RNS Number : 6059S

General Electric Company

17 November 2021


SEC Form 4

              FORM 4                     UNITED STATES SECURITIES AND EXCHANGE                  OMB APPROVAL 
                                                       COMMISSION                     OMB Number:           3235-0287 
                                                 Washington, D.C. 20549                Estimated average burden 
                                                                                       hours per response:         0.5 
                                      STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP 
                                         Filed pursuant to Section 16(a) of the 
                                            Securities Exchange Act of 1934 
                                     or Section 30(h) of the Investment Company Act 
                                                        of 1940 
     Check this box if no longer 
     subject to Section 16. Form 4 
     or Form 5 obligations may 
     See Instruction 1(b). 
 1. Name and Address of        2. Issuer Name     5. Relationship of Reporting Person(s) to Issuer 
 Reporting Person              and Ticker or       (Check all applicable)X  Director                      10% Owner 
 (*)Reynolds Paula Rosput      Trading Symbol         Officer (give title below)    Other (specify below) 
                               GENERAL ELECTRIC 
 (Last)  (First)  (Middle)     CO [ GE ] 
 (Street)BOSTON   MA   02210 
 (City)  (State)  (Zip) 
                               3. Date of 
                               4. If Amendment,   6. Individual or Joint/Group Filing (Check Applicable Line)X  Form filed by One Reporting Person 
                               Date of Original       Form filed by More than One Reporting Person 
                                Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned 
 1. Title    2. Transaction      2A. Deemed          3. Transaction    4. Securities Acquired (A)   5. Amount of     6.          7. Nature of 
 of          Date                Execution Date,     Code (Instr. 8)   or Disposed Of (D) (Instr.   Securities       Ownership   Indirect 
 Security    (Month/Day/Year)    if any                                3, 4 and 5)                  Beneficially     Form:       Beneficial 
 (Instr.                         (Month/Day/Year)                                                   Owned            Direct      Ownership 
 3)                                                                                                 Following        (D) or      (Instr. 4) 
                                                                                                    Reported         Indirect 
                                                                                                    Transaction(s)   (I) 
                                                                                                    (Instr. 3 and    (Instr. 
                                                                                                    4)               4) 
                                                     Code    V         Amount   (A)   Price 
  Stock                   10/29/2020                       P (1)        51 (2)    A    $ 59.27 (2)     2,738 (2)          D 
  Stock                   11/12/2021                         P          1,000     A     $ 107.06         3,363            D 
 Common Stock                                                                                            537             I       By family 
                                                                    Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned 
                                                                            (e.g., puts, calls, warrants, options, convertible securities) 
 1. Title     2.           3. Transaction     3A. Deemed         4. Transaction      5. Number of       6. Date Exercisable and          7. Title and         8. Price     9. Number of     10.         11. Nature 
 of           Conversion   Date               Execution Date,    Code (Instr. 8)     Derivative         Expiration Date                  Amount of            of           derivative       Ownership   of Indirect 
 Derivative   or           (Month/Day/Year)   if any                                 Securities         (Month/Day/Year)                 Securities           Derivative   Securities       Form:       Beneficial 
 Security     Exercise                        (Month/Day/Year)                       Acquired (A) or                                     Underlying           Security     Beneficially     Direct      Ownership 
 (Instr. 3)   Price of                                                               Disposed of (D)                                     Derivative           (Instr. 5)   Owned            (D) or      (Instr. 4) 
              Derivative                                                             (Instr. 3, 4 and                                    Security (Instr. 3                Following        Indirect 
              Security                                                               5)                                                  and 4)                            Reported         (I) 
                                                                                                                                                                           Transaction(s)   (Instr. 
                                                                                                                                                                           (Instr.          4) 
                                                                                                                                                 Amount or 
                                                                                                        Date                                     Number of 
                                                                 Code   V            (A)   (D)          Exercisable   Expiration Date    Title   Shares 
Explanation of Responses: 
1. Transaction was inadvertently effected by a broker through a broker managed account without 
 any instruction from or knowledge of the Reporting Person. 
2. Reflects adjustments made in connection with the 1-for-8 reverse stock split of the Issuer's 
 common stock. 
  Julia L. Chen on behalf of Paula Rosput Reynolds                                      11/16/2021 
  ** Signature of Reporting Person                                                      Date 
Reminder: Report on a separate line for each class of securities beneficially owned directly 
 or indirectly. 
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v). 
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations 
 See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). 
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, 
 see Instruction 6 for procedure. 
Persons who respond to the collection of information contained in this form are not required 
 to respond unless the form displays a currently valid OMB Number. 

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November 17, 2021 02:00 ET (07:00 GMT)

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