TIDMGEC
RNS Number : 6283D
General Electric Company
04 March 2022
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE OMB APPROVAL
COMMISSION OMB Number: 3235-0287
Washington, D.C. 20549 Estimated average burden
hours per response: 0.5
STATEMENT OF CHANGES IN BENEFICIAL
OWNERSHIP
Filed pursuant to Section 16(a) of the
Securities Exchange Act of 1934
or Section 30(h) of the Investment
Company Act of 1940
Check this box if no longer subject to
Section 16. Form 4 or Form 5
obligations may continue.
See Instruction 1(b).
1. Name and Address of 2. Issuer Name 5. Relationship of Reporting Person(s) to Issuer
Reporting Person and Ticker or (Check all applicable) Director 10% Owner
(*)Timko Thomas S Trading Symbol X Officer (give title below) Other (specify below)
GENERAL ELECTRIC Vice President
(Last) (First) (Middle) CO [ GE ]
GENERAL ELECTRIC COMPANY
5 NECCO STREET
(Street)BOSTON MA 02210
(City) (State) (Zip)
3. Date of
Earliest
Transaction
(Month/Day/Year)
03/01/2022
4. If Amendment, 6. Individual or Joint/Group Filing (Check Applicable Line)X Form filed by One Reporting Person
Date of Original Form filed by More than One Reporting Person
Filed
(Month/Day/Year)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title 2. Transaction 2A. Deemed 3. Transaction 4. Securities Acquired 5. Amount of 6. 7. Nature of
of Date Execution Date, Code (Instr. 8) (A) or Disposed Of (D) Securities Ownership Indirect
Security (Month/Day/Year) if any (Instr. 3, 4 and 5) Beneficially Form: Beneficial
(Instr. (Month/Day/Year) Owned Direct Ownership
3) Following (D) or (Instr. 4)
Reported Indirect
Transaction(s) (I)
(Instr. 3 and (Instr.
4) 4)
Code V Amount (A) Price
or
(D)
Common
Stock 03/02/2022 M 1,990 A $ 0 25,147 D
Common
Stock 03/02/2022 F 968 D $ 94.02 24,179 D
Common Stock 1,250 I By trust
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of 2. 3. Transaction 3A. Deemed 4. Transaction 5. Number of 6. Date Exercisable and 7. Title and Amount 8. Price 9. Number of 10. 11. Nature
Derivative Conversion Date Execution Date, Code (Instr. Derivative Expiration Date of Securities of derivative Ownership of Indirect
Security or (Month/Day/Year) if any 8) Securities (Month/Day/Year) Underlying Derivative Securities Form: Beneficial
(Instr. 3) Exercise (Month/Day/Year) Acquired (A) or Derivative Security Security Beneficially Direct Ownership
Price of Disposed of (D) (Instr. 3 and 4) (Instr. 5) Owned (D) or (Instr. 4)
Derivative (Instr. 3, 4 and Following Indirect
Security 5) Reported (I)
Transaction(s) (Instr.
(Instr. 4)
4)
Amount or
Date Number of
Code V (A) (D) Exercisable Expiration Date Title Shares
Restricted
Stock Common
Units (1) 03/01/2022 A 6,706 (2) (2) Stock 6,706 $ 0 6,706 D
Restricted
Stock Common
Units (1) 03/02/2022 M 1,990 03/02/2022 03/02/2022 Stock 1,990 $ 0 1,990 D
Explanation of Responses:
1. 1 for 1
2. The Restricted Stock Units vest in two equal installments of 50% each on the second and
third anniversary of the grant date.
Julia L. Chen on behalf of Thomas Timko 03/03/2022
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly
or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations
See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient,
see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required
to respond unless the form displays a currently valid OMB Number.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE OMB APPROVAL
COMMISSION OMB Number: 3235-0287
Washington, D.C. 20549 Estimated average burden
hours per response: 0.5
STATEMENT OF CHANGES IN BENEFICIAL
OWNERSHIP
Filed pursuant to Section 16(a) of the
Securities Exchange Act of 1934
or Section 30(h) of the Investment
Company Act of 1940
Check this box if no longer subject to
Section 16. Form 4 or Form 5
obligations may continue.
See Instruction 1(b).
1. Name and Address of 2. Issuer Name 5. Relationship of Reporting Person(s) to Issuer
Reporting Person and Ticker or (Check all applicable) Director 10% Owner
(*)Strazik Scott Trading Symbol X Officer (give title below) Other (specify below)
GENERAL ELECTRIC Senior Vice President
(Last) (First) (Middle) CO [ GE ]
GENERAL ELECTRIC COMPANY
5 NECCO STREET
(Street)BOSTON MA 02210
(City) (State) (Zip)
3. Date of
Earliest
Transaction
(Month/Day/Year)
03/01/2022
4. If Amendment, 6. Individual or Joint/Group Filing (Check Applicable Line)X Form filed by One Reporting Person
Date of Original Form filed by More than One Reporting Person
Filed
(Month/Day/Year)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title 2. Transaction 2A. Deemed 3. Transaction 4. Securities Acquired 5. Amount of 6. 7. Nature of
of Date Execution Date, Code (Instr. 8) (A) or Disposed Of (D) Securities Ownership Indirect
Security (Month/Day/Year) if any (Instr. 3, 4 and 5) Beneficially Form: Beneficial
(Instr. (Month/Day/Year) Owned Direct Ownership
3) Following (D) or (Instr. 4)
Reported Indirect
Transaction(s) (I)
(Instr. 3 and (Instr.
4) 4)
Code V Amount (A) Price
or
(D)
Common
Stock 03/02/2022 M 3,419 A $ 0 13,154 D
Common
Stock 03/02/2022 F 1,574 D $ 94.02 11,580 D
Common Stock 8,317 I 401(k)
Common Stock 5,223 I Spouse's
401(k)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of 2. 3. Transaction 3A. Deemed 4. Transaction 5. Number of 6. Date Exercisable and 7. Title and Amount 8. Price 9. Number of 10. 11. Nature
Derivative Conversion Date Execution Date, Code (Instr. Derivative Expiration Date of Securities of derivative Ownership of Indirect
Security or (Month/Day/Year) if any 8) Securities Acquired (Month/Day/Year) Underlying Derivative Securities Form: Beneficial
(Instr. 3) Exercise (Month/Day/Year) (A) or Disposed of Derivative Security Security Beneficially Direct Ownership
Price of (D) (Instr. 3, 4 (Instr. 3 and 4) (Instr. 5) Owned (D) or (Instr. 4)
Derivative and 5) Following Indirect
Security Reported (I)
Transaction(s) (Instr.
(Instr. 4)
4)
Amount or
Date Number of
Code V (A) (D) Exercisable Expiration Date Title Shares
Restricted Common
Stock Units (1) 03/01/2022 A 10,317 (2) (2) Stock 10,317 $ 0 10,317 D
Employee Stock
Option (right Common
to buy) $ 92.23 03/01/2022 A 45,032 (2) 03/01/2032 Stock 45,032 $ 0 45,032 D
Restricted Common
Stock Units (1) 03/02/2022 M 3,419 03/02/2022 03/02/2022 Stock 3,419 $ 0 3,418 D
Explanation of Responses:
1. 1 for 1
2. The Restricted Stock Units vest and the Stock Options become exercisable, in two equal
installments of 50% each on the second and third anniversary of the grant date.
Julia L. Chen on behalf of Scott Strazik 03/03/2022
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly
or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations
See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient,
see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required
to respond unless the form displays a currently valid OMB Number.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE OMB APPROVAL
COMMISSION OMB Number: 3235-0287
Washington, D.C. 20549 Estimated average burden
hours per response: 0.5
STATEMENT OF CHANGES IN BENEFICIAL
OWNERSHIP
Filed pursuant to Section 16(a) of the
Securities Exchange Act of 1934
or Section 30(h) of the Investment
Company Act of 1940
Check this box if no longer subject to
Section 16. Form 4 or Form 5
obligations may continue.
See Instruction 1(b).
1. Name and Address of 2. Issuer Name 5. Relationship of Reporting Person(s) to Issuer
Reporting Person and Ticker or (Check all applicable) Director 10% Owner
(*)Stokes Russell Trading Symbol X Officer (give title below) Other (specify below)
GENERAL ELECTRIC Senior Vice President
(Last) (First) (Middle) CO [ GE ]
GENERAL ELECTRIC COMPANY
5 NECCO STREET
(Street)BOSTON MA 02210
(City) (State) (Zip)
3. Date of
Earliest
Transaction
(Month/Day/Year)
03/01/2022
4. If Amendment, 6. Individual or Joint/Group Filing (Check Applicable Line)X Form filed by One Reporting Person
Date of Original Form filed by More than One Reporting Person
Filed
(Month/Day/Year)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title 2. Transaction 2A. Deemed 3. Transaction 4. Securities Acquired 5. Amount of 6. 7. Nature of
of Date Execution Date, Code (Instr. 8) (A) or Disposed Of (D) Securities Ownership Indirect
Security (Month/Day/Year) if any (Instr. 3, 4 and 5) Beneficially Form: Beneficial
(Instr. (Month/Day/Year) Owned Direct Ownership
3) Following (D) or (Instr. 4)
Reported Indirect
Transaction(s) (I)
(Instr. 3 and (Instr.
4) 4)
Code V Amount (A) Price
or
(D)
Common
Stock 03/02/2022 M 3,572 A $ 0 45,254 D
Common
Stock 03/02/2022 F 1,620 D $ 94.02 43,634 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of 2. 3. Transaction 3A. Deemed 4. Transaction 5. Number of 6. Date Exercisable and 7. Title and Amount 8. Price 9. Number of 10. 11. Nature
Derivative Conversion Date Execution Date, Code (Instr. Derivative Expiration Date of Securities of derivative Ownership of Indirect
Security or (Month/Day/Year) if any 8) Securities Acquired (Month/Day/Year) Underlying Derivative Securities Form: Beneficial
(Instr. 3) Exercise (Month/Day/Year) (A) or Disposed of Derivative Security Security Beneficially Direct Ownership
Price of (D) (Instr. 3, 4 (Instr. 3 and 4) (Instr. 5) Owned (D) or (Instr. 4)
Derivative and 5) Following Indirect
Security Reported (I)
Transaction(s) (Instr.
(Instr. 4)
4)
Amount or
Date Number of
Code V (A) (D) Exercisable Expiration Date Title Shares
Restricted Common
Stock Units (1) 03/01/2022 A 7,841 (2) (2) Stock 7,841 $ 0 7,841 D
Employee Stock
Option (right Common
to buy) $ 92.23 03/01/2022 A 34,224 (2) 03/01/2032 Stock 34,224 $ 0 34,224 D
Restricted Common
Stock Units (1) 03/02/2022 M 3,572 03/02/2022 03/02/2022 Stock 3,572 $ 0 3,571 D
Explanation of Responses:
1. 1 for 1
2. The Restricted Stock Units vest and the Stock Options become exercisable, in two equal
installments of 50% each on the second and third anniversary of the grant date.
Julia L. Chen on behalf of Russell Stokes 03/03/2022
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly
or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations
See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient,
see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required
to respond unless the form displays a currently valid OMB Number.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE OMB APPROVAL
COMMISSION OMB Number: 3235-0287
Washington, D.C. 20549 Estimated average burden
hours per response: 0.5
STATEMENT OF CHANGES IN BENEFICIAL
OWNERSHIP
Filed pursuant to Section 16(a) of the
Securities Exchange Act of 1934
or Section 30(h) of the Investment
Company Act of 1940
Check this box if no longer subject to
Section 16. Form 4 or Form 5
obligations may continue.
See Instruction 1(b).
1. Name and Address of 2. Issuer Name 5. Relationship of Reporting Person(s) to Issuer
Reporting Person and Ticker or (Check all applicable) Director 10% Owner
(*)Slattery John S. Trading Symbol X Officer (give title below) Other (specify below)
GENERAL ELECTRIC Senior Vice President
(Last) (First) (Middle) CO [ GE ]
GENERAL ELECTRIC COMPANY
5 NECCO STREET
(Street)BOSTON MA 02210
(City) (State) (Zip)
3. Date of
Earliest
Transaction
(Month/Day/Year)
03/01/2022
4. If Amendment, 6. Individual or Joint/Group Filing (Check Applicable Line)X Form filed by One Reporting Person
Date of Original Form filed by More than One Reporting Person
Filed
(Month/Day/Year)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title 2. Transaction 2A. Deemed 3. Transaction 4. Securities Acquired 5. Amount of 6. 7. Nature of
of Date Execution Date, Code (Instr. (A) or Disposed Of (D) Securities Ownership Indirect
Security (Month/Day/Year) if any 8) (Instr. 3, 4 and 5) Beneficially Form: Beneficial
(Instr. (Month/Day/Year) Owned Direct Ownership
3) Following (D) or (Instr. 4)
Reported Indirect
Transaction(s) (I)
(Instr. 3 and (Instr.
4) 4)
Code V Amount (A) Price
or
(D)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of 2. 3. Transaction 3A. Deemed 4. Transaction 5. Number of 6. Date Exercisable and 7. Title and Amount 8. Price 9. Number of 10. 11. Nature
Derivative Conversion Date Execution Date, Code (Instr. Derivative Expiration Date of Securities of derivative Ownership of Indirect
Security or (Month/Day/Year) if any 8) Securities Acquired (Month/Day/Year) Underlying Derivative Securities Form: Beneficial
(Instr. 3) Exercise (Month/Day/Year) (A) or Disposed of Derivative Security Security Beneficially Direct Ownership
Price of (D) (Instr. 3, 4 (Instr. 3 and 4) (Instr. 5) Owned (D) or (Instr. 4)
Derivative and 5) Following Indirect
Security Reported (I)
Transaction(s) (Instr.
(Instr. 4)
4)
Amount or
Date Number of
Code V (A) (D) Exercisable Expiration Date Title Shares
Restricted Common
Stock Units (1) 03/01/2022 A 12,380 (2) (2) Stock 12,380 $ 0 12,380 D
Employee Stock
Option (right Common
to buy) $ 92.23 03/01/2022 A 54,038 (2) 03/01/2032 Stock 54,038 $ 0 54,038 D
Explanation of Responses:
1. 1 for 1
2. The Restricted Stock Units vest and the Stock Options become exercisable, in two equal
installments of 50% each on the second and third anniversary of the grant date.
Julia L. Chen on behalf of John S. Slattery 03/03/2022
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly
or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations
See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient,
see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required
to respond unless the form displays a currently valid OMB Number.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE OMB APPROVAL
COMMISSION OMB Number: 3235-0287
Washington, D.C. 20549 Estimated average burden
hours per response: 0.5
STATEMENT OF CHANGES IN BENEFICIAL
OWNERSHIP
Filed pursuant to Section 16(a) of the
Securities Exchange Act of 1934
or Section 30(h) of the Investment
Company Act of 1940
Check this box if no longer subject to
Section 16. Form 4 or Form 5
obligations may continue.
See Instruction 1(b).
1. Name and Address of 2. Issuer Name 5. Relationship of Reporting Person(s) to Issuer
Reporting Person and Ticker or (Check all applicable) Director 10% Owner
(*)Pecresse Jerome Trading Symbol X Officer (give title below) Other (specify below)
GENERAL ELECTRIC Senior Vice President
(Last) (First) (Middle) CO [ GE ]
GENERAL ELECTRIC COMPANY
5 NECCO STREET
(Street)BOSTON MA 02210
(City) (State) (Zip)
3. Date of
Earliest
Transaction
(Month/Day/Year)
03/01/2022
4. If Amendment, 6. Individual or Joint/Group Filing (Check Applicable Line)X Form filed by One Reporting Person
Date of Original Form filed by More than One Reporting Person
Filed
(Month/Day/Year)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title 2. Transaction 2A. Deemed 3. Transaction 4. Securities Acquired 5. Amount of 6. 7. Nature of
of Date Execution Date, Code (Instr. 8) (A) or Disposed Of (D) Securities Ownership Indirect
Security (Month/Day/Year) if any (Instr. 3, 4 and 5) Beneficially Form: Beneficial
(Instr. (Month/Day/Year) Owned Direct Ownership
3) Following (D) or (Instr. 4)
Reported Indirect
Transaction(s) (I)
(Instr. 3 and (Instr.
4) 4)
Code V Amount (A) Price
or
(D)
Common
Stock 03/02/2022 M 2,654 A $ 0 17,634 D
Common
Stock 03/02/2022 F 1,416 D $ 94.02 16,218 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of 2. 3. Transaction 3A. Deemed 4. Transaction 5. Number of 6. Date Exercisable and 7. Title and Amount 8. Price 9. Number of 10. 11. Nature
Derivative Conversion Date Execution Date, Code (Instr. Derivative Expiration Date of Securities of derivative Ownership of Indirect
Security or (Month/Day/Year) if any 8) Securities Acquired (Month/Day/Year) Underlying Derivative Securities Form: Beneficial
(Instr. 3) Exercise (Month/Day/Year) (A) or Disposed of Derivative Security Security Beneficially Direct Ownership
Price of (D) (Instr. 3, 4 (Instr. 3 and 4) (Instr. 5) Owned (D) or (Instr. 4)
Derivative and 5) Following Indirect
Security Reported (I)
Transaction(s) (Instr.
(Instr. 4)
4)
Amount or
Date Number of
Code V (A) (D) Exercisable Expiration Date Title Shares
Restricted Common
Stock Units (1) 03/01/2022 A 5,365 (2) (2) Stock 5,365 $ 0 5,365 D
Employee Stock
Option (right Common
to buy) $ 92.23 03/01/2022 A 23,416 (2) 03/01/2032 Stock 23,416 $ 0 23,416 D
Restricted Common
Stock Units (1) 03/02/2022 M 2,654 03/02/2022 03/02/2022 Stock 2,654 $ 0 2,653 D
Explanation of Responses:
1. 1 for 1
2. The Restricted Stock Units vest and the Stock Options become exercisable, in two equal
installments of 50% each on the second and third anniversary of the grant date.
Julia L. Chen on behalf of Jerome Pecresse 03/03/2022
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly
or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations
See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient,
see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required
to respond unless the form displays a currently valid OMB Number.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE OMB APPROVAL
COMMISSION OMB Number: 3235-0287
Washington, D.C. 20549 Estimated average burden
hours per response: 0.5
STATEMENT OF CHANGES IN BENEFICIAL
OWNERSHIP
Filed pursuant to Section 16(a) of the
Securities Exchange Act of 1934
or Section 30(h) of the Investment
Company Act of 1940
Check this box if no longer subject to
Section 16. Form 4 or Form 5
obligations may continue.
See Instruction 1(b).
1. Name and Address of 2. Issuer Name 5. Relationship of Reporting Person(s) to Issuer
Reporting Person and Ticker or (Check all applicable) Director 10% Owner
(*)Holston Michael J Trading Symbol X Officer (give title below) Other (specify below)
GENERAL ELECTRIC Senior Vice President
(Last) (First) (Middle) CO [ GE ]
GENERAL ELECTRIC COMPANY
5 NECCO STREET
(Street)BOSTON MA 02210
(City) (State) (Zip)
3. Date of
Earliest
Transaction
(Month/Day/Year)
03/01/2022
4. If Amendment, 6. Individual or Joint/Group Filing (Check Applicable Line)X Form filed by One Reporting Person
Date of Original Form filed by More than One Reporting Person
Filed
(Month/Day/Year)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title 2. Transaction 2A. Deemed 3. Transaction 4. Securities Acquired 5. Amount of 6. 7. Nature of
of Date Execution Date, Code (Instr. 8) (A) or Disposed Of (D) Securities Ownership Indirect
Security (Month/Day/Year) if any (Instr. 3, 4 and 5) Beneficially Form: Beneficial
(Instr. (Month/Day/Year) Owned Direct Ownership
3) Following (D) or (Instr. 4)
Reported Indirect
Transaction(s) (I)
(Instr. 3 and (Instr.
4) 4)
Code V Amount (A) Price
or
(D)
Common
Stock 03/02/2022 M 2,807 A $ 0 30,137 D
Common
Stock 03/02/2022 F 1,245 D $ 94.02 28,892 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of 2. 3. Transaction 3A. Deemed 4. Transaction 5. Number of 6. Date Exercisable and 7. Title and Amount 8. Price 9. Number of 10. 11. Nature
Derivative Conversion Date Execution Date, Code (Instr. Derivative Expiration Date of Securities of derivative Ownership of Indirect
Security or (Month/Day/Year) if any 8) Securities Acquired (Month/Day/Year) Underlying Derivative Securities Form: Beneficial
(Instr. 3) Exercise (Month/Day/Year) (A) or Disposed of Derivative Security Security Beneficially Direct Ownership
Price of (D) (Instr. 3, 4 (Instr. 3 and 4) (Instr. 5) Owned (D) or (Instr. 4)
Derivative and 5) Following Indirect
Security Reported (I)
Transaction(s) (Instr.
(Instr. 4)
4)
Amount or
Date Number of
Code V (A) (D) Exercisable Expiration Date Title Shares
Restricted Common
Stock Units (1) 03/01/2022 A 6,500 (2) (2) Stock 6,500 $ 0 6,500 D
Employee Stock
Option (right Common
to buy) $ 92.23 03/01/2022 A 28,370 (2) 03/01/2032 Stock 28,370 $ 0 28,370 D
Restricted Common
Stock Units (1) 03/02/2022 M 2,807 03/02/2022 03/02/2022 Stock 2,807 $ 0 2,806 D
Explanation of Responses:
1. 1 for 1
2. The Restricted Stock Units vest and the Stock Options become exercisable, in two equal
installments of 50% each on the second and third anniversary of the grant date.
Brandon Smith on behalf of Michael J. Holston 03/03/2022
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly
or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations
See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient,
see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required
to respond unless the form displays a currently valid OMB Number.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE OMB APPROVAL
COMMISSION OMB Number: 3235-0287
Washington, D.C. 20549 Estimated average burden
hours per response: 0.5
STATEMENT OF CHANGES IN BENEFICIAL
OWNERSHIP
Filed pursuant to Section 16(a) of the
Securities Exchange Act of 1934
or Section 30(h) of the Investment
Company Act of 1940
Check this box if no longer subject to
Section 16. Form 4 or Form 5
obligations may continue.
See Instruction 1(b).
1. Name and Address of 2. Issuer Name 5. Relationship of Reporting Person(s) to Issuer
Reporting Person and Ticker or (Check all applicable) Director 10% Owner
(*)Dybeck Happe Carolina Trading Symbol X Officer (give title below) Other (specify below)
GENERAL ELECTRIC Senior Vice President
(Last) (First) (Middle) CO [ GE ]
GENERAL ELECTRIC COMPANY
5 NECCO STREET
(Street)BOSTON MA 02210
(City) (State) (Zip)
3. Date of
Earliest
Transaction
(Month/Day/Year)
03/01/2022
4. If Amendment, 6. Individual or Joint/Group Filing (Check Applicable Line)X Form filed by One Reporting Person
Date of Original Form filed by More than One Reporting Person
Filed
(Month/Day/Year)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title 2. Transaction 2A. Deemed 3. Transaction 4. Securities Acquired 5. Amount of 6. 7. Nature of
of Date Execution Date, Code (Instr. 8) (A) or Disposed Of (D) Securities Ownership Indirect
Security (Month/Day/Year) if any (Instr. 3, 4 and 5) Beneficially Form: Beneficial
(Instr. (Month/Day/Year) Owned Direct Ownership
3) Following (D) or (Instr. 4)
Reported Indirect
Transaction(s) (I)
(Instr. 3 and (Instr.
4) 4)
Code V Amount (A) Price
or
(D)
Common
Stock 03/02/2022 M 5,103 A $ 0 5,103 D
Common
Stock 03/02/2022 F 1,676 D $ 94.02 3,427 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of 2. 3. Transaction 3A. Deemed 4. Transaction 5. Number of 6. Date Exercisable and 7. Title and Amount 8. Price 9. Number of 10. 11. Nature
Derivative Conversion Date Execution Date, Code (Instr. Derivative Expiration Date of Securities of derivative Ownership of Indirect
Security or (Month/Day/Year) if any 8) Securities Acquired (Month/Day/Year) Underlying Derivative Securities Form: Beneficial
(Instr. 3) Exercise (Month/Day/Year) (A) or Disposed of Derivative Security Security Beneficially Direct Ownership
Price of (D) (Instr. 3, 4 (Instr. 3 and 4) (Instr. 5) Owned (D) or (Instr. 4)
Derivative and 5) Following Indirect
Security Reported (I)
Transaction(s) (Instr.
(Instr. 4)
4)
Amount or
Date Number of
Code V (A) (D) Exercisable Expiration Date Title Shares
Restricted Common
Stock Units (1) 03/01/2022 A 10,317 (2) (2) Stock 10,317 $ 0 10,317 D
Employee Stock
Option (right Common
to buy) $ 92.23 03/01/2022 A 45,032 (2) 03/01/2032 Stock 45,032 $ 0 45,032 D
Restricted Common
Stock Units (1) 03/02/2022 M 5,103 03/02/2022 03/02/2022 Stock 5,103 $ 0 5,102 D
Explanation of Responses:
1. 1 for 1
2. The Restricted Stock Units vest and the Stock Options become exercisable, in two equal
installments of 50% each on the second and third anniversary of the grant date.
Julia L. Chen on behalf of Carolina Dybeck Happe 03/03/2022
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly
or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations
See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient,
see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required
to respond unless the form displays a currently valid OMB Number.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE OMB APPROVAL
COMMISSION OMB Number: 3235-0287
Washington, D.C. 20549 Estimated average burden
hours per response: 0.5
STATEMENT OF CHANGES IN BENEFICIAL
OWNERSHIP
Filed pursuant to Section 16(a) of the
Securities Exchange Act of 1934
or Section 30(h) of the Investment
Company Act of 1940
Check this box if no longer subject to
Section 16. Form 4 or Form 5
obligations may continue.
See Instruction 1(b).
1. Name and Address of 2. Issuer Name 5. Relationship of Reporting Person(s) to Issuer
Reporting Person and Ticker or (Check all applicable) Director 10% Owner
(*)Cox L Kevin Trading Symbol X Officer (give title below) Other (specify below)
GENERAL ELECTRIC Senior Vice President
(Last) (First) (Middle) CO [ GE ]
GENERAL ELECTRIC COMPANY
5 NECCO STREET
(Street)BOSTON MA 02210
(City) (State) (Zip)
3. Date of
Earliest
Transaction
(Month/Day/Year)
03/01/2022
4. If Amendment, 6. Individual or Joint/Group Filing (Check Applicable Line)X Form filed by One Reporting Person
Date of Original Form filed by More than One Reporting Person
Filed
(Month/Day/Year)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title 2. Transaction 2A. Deemed 3. Transaction 4. Securities Acquired 5. Amount of 6. 7. Nature of
of Date Execution Date, Code (Instr. 8) (A) or Disposed Of (D) Securities Ownership Indirect
Security (Month/Day/Year) if any (Instr. 3, 4 and 5) Beneficially Form: Beneficial
(Instr. (Month/Day/Year) Owned Direct Ownership
3) Following (D) or (Instr. 4)
Reported Indirect
Transaction(s) (I)
(Instr. 3 and (Instr.
4) 4)
Code V Amount (A) Price
or
(D)
Common
Stock 03/02/2022 M 3,062 A $ 0 5,042 D
Common
Stock 03/02/2022 F 1,484 D $ 94.02 3,558 D
Common Stock 12,431 I By trust
Common Stock 110 I by wife's
trust
Common Stock 794 I by
descendant's
trust
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of 2. 3. Transaction 3A. Deemed 4. Transaction 5. Number of 6. Date Exercisable and 7. Title and Amount 8. Price 9. Number of 10. 11. Nature
Derivative Conversion Date Execution Date, Code (Instr. Derivative Expiration Date of Securities of derivative Ownership of Indirect
Security or (Month/Day/Year) if any 8) Securities Acquired (Month/Day/Year) Underlying Derivative Securities Form: Beneficial
(Instr. 3) Exercise (Month/Day/Year) (A) or Disposed of Derivative Security Security Beneficially Direct Ownership
Price of (D) (Instr. 3, 4 (Instr. 3 and 4) (Instr. 5) Owned (D) or (Instr. 4)
Derivative and 5) Following Indirect
Security Reported (I)
Transaction(s) (Instr.
(Instr. 4)
4)
Amount or
Date Number of
Code V (A) (D) Exercisable Expiration Date Title Shares
Restricted Common
Stock Units (1) 03/01/2022 A 7,222 (2) (2) Stock 7,222 $ 0 7,222 D
Employee Stock
Option (right Common
to buy) $ 92.23 03/01/2022 A 31,522 (2) 03/01/2032 Stock 31,522 $ 0 31,522 D
Restricted Common
Stock Units (1) 03/02/2022 M 3,062 03/02/2022 03/02/2022 Stock 3,062 $ 0 3,061 D
Explanation of Responses:
1. 1 for 1
2. The Restricted Stock Units vest and the Stock Options become exercisable, in two equal
installments of 50% each on the second and third anniversary of the grant date.
Julia L. Chen on behalf of L Kevin Cox 03/03/2022
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly
or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations
See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient,
see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required
to respond unless the form displays a currently valid OMB Number.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE OMB APPROVAL
COMMISSION OMB Number: 3235-0287
Washington, D.C. 20549 Estimated average burden
hours per response: 0.5
STATEMENT OF CHANGES IN BENEFICIAL
OWNERSHIP
Filed pursuant to Section 16(a) of the
Securities Exchange Act of 1934
or Section 30(h) of the Investment
Company Act of 1940
Check this box if no longer subject to
Section 16. Form 4 or Form 5
obligations may continue.
See Instruction 1(b).
1. Name and Address of 2. Issuer Name 5. Relationship of Reporting Person(s) to Issuer
Reporting Person and Ticker or (Check all applicable) Director 10% Owner
(*)Arduini Peter J Trading Symbol X Officer (give title below) Other (specify below)
GENERAL ELECTRIC Senior Vice President
(Last) (First) (Middle) CO [ GE ]
5 NECCO ST
(Street)BOSTON MA 02210
(City) (State) (Zip)
3. Date of
Earliest
Transaction
(Month/Day/Year)
03/01/2022
4. If Amendment, 6. Individual or Joint/Group Filing (Check Applicable Line)X Form filed by One Reporting Person
Date of Original Form filed by More than One Reporting Person
Filed
(Month/Day/Year)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title 2. Transaction 2A. Deemed 3. Transaction 4. Securities Acquired 5. Amount of 6. 7. Nature of
of Date Execution Date, Code (Instr. (A) or Disposed Of (D) Securities Ownership Indirect
Security (Month/Day/Year) if any 8) (Instr. 3, 4 and 5) Beneficially Form: Beneficial
(Instr. (Month/Day/Year) Owned Direct Ownership
3) Following (D) or (Instr. 4)
Reported Indirect
Transaction(s) (I)
(Instr. 3 and (Instr.
4) 4)
Code V Amount (A) Price
or
(D)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of 2. 3. Transaction 3A. Deemed 4. Transaction 5. Number of 6. Date Exercisable and 7. Title and Amount 8. Price 9. Number of 10. 11. Nature
Derivative Conversion Date Execution Date, Code (Instr. Derivative Expiration Date of Securities of derivative Ownership of Indirect
Security or (Month/Day/Year) if any 8) Securities Acquired (Month/Day/Year) Underlying Derivative Securities Form: Beneficial
(Instr. 3) Exercise (Month/Day/Year) (A) or Disposed of Derivative Security Security Beneficially Direct Ownership
Price of (D) (Instr. 3, 4 (Instr. 3 and 4) (Instr. 5) Owned (D) or (Instr. 4)
Derivative and 5) Following Indirect
Security Reported (I)
Transaction(s) (Instr.
(Instr. 4)
4)
Amount or
Date Number of
Code V (A) (D) Exercisable Expiration Date Title Shares
Restricted Common
Stock Units (1) 03/01/2022 A 14,443 (2) (2) Stock 14,443 $ 0 14,443 D
Employee Stock
Option (right Common
to buy) $ 92.23 03/01/2022 A 63,044 (2) 03/01/2032 Stock 63,044 $ 0 63,044 D
Explanation of Responses:
1. 1 for 1
2. The Restricted Stock Units vest and the Stock Options become exercisable, in two equal
installments of 50% each on the second and third anniversary of the grant date
Brandon Smith on behalf of Peter J. Arduini 03/03/2022
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly
or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations
See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient,
see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required
to respond unless the form displays a currently valid OMB Number.
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END
DSHEAFDLEAAAEEA
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March 04, 2022 02:00 ET (07:00 GMT)
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