General Electric Company Director/PDMR Shareholding (4832S)
17 March 2021 - 6:00PM
UK Regulatory
TIDMGEC
RNS Number : 4832S
General Electric Company
16 March 2021
4
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE OMB APPROVAL
COMMISSION OMB Number: 3235-0287
Washington, D.C. 20549 Estimated average burden
hours per response: 0.5
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the
Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act
of 1940
Check this box if no longer
subject to Section 16. Form 4
or Form 5 obligations may
continue.
See Instruction 1(b).
1. Name and Address of 2. Issuer Name 5. Relationship of Reporting Person(s) to Issuer
Reporting Person and Ticker or (Check all applicable)X Director 10% Owner
(*)Reynolds Paula Rosput Trading Symbol Officer (give title below) Other (specify below)
GENERAL ELECTRIC
(Last) (First) (Middle) CO [ GE ]
GENERAL ELECTRIC COMPANY
5 NECCO STREET
(Street)BOSTON MA 02210
(City) (State) (Zip)
3. Date of
Earliest
Transaction
(Month/Day/Year)
03/12/2021
4. If Amendment, 6. Individual or Joint/Group Filing (Check Applicable Line)X Form filed by One Reporting Person
Date of Original Form filed by More than One Reporting Person
Filed
(Month/Day/Year)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title 2. Transaction 2A. Deemed 3. Transaction 4. Securities Acquired 5. Amount of 6. 7. Nature of
of Date Execution Date, Code (Instr. 8) (A) or Disposed Of (D) Securities Ownership Indirect
Security (Month/Day/Year) if any (Instr. 3, 4 and 5) Beneficially Form: Beneficial
(Instr. (Month/Day/Year) Owned Direct Ownership
3) Following (D) or (Instr. 4)
Reported Indirect
Transaction(s) (I)
(Instr. 3 and (Instr.
4) 4)
Code V Amount (A) Price
or
(D)
Common
Stock 03/12/2021 P 5,000 A $ 12.5 26,500 D
Common Stock 4,300 I By family
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title 2. 3. Transaction 3A. Deemed 4. Transaction 5. Number of 6. Date Exercisable and 7. Title and 8. Price 9. Number of 10. 11. Nature
of Conversion Date Execution Date, Code (Instr. 8) Derivative Expiration Date Amount of of derivative Ownership of Indirect
Derivative or (Month/Day/Year) if any Securities (Month/Day/Year) Securities Derivative Securities Form: Beneficial
Security Exercise (Month/Day/Year) Acquired (A) or Underlying Security Beneficially Direct Ownership
(Instr. 3) Price of Disposed of (D) Derivative (Instr. 5) Owned (D) or (Instr. 4)
Derivative (Instr. 3, 4 and Security (Instr. 3 Following Indirect
Security 5) and 4) Reported (I)
Transaction(s) (Instr.
(Instr. 4)
4)
Amount or
Date Number of
Code V (A) (D) Exercisable Expiration Date Title Shares
Explanation of Responses:
Remarks:
Julia L. Chen on behalf of Paula Rosput Reynolds 03/16/2021
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly
or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations
See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient,
see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required
to respond unless the form displays a currently valid OMB Number.
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END
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