the instrument 
                                                                  is 
                                                                  exercised/converted. 
                   -----------  ------------------------------  --------------------------------  --------------------- 
       N/A             N/A                    N/A                              N/A                         N/A 
                   -----------  ------------------------------  --------------------------------  --------------------- 
 
 
                                 SUBTOTAL 8. B 1                               N/A                         N/A 
                                ------------------------------  --------------------------------  --------------------- 
 
 B 2: Financial Instruments with similar economic effect according to 
  Art. 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1 (b)) 
 Type of       Expiration        Exercise/             Physical or           Number of             % of voting 
  financial     date (x)          Conversion            cash                  voting rights         rights 
  instrument                      Period (xi)           settlement 
                                                        (xii) 
              ----------------  --------------------  --------------------  -------------------- 
     N/A             N/A                 N/A                   N/A                   N/A                   N/A 
              ----------------  --------------------  --------------------  -------------------- 
 
 
                                                       SUBTOTAL 8.B.2                N/A                   N/A 
                                                      --------------------  -------------------- 
 
 
 
 
 9. Information in relation to the person subject to the notification 
  obligation (please mark the 
  applicable box with an "X") 
 Person subject to the notification obligation is not controlled 
  by any natural person or legal entity and does not control any other 
  undertaking(s) holding directly or indirectly an interest in the 
  (underlying) issuer (xiii) 
 Full chain of controlled undertakings through which the voting rights                        X 
  and/or the 
  financial instruments are effectively held starting with the ultimate 
  controlling natural person or legal entity (xiv) (please add additional 
  rows as necessary) 
       Name (xv)           % of voting rights      % of voting rights       Total of both if 
                             if it equals or        through financial        it equals or is 
                            is higher than the      instruments if it        higher than the 
                           notifiable threshold    equals or is higher     notifiable threshold 
                                                   than the notifiable 
                                                        threshold 
                         ----------------------  ---------------------  ------------------------ 
 Peter Zaldivar 
                         ----------------------  ---------------------  ------------------------ 
 Kabouter Holdings 
  Inc. 
                         ----------------------  ---------------------  ------------------------ 
 Kabouter Management, 
  LLC 
                         ----------------------  ---------------------  ------------------------ 
 Kabouter International 
  Opportunities Fund 
  II, LLC 
                         ----------------------  ---------------------  ------------------------ 
 
 Peter Zaldivar 
                         ----------------------  ---------------------  ------------------------ 
 Kabouter Holdings 
  Inc. 
                         ----------------------  ---------------------  ------------------------ 
 Kabouter Management, 
  LLC 
                         ----------------------  ---------------------  ------------------------ 
 Kabouter International 
  Mission Fund, LLC 
                         ----------------------  ---------------------  ------------------------ 
 
 Peter Zaldivar 
                         ----------------------  ---------------------  ------------------------ 
 Kabouter Holdings 
  Inc. 
                         ----------------------  ---------------------  ------------------------ 
 Kabouter Management, 
  LLC 
                         ----------------------  ---------------------  ------------------------ 
 
 10. In case of proxy voting, please identify: 
 Name of the proxy holder                         N/A 
                                                 ----------------------------------------------- 
 The number and % of voting rights                N/A 
  held 
                                                 ----------------------------------------------- 
 The date until which the voting rights           N/A 
  will be held 
                                                 ----------------------------------------------- 
 
 
 
 
 11. Additional information (xvi) 
 Peter Zaldivar is the majority stockholder in Kabouter Holdings Inc., 
  which is the holding company of Kabouter Management, LLC. Kabouter Management, 
  LLC acts as the investment adviser to Kabouter International Opportunities 
  Fund II, LLC and Kabouter International Mission Fund, LLC. 
 
 
 Place of completion   Chicago, United States 
 Date of completion    4 October 2021 
                      ----------------------- 
 

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