TIDMGEC

RNS Number : 6283D

General Electric Company

04 March 2022

SEC Form 4

 
                  FORM 4                    UNITED STATES SECURITIES AND EXCHANGE              OMB APPROVAL 
                                                         COMMISSION                   OMB Number:           3235-0287 
                                                   Washington, D.C. 20549              Estimated average burden 
                                                                                       hours per response:         0.5 
                                              STATEMENT OF CHANGES IN BENEFICIAL 
                                                          OWNERSHIP 
 
                                            Filed pursuant to Section 16(a) of the 
                                               Securities Exchange Act of 1934 
                                              or Section 30(h) of the Investment 
                                                     Company Act of 1940 
   Check this box if no longer subject to 
   Section 16. Form 4 or Form 5 
   obligations may continue. 
   See Instruction 1(b). 
 
 
 
 1. Name and Address of        2. Issuer Name     5. Relationship of Reporting Person(s) to Issuer 
 Reporting Person              and Ticker or       (Check all applicable)   Director                      10% Owner 
 (*)Timko Thomas S             Trading Symbol      X  Officer (give title below)    Other (specify below) 
                               GENERAL ELECTRIC                        Vice President 
 (Last)  (First)  (Middle)     CO [ GE ] 
 
 GENERAL ELECTRIC COMPANY 
 5 NECCO STREET 
 
 (Street)BOSTON   MA   02210 
 
 (City)  (State)  (Zip) 
                               3. Date of 
                               Earliest 
                               Transaction 
                               (Month/Day/Year) 
 
                               03/01/2022 
                               4. If Amendment,   6. Individual or Joint/Group Filing (Check Applicable Line)X  Form filed by One Reporting Person 
                               Date of Original       Form filed by More than One Reporting Person 
                               Filed 
                               (Month/Day/Year) 
 
 
                                Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned 
 1. Title    2. Transaction      2A. Deemed          3. Transaction     4. Securities Acquired      5. Amount of     6.          7. Nature of 
 of          Date                Execution Date,     Code (Instr. 8)    (A) or Disposed Of (D)      Securities       Ownership   Indirect 
 Security    (Month/Day/Year)    if any                                 (Instr. 3, 4 and 5)         Beneficially     Form:       Beneficial 
 (Instr.                         (Month/Day/Year)                                                   Owned            Direct      Ownership 
 3)                                                                                                 Following        (D) or      (Instr. 4) 
                                                                                                    Reported         Indirect 
                                                                                                    Transaction(s)   (I) 
                                                                                                    (Instr. 3 and    (Instr. 
                                                                                                    4)               4) 
                                                     Code    V          Amount   (A)   Price 
                                                                                 or 
                                                                                 (D) 
 Common 
  Stock                   03/02/2022                         M           1,990     A       $ 0           25,147           D 
 Common 
  Stock                   03/02/2022                         F            968      D     $ 94.02         24,179           D 
 Common Stock                                                                                           1,250            I       By trust 
 
 
                                                                    Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned 
                                                                            (e.g., puts, calls, warrants, options, convertible securities) 
 1. Title of   2.           3. Transaction     3A. Deemed         4. Transaction   5. Number of         6. Date Exercisable and          7. Title and Amount   8. Price     9. Number of     10.         11. Nature 
 Derivative    Conversion   Date               Execution Date,    Code (Instr.     Derivative           Expiration Date                  of Securities         of           derivative       Ownership   of Indirect 
 Security      or           (Month/Day/Year)   if any             8)               Securities           (Month/Day/Year)                 Underlying            Derivative   Securities       Form:       Beneficial 
 (Instr. 3)    Exercise                        (Month/Day/Year)                    Acquired (A) or                                       Derivative Security   Security     Beneficially     Direct      Ownership 
               Price of                                                            Disposed of (D)                                       (Instr. 3 and 4)      (Instr. 5)   Owned            (D) or      (Instr. 4) 
               Derivative                                                          (Instr. 3, 4 and                                                                         Following        Indirect 
               Security                                                            5)                                                                                       Reported         (I) 
                                                                                                                                                                            Transaction(s)   (Instr. 
                                                                                                                                                                            (Instr.          4) 
                                                                                                                                                                            4) 
                                                                                                                                                  Amount or 
                                                                                                        Date                                      Number of 
                                                                  Code   V         (A)     (D)          Exercisable   Expiration Date    Title    Shares 
 Restricted 
  Stock                                                                                                                                  Common 
  Units           (1)          03/01/2022                          A               6,706                    (2)             (2)          Stock      6,706         $ 0           6,706            D 
 Restricted 
  Stock                                                                                                                                  Common 
  Units           (1)          03/02/2022                          M                         1,990      03/02/2022       03/02/2022      Stock      1,990         $ 0           1,990            D 
 
 
Explanation of Responses: 
1. 1 for 1 
2. The Restricted Stock Units vest in two equal installments of 50% each on the second and 
 third anniversary of the grant date. 
 
 
  Julia L. Chen on behalf of Thomas Timko                                            03/03/2022 
  ** Signature of Reporting Person                                                   Date 
Reminder: Report on a separate line for each class of securities beneficially owned directly 
 or indirectly. 
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v). 
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations 
 See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). 
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, 
 see Instruction 6 for procedure. 
Persons who respond to the collection of information contained in this form are not required 
 to respond unless the form displays a currently valid OMB Number. 
 

SEC Form 4

 
                  FORM 4                    UNITED STATES SECURITIES AND EXCHANGE              OMB APPROVAL 
                                                         COMMISSION                   OMB Number:           3235-0287 
                                                   Washington, D.C. 20549              Estimated average burden 
                                                                                       hours per response:         0.5 
                                              STATEMENT OF CHANGES IN BENEFICIAL 
                                                          OWNERSHIP 
 
                                            Filed pursuant to Section 16(a) of the 
                                               Securities Exchange Act of 1934 
                                              or Section 30(h) of the Investment 
                                                     Company Act of 1940 
   Check this box if no longer subject to 
   Section 16. Form 4 or Form 5 
   obligations may continue. 
   See Instruction 1(b). 
 
 
 
 1. Name and Address of        2. Issuer Name     5. Relationship of Reporting Person(s) to Issuer 
 Reporting Person              and Ticker or       (Check all applicable)   Director                      10% Owner 
 (*)Strazik Scott              Trading Symbol      X  Officer (give title below)    Other (specify below) 
                               GENERAL ELECTRIC                    Senior Vice President 
 (Last)  (First)  (Middle)     CO [ GE ] 
 
 GENERAL ELECTRIC COMPANY 
 5 NECCO STREET 
 
 (Street)BOSTON   MA   02210 
 
 (City)  (State)  (Zip) 
                               3. Date of 
                               Earliest 
                               Transaction 
                               (Month/Day/Year) 
 
                               03/01/2022 
                               4. If Amendment,   6. Individual or Joint/Group Filing (Check Applicable Line)X  Form filed by One Reporting Person 
                               Date of Original       Form filed by More than One Reporting Person 
                               Filed 
                               (Month/Day/Year) 
 
 
                                Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned 
 1. Title    2. Transaction      2A. Deemed          3. Transaction     4. Securities Acquired      5. Amount of     6.          7. Nature of 
 of          Date                Execution Date,     Code (Instr. 8)    (A) or Disposed Of (D)      Securities       Ownership   Indirect 
 Security    (Month/Day/Year)    if any                                 (Instr. 3, 4 and 5)         Beneficially     Form:       Beneficial 
 (Instr.                         (Month/Day/Year)                                                   Owned            Direct      Ownership 
 3)                                                                                                 Following        (D) or      (Instr. 4) 
                                                                                                    Reported         Indirect 
                                                                                                    Transaction(s)   (I) 
                                                                                                    (Instr. 3 and    (Instr. 
                                                                                                    4)               4) 
                                                     Code    V          Amount   (A)   Price 
                                                                                 or 
                                                                                 (D) 
 Common 
  Stock                   03/02/2022                         M           3,419     A       $ 0           13,154           D 
 Common 
  Stock                   03/02/2022                         F           1,574     D     $ 94.02         11,580           D 
 Common Stock                                                                                           8,317            I       401(k) 
 Common Stock                                                                                           5,223            I       Spouse's 
                                                                                                                                 401(k) 
 
 
                                                                       Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned 
                                                                               (e.g., puts, calls, warrants, options, convertible securities) 
 1. Title of       2.           3. Transaction     3A. Deemed         4. Transaction   5. Number of          6. Date Exercisable and          7. Title and Amount   8. Price     9. Number of     10.         11. Nature 
 Derivative        Conversion   Date               Execution Date,    Code (Instr.     Derivative            Expiration Date                  of Securities         of           derivative       Ownership   of Indirect 
 Security          or           (Month/Day/Year)   if any             8)               Securities Acquired   (Month/Day/Year)                 Underlying            Derivative   Securities       Form:       Beneficial 
 (Instr. 3)        Exercise                        (Month/Day/Year)                    (A) or Disposed of                                     Derivative Security   Security     Beneficially     Direct      Ownership 
                   Price of                                                            (D) (Instr. 3, 4                                       (Instr. 3 and 4)      (Instr. 5)   Owned            (D) or      (Instr. 4) 
                   Derivative                                                          and 5)                                                                                    Following        Indirect 
                   Security                                                                                                                                                      Reported         (I) 
                                                                                                                                                                                 Transaction(s)   (Instr. 
                                                                                                                                                                                 (Instr.          4) 
                                                                                                                                                                                 4) 
                                                                                                                                                       Amount or 
                                                                                                             Date                                      Number of 
                                                                      Code   V         (A)      (D)          Exercisable   Expiration Date    Title    Shares 
 Restricted                                                                                                                                   Common 
  Stock Units         (1)          03/01/2022                          A               10,317                    (2)             (2)          Stock      10,317        $ 0           10,317           D 
 Employee Stock 
  Option (right                                                                                                                               Common 
  to buy)           $ 92.23        03/01/2022                          A               45,032                    (2)          03/01/2032      Stock      45,032        $ 0           45,032           D 
 Restricted                                                                                                                                   Common 
  Stock Units         (1)          03/02/2022                          M                          3,419      03/02/2022       03/02/2022      Stock      3,419         $ 0           3,418            D 
 
 
Explanation of Responses: 
1. 1 for 1 
2. The Restricted Stock Units vest and the Stock Options become exercisable, in two equal 
 installments of 50% each on the second and third anniversary of the grant date. 
 
 
  Julia L. Chen on behalf of Scott Strazik                                           03/03/2022 
  ** Signature of Reporting Person                                                   Date 
Reminder: Report on a separate line for each class of securities beneficially owned directly 
 or indirectly. 
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v). 
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations 
 See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). 
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, 
 see Instruction 6 for procedure. 
Persons who respond to the collection of information contained in this form are not required 
 to respond unless the form displays a currently valid OMB Number. 
 

SEC Form 4

 
                  FORM 4                    UNITED STATES SECURITIES AND EXCHANGE              OMB APPROVAL 
                                                         COMMISSION                   OMB Number:           3235-0287 
                                                   Washington, D.C. 20549              Estimated average burden 
                                                                                       hours per response:         0.5 
                                              STATEMENT OF CHANGES IN BENEFICIAL 
                                                          OWNERSHIP 
 
                                            Filed pursuant to Section 16(a) of the 
                                               Securities Exchange Act of 1934 
                                              or Section 30(h) of the Investment 
                                                     Company Act of 1940 
   Check this box if no longer subject to 
   Section 16. Form 4 or Form 5 
   obligations may continue. 
   See Instruction 1(b). 
 
 
 
 1. Name and Address of        2. Issuer Name     5. Relationship of Reporting Person(s) to Issuer 
 Reporting Person              and Ticker or       (Check all applicable)   Director                      10% Owner 
 (*)Stokes Russell             Trading Symbol      X  Officer (give title below)    Other (specify below) 
                               GENERAL ELECTRIC                    Senior Vice President 
 (Last)  (First)  (Middle)     CO [ GE ] 
 
 GENERAL ELECTRIC COMPANY 
 5 NECCO STREET 
 
 (Street)BOSTON   MA   02210 
 
 (City)  (State)  (Zip) 
                               3. Date of 
                               Earliest 
                               Transaction 
                               (Month/Day/Year) 
 
                               03/01/2022 
                               4. If Amendment,   6. Individual or Joint/Group Filing (Check Applicable Line)X  Form filed by One Reporting Person 
                               Date of Original       Form filed by More than One Reporting Person 
                               Filed 
                               (Month/Day/Year) 
 
 
                                Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned 
 1. Title    2. Transaction      2A. Deemed          3. Transaction     4. Securities Acquired      5. Amount of     6.          7. Nature of 
 of          Date                Execution Date,     Code (Instr. 8)    (A) or Disposed Of (D)      Securities       Ownership   Indirect 
 Security    (Month/Day/Year)    if any                                 (Instr. 3, 4 and 5)         Beneficially     Form:       Beneficial 
 (Instr.                         (Month/Day/Year)                                                   Owned            Direct      Ownership 
 3)                                                                                                 Following        (D) or      (Instr. 4) 
                                                                                                    Reported         Indirect 
                                                                                                    Transaction(s)   (I) 
                                                                                                    (Instr. 3 and    (Instr. 
                                                                                                    4)               4) 
                                                     Code    V          Amount   (A)   Price 
                                                                                 or 
                                                                                 (D) 
 Common 
  Stock                   03/02/2022                         M           3,572     A       $ 0           45,254           D 
 Common 
  Stock                   03/02/2022                         F           1,620     D     $ 94.02         43,634           D 
 
 
                                                                       Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned 
                                                                               (e.g., puts, calls, warrants, options, convertible securities) 
 1. Title of       2.           3. Transaction     3A. Deemed         4. Transaction   5. Number of          6. Date Exercisable and          7. Title and Amount   8. Price     9. Number of     10.         11. Nature 
 Derivative        Conversion   Date               Execution Date,    Code (Instr.     Derivative            Expiration Date                  of Securities         of           derivative       Ownership   of Indirect 
 Security          or           (Month/Day/Year)   if any             8)               Securities Acquired   (Month/Day/Year)                 Underlying            Derivative   Securities       Form:       Beneficial 
 (Instr. 3)        Exercise                        (Month/Day/Year)                    (A) or Disposed of                                     Derivative Security   Security     Beneficially     Direct      Ownership 
                   Price of                                                            (D) (Instr. 3, 4                                       (Instr. 3 and 4)      (Instr. 5)   Owned            (D) or      (Instr. 4) 
                   Derivative                                                          and 5)                                                                                    Following        Indirect 
                   Security                                                                                                                                                      Reported         (I) 
                                                                                                                                                                                 Transaction(s)   (Instr. 
                                                                                                                                                                                 (Instr.          4) 
                                                                                                                                                                                 4) 
                                                                                                                                                       Amount or 
                                                                                                             Date                                      Number of 
                                                                      Code   V         (A)      (D)          Exercisable   Expiration Date    Title    Shares 
 Restricted                                                                                                                                   Common 
  Stock Units         (1)          03/01/2022                          A               7,841                     (2)             (2)          Stock      7,841         $ 0           7,841            D 
 Employee Stock 
  Option (right                                                                                                                               Common 
  to buy)           $ 92.23        03/01/2022                          A               34,224                    (2)          03/01/2032      Stock      34,224        $ 0           34,224           D 
 Restricted                                                                                                                                   Common 
  Stock Units         (1)          03/02/2022                          M                          3,572      03/02/2022       03/02/2022      Stock      3,572         $ 0           3,571            D 
 
 
Explanation of Responses: 
1. 1 for 1 
2. The Restricted Stock Units vest and the Stock Options become exercisable, in two equal 
 installments of 50% each on the second and third anniversary of the grant date. 
 
 
  Julia L. Chen on behalf of Russell Stokes                                           03/03/2022 
  ** Signature of Reporting Person                                                    Date 
Reminder: Report on a separate line for each class of securities beneficially owned directly 
 or indirectly. 
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v). 
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations 
 See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). 
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, 
 see Instruction 6 for procedure. 
Persons who respond to the collection of information contained in this form are not required 
 to respond unless the form displays a currently valid OMB Number. 
 

SEC Form 4

 
                  FORM 4                    UNITED STATES SECURITIES AND EXCHANGE              OMB APPROVAL 
                                                         COMMISSION                   OMB Number:           3235-0287 
                                                   Washington, D.C. 20549              Estimated average burden 
                                                                                       hours per response:         0.5 
                                              STATEMENT OF CHANGES IN BENEFICIAL 
                                                          OWNERSHIP 
 
                                            Filed pursuant to Section 16(a) of the 
                                               Securities Exchange Act of 1934 
                                              or Section 30(h) of the Investment 
                                                     Company Act of 1940 
   Check this box if no longer subject to 
   Section 16. Form 4 or Form 5 
   obligations may continue. 
   See Instruction 1(b). 
 
 
 
 1. Name and Address of        2. Issuer Name     5. Relationship of Reporting Person(s) to Issuer 
 Reporting Person              and Ticker or       (Check all applicable)   Director                      10% Owner 
 (*)Slattery John S.           Trading Symbol      X  Officer (give title below)    Other (specify below) 
                               GENERAL ELECTRIC                    Senior Vice President 
 (Last)  (First)  (Middle)     CO [ GE ] 
 
 GENERAL ELECTRIC COMPANY 
 5 NECCO STREET 
 
 (Street)BOSTON   MA   02210 
 
 (City)  (State)  (Zip) 
                               3. Date of 
                               Earliest 
                               Transaction 
                               (Month/Day/Year) 
 
                               03/01/2022 
                               4. If Amendment,   6. Individual or Joint/Group Filing (Check Applicable Line)X  Form filed by One Reporting Person 
                               Date of Original       Form filed by More than One Reporting Person 
                               Filed 
                               (Month/Day/Year) 
 
 
                             Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned 
 1. Title   2. Transaction     2A. Deemed         3. Transaction   4. Securities Acquired      5. Amount of     6.          7. Nature of 
 of         Date               Execution Date,    Code (Instr.     (A) or Disposed Of (D)      Securities       Ownership   Indirect 
 Security   (Month/Day/Year)   if any             8)               (Instr. 3, 4 and 5)         Beneficially     Form:       Beneficial 
 (Instr.                       (Month/Day/Year)                                                Owned            Direct      Ownership 
 3)                                                                                            Following        (D) or      (Instr. 4) 
                                                                                               Reported         Indirect 
                                                                                               Transaction(s)   (I) 
                                                                                               (Instr. 3 and    (Instr. 
                                                                                               4)               4) 
                                                  Code   V         Amount   (A)   Price 
                                                                            or 
                                                                            (D) 
 
 
 
                                                                       Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned 
                                                                               (e.g., puts, calls, warrants, options, convertible securities) 
 1. Title of       2.           3. Transaction     3A. Deemed         4. Transaction   5. Number of          6. Date Exercisable and          7. Title and Amount   8. Price     9. Number of     10.         11. Nature 
 Derivative        Conversion   Date               Execution Date,    Code (Instr.     Derivative            Expiration Date                  of Securities         of           derivative       Ownership   of Indirect 
 Security          or           (Month/Day/Year)   if any             8)               Securities Acquired   (Month/Day/Year)                 Underlying            Derivative   Securities       Form:       Beneficial 
 (Instr. 3)        Exercise                        (Month/Day/Year)                    (A) or Disposed of                                     Derivative Security   Security     Beneficially     Direct      Ownership 
                   Price of                                                            (D) (Instr. 3, 4                                       (Instr. 3 and 4)      (Instr. 5)   Owned            (D) or      (Instr. 4) 
                   Derivative                                                          and 5)                                                                                    Following        Indirect 
                   Security                                                                                                                                                      Reported         (I) 
                                                                                                                                                                                 Transaction(s)   (Instr. 
                                                                                                                                                                                 (Instr.          4) 
                                                                                                                                                                                 4) 
                                                                                                                                                       Amount or 
                                                                                                             Date                                      Number of 
                                                                      Code   V         (A)      (D)          Exercisable   Expiration Date    Title    Shares 
 Restricted                                                                                                                                   Common 
  Stock Units         (1)          03/01/2022                          A               12,380                    (2)             (2)          Stock      12,380        $ 0           12,380           D 
 Employee Stock 
  Option (right                                                                                                                               Common 
  to buy)           $ 92.23        03/01/2022                          A               54,038                    (2)          03/01/2032      Stock      54,038        $ 0           54,038           D 
 
 
Explanation of Responses: 
1. 1 for 1 
2. The Restricted Stock Units vest and the Stock Options become exercisable, in two equal 
 installments of 50% each on the second and third anniversary of the grant date. 
 
 
  Julia L. Chen on behalf of John S. Slattery                                         03/03/2022 
  ** Signature of Reporting Person                                                    Date 
Reminder: Report on a separate line for each class of securities beneficially owned directly 
 or indirectly. 
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v). 
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations 
 See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). 
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, 
 see Instruction 6 for procedure. 
Persons who respond to the collection of information contained in this form are not required 
 to respond unless the form displays a currently valid OMB Number. 
 

SEC Form 4

 
                  FORM 4                    UNITED STATES SECURITIES AND EXCHANGE              OMB APPROVAL 
                                                         COMMISSION                   OMB Number:           3235-0287 
                                                   Washington, D.C. 20549              Estimated average burden 
                                                                                       hours per response:         0.5 
                                              STATEMENT OF CHANGES IN BENEFICIAL 
                                                          OWNERSHIP 
 
                                            Filed pursuant to Section 16(a) of the 
                                               Securities Exchange Act of 1934 
                                              or Section 30(h) of the Investment 
                                                     Company Act of 1940 
   Check this box if no longer subject to 
   Section 16. Form 4 or Form 5 
   obligations may continue. 
   See Instruction 1(b). 
 
 
 
 1. Name and Address of        2. Issuer Name     5. Relationship of Reporting Person(s) to Issuer 
 Reporting Person              and Ticker or       (Check all applicable)   Director                      10% Owner 
 (*)Pecresse Jerome            Trading Symbol      X  Officer (give title below)    Other (specify below) 
                               GENERAL ELECTRIC                    Senior Vice President 
 (Last)  (First)  (Middle)     CO [ GE ] 
 
 GENERAL ELECTRIC COMPANY 
 5 NECCO STREET 
 
 (Street)BOSTON   MA   02210 
 
 (City)  (State)  (Zip) 
                               3. Date of 
                               Earliest 
                               Transaction 
                               (Month/Day/Year) 
 
                               03/01/2022 
                               4. If Amendment,   6. Individual or Joint/Group Filing (Check Applicable Line)X  Form filed by One Reporting Person 
                               Date of Original       Form filed by More than One Reporting Person 
                               Filed 
                               (Month/Day/Year) 
 
 
                                Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned 
 1. Title    2. Transaction      2A. Deemed          3. Transaction     4. Securities Acquired      5. Amount of     6.          7. Nature of 
 of          Date                Execution Date,     Code (Instr. 8)    (A) or Disposed Of (D)      Securities       Ownership   Indirect 
 Security    (Month/Day/Year)    if any                                 (Instr. 3, 4 and 5)         Beneficially     Form:       Beneficial 
 (Instr.                         (Month/Day/Year)                                                   Owned            Direct      Ownership 
 3)                                                                                                 Following        (D) or      (Instr. 4) 
                                                                                                    Reported         Indirect 
                                                                                                    Transaction(s)   (I) 
                                                                                                    (Instr. 3 and    (Instr. 
                                                                                                    4)               4) 
                                                     Code    V          Amount   (A)   Price 
                                                                                 or 
                                                                                 (D) 
 Common 
  Stock                   03/02/2022                         M           2,654     A       $ 0           17,634           D 
 Common 
  Stock                   03/02/2022                         F           1,416     D     $ 94.02         16,218           D 
 
 
                                                                       Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned 
                                                                               (e.g., puts, calls, warrants, options, convertible securities) 
 1. Title of       2.           3. Transaction     3A. Deemed         4. Transaction   5. Number of          6. Date Exercisable and          7. Title and Amount   8. Price     9. Number of     10.         11. Nature 
 Derivative        Conversion   Date               Execution Date,    Code (Instr.     Derivative            Expiration Date                  of Securities         of           derivative       Ownership   of Indirect 
 Security          or           (Month/Day/Year)   if any             8)               Securities Acquired   (Month/Day/Year)                 Underlying            Derivative   Securities       Form:       Beneficial 
 (Instr. 3)        Exercise                        (Month/Day/Year)                    (A) or Disposed of                                     Derivative Security   Security     Beneficially     Direct      Ownership 
                   Price of                                                            (D) (Instr. 3, 4                                       (Instr. 3 and 4)      (Instr. 5)   Owned            (D) or      (Instr. 4) 
                   Derivative                                                          and 5)                                                                                    Following        Indirect 
                   Security                                                                                                                                                      Reported         (I) 
                                                                                                                                                                                 Transaction(s)   (Instr. 
                                                                                                                                                                                 (Instr.          4) 
                                                                                                                                                                                 4) 
                                                                                                                                                       Amount or 
                                                                                                             Date                                      Number of 
                                                                      Code   V         (A)      (D)          Exercisable   Expiration Date    Title    Shares 
 Restricted                                                                                                                                   Common 
  Stock Units         (1)          03/01/2022                          A               5,365                     (2)             (2)          Stock      5,365         $ 0           5,365            D 
 Employee Stock 
  Option (right                                                                                                                               Common 
  to buy)           $ 92.23        03/01/2022                          A               23,416                    (2)          03/01/2032      Stock      23,416        $ 0           23,416           D 
 Restricted                                                                                                                                   Common 
  Stock Units         (1)          03/02/2022                          M                          2,654      03/02/2022       03/02/2022      Stock      2,654         $ 0           2,653            D 
 
 
Explanation of Responses: 
1. 1 for 1 
2. The Restricted Stock Units vest and the Stock Options become exercisable, in two equal 
 installments of 50% each on the second and third anniversary of the grant date. 
 
 
  Julia L. Chen on behalf of Jerome Pecresse                                          03/03/2022 
  ** Signature of Reporting Person                                                    Date 
Reminder: Report on a separate line for each class of securities beneficially owned directly 
 or indirectly. 
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v). 
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations 
 See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). 
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, 
 see Instruction 6 for procedure. 
Persons who respond to the collection of information contained in this form are not required 
 to respond unless the form displays a currently valid OMB Number. 
 

SEC Form 4

 
                  FORM 4                    UNITED STATES SECURITIES AND EXCHANGE              OMB APPROVAL 
                                                         COMMISSION                   OMB Number:           3235-0287 
                                                   Washington, D.C. 20549              Estimated average burden 
                                                                                       hours per response:         0.5 
                                              STATEMENT OF CHANGES IN BENEFICIAL 
                                                          OWNERSHIP 
 
                                            Filed pursuant to Section 16(a) of the 
                                               Securities Exchange Act of 1934 
                                              or Section 30(h) of the Investment 
                                                     Company Act of 1940 
   Check this box if no longer subject to 
   Section 16. Form 4 or Form 5 
   obligations may continue. 
   See Instruction 1(b). 
 
 
 
 1. Name and Address of        2. Issuer Name     5. Relationship of Reporting Person(s) to Issuer 
 Reporting Person              and Ticker or       (Check all applicable)   Director                      10% Owner 
 (*)Holston Michael J          Trading Symbol      X  Officer (give title below)    Other (specify below) 
                               GENERAL ELECTRIC                    Senior Vice President 
 (Last)  (First)  (Middle)     CO [ GE ] 
 
 GENERAL ELECTRIC COMPANY 
 5 NECCO STREET 
 
 (Street)BOSTON   MA   02210 
 
 (City)  (State)  (Zip) 
                               3. Date of 
                               Earliest 
                               Transaction 
                               (Month/Day/Year) 
 
                               03/01/2022 
                               4. If Amendment,   6. Individual or Joint/Group Filing (Check Applicable Line)X  Form filed by One Reporting Person 
                               Date of Original       Form filed by More than One Reporting Person 
                               Filed 
                               (Month/Day/Year) 
 
 
                                Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned 
 1. Title    2. Transaction      2A. Deemed          3. Transaction     4. Securities Acquired      5. Amount of     6.          7. Nature of 
 of          Date                Execution Date,     Code (Instr. 8)    (A) or Disposed Of (D)      Securities       Ownership   Indirect 
 Security    (Month/Day/Year)    if any                                 (Instr. 3, 4 and 5)         Beneficially     Form:       Beneficial 
 (Instr.                         (Month/Day/Year)                                                   Owned            Direct      Ownership 
 3)                                                                                                 Following        (D) or      (Instr. 4) 
                                                                                                    Reported         Indirect 
                                                                                                    Transaction(s)   (I) 
                                                                                                    (Instr. 3 and    (Instr. 
                                                                                                    4)               4) 
                                                     Code    V          Amount   (A)   Price 
                                                                                 or 
                                                                                 (D) 
 Common 
  Stock                   03/02/2022                         M           2,807     A       $ 0           30,137           D 
 Common 
  Stock                   03/02/2022                         F           1,245     D     $ 94.02         28,892           D 
 
 
                                                                       Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned 
                                                                               (e.g., puts, calls, warrants, options, convertible securities) 
 1. Title of       2.           3. Transaction     3A. Deemed         4. Transaction   5. Number of          6. Date Exercisable and          7. Title and Amount   8. Price     9. Number of     10.         11. Nature 
 Derivative        Conversion   Date               Execution Date,    Code (Instr.     Derivative            Expiration Date                  of Securities         of           derivative       Ownership   of Indirect 
 Security          or           (Month/Day/Year)   if any             8)               Securities Acquired   (Month/Day/Year)                 Underlying            Derivative   Securities       Form:       Beneficial 
 (Instr. 3)        Exercise                        (Month/Day/Year)                    (A) or Disposed of                                     Derivative Security   Security     Beneficially     Direct      Ownership 
                   Price of                                                            (D) (Instr. 3, 4                                       (Instr. 3 and 4)      (Instr. 5)   Owned            (D) or      (Instr. 4) 
                   Derivative                                                          and 5)                                                                                    Following        Indirect 
                   Security                                                                                                                                                      Reported         (I) 
                                                                                                                                                                                 Transaction(s)   (Instr. 
                                                                                                                                                                                 (Instr.          4) 
                                                                                                                                                                                 4) 
                                                                                                                                                       Amount or 
                                                                                                             Date                                      Number of 
                                                                      Code   V         (A)      (D)          Exercisable   Expiration Date    Title    Shares 
 Restricted                                                                                                                                   Common 
  Stock Units         (1)          03/01/2022                          A               6,500                     (2)             (2)          Stock      6,500         $ 0           6,500            D 
 Employee Stock 
  Option (right                                                                                                                               Common 
  to buy)           $ 92.23        03/01/2022                          A               28,370                    (2)          03/01/2032      Stock      28,370        $ 0           28,370           D 
 Restricted                                                                                                                                   Common 
  Stock Units         (1)          03/02/2022                          M                          2,807      03/02/2022       03/02/2022      Stock      2,807         $ 0           2,806            D 
 
 
Explanation of Responses: 
1. 1 for 1 
2. The Restricted Stock Units vest and the Stock Options become exercisable, in two equal 
 installments of 50% each on the second and third anniversary of the grant date. 
 
 
  Brandon Smith on behalf of Michael J. Holston                                        03/03/2022 
  ** Signature of Reporting Person                                                     Date 
Reminder: Report on a separate line for each class of securities beneficially owned directly 
 or indirectly. 
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v). 
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations 
 See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). 
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, 
 see Instruction 6 for procedure. 
Persons who respond to the collection of information contained in this form are not required 
 to respond unless the form displays a currently valid OMB Number. 
 

SEC Form 4

 
                  FORM 4                    UNITED STATES SECURITIES AND EXCHANGE              OMB APPROVAL 
                                                         COMMISSION                   OMB Number:           3235-0287 
                                                   Washington, D.C. 20549              Estimated average burden 
                                                                                       hours per response:         0.5 
                                              STATEMENT OF CHANGES IN BENEFICIAL 
                                                          OWNERSHIP 
 
                                            Filed pursuant to Section 16(a) of the 
                                               Securities Exchange Act of 1934 
                                              or Section 30(h) of the Investment 
                                                     Company Act of 1940 
   Check this box if no longer subject to 
   Section 16. Form 4 or Form 5 
   obligations may continue. 
   See Instruction 1(b). 
 
 
 
 1. Name and Address of        2. Issuer Name     5. Relationship of Reporting Person(s) to Issuer 
 Reporting Person              and Ticker or       (Check all applicable)   Director                      10% Owner 
 (*)Dybeck Happe Carolina      Trading Symbol      X  Officer (give title below)    Other (specify below) 
                               GENERAL ELECTRIC                    Senior Vice President 
 (Last)  (First)  (Middle)     CO [ GE ] 
 
 GENERAL ELECTRIC COMPANY 
 5 NECCO STREET 
 
 (Street)BOSTON   MA   02210 
 
 (City)  (State)  (Zip) 
                               3. Date of 
                               Earliest 
                               Transaction 
                               (Month/Day/Year) 
 
                               03/01/2022 
                               4. If Amendment,   6. Individual or Joint/Group Filing (Check Applicable Line)X  Form filed by One Reporting Person 
                               Date of Original       Form filed by More than One Reporting Person 
                               Filed 
                               (Month/Day/Year) 
 
 
                                Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned 
 1. Title    2. Transaction      2A. Deemed          3. Transaction     4. Securities Acquired      5. Amount of     6.          7. Nature of 
 of          Date                Execution Date,     Code (Instr. 8)    (A) or Disposed Of (D)      Securities       Ownership   Indirect 
 Security    (Month/Day/Year)    if any                                 (Instr. 3, 4 and 5)         Beneficially     Form:       Beneficial 
 (Instr.                         (Month/Day/Year)                                                   Owned            Direct      Ownership 
 3)                                                                                                 Following        (D) or      (Instr. 4) 
                                                                                                    Reported         Indirect 
                                                                                                    Transaction(s)   (I) 
                                                                                                    (Instr. 3 and    (Instr. 
                                                                                                    4)               4) 
                                                     Code    V          Amount   (A)   Price 
                                                                                 or 
                                                                                 (D) 
 Common 
  Stock                   03/02/2022                         M           5,103     A       $ 0           5,103            D 
 Common 
  Stock                   03/02/2022                         F           1,676     D     $ 94.02         3,427            D 
 
 
                                                                       Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned 
                                                                               (e.g., puts, calls, warrants, options, convertible securities) 
 1. Title of       2.           3. Transaction     3A. Deemed         4. Transaction   5. Number of          6. Date Exercisable and          7. Title and Amount   8. Price     9. Number of     10.         11. Nature 
 Derivative        Conversion   Date               Execution Date,    Code (Instr.     Derivative            Expiration Date                  of Securities         of           derivative       Ownership   of Indirect 
 Security          or           (Month/Day/Year)   if any             8)               Securities Acquired   (Month/Day/Year)                 Underlying            Derivative   Securities       Form:       Beneficial 
 (Instr. 3)        Exercise                        (Month/Day/Year)                    (A) or Disposed of                                     Derivative Security   Security     Beneficially     Direct      Ownership 
                   Price of                                                            (D) (Instr. 3, 4                                       (Instr. 3 and 4)      (Instr. 5)   Owned            (D) or      (Instr. 4) 
                   Derivative                                                          and 5)                                                                                    Following        Indirect 
                   Security                                                                                                                                                      Reported         (I) 
                                                                                                                                                                                 Transaction(s)   (Instr. 
                                                                                                                                                                                 (Instr.          4) 
                                                                                                                                                                                 4) 
                                                                                                                                                       Amount or 
                                                                                                             Date                                      Number of 
                                                                      Code   V         (A)      (D)          Exercisable   Expiration Date    Title    Shares 
 Restricted                                                                                                                                   Common 
  Stock Units         (1)          03/01/2022                          A               10,317                    (2)             (2)          Stock      10,317        $ 0           10,317           D 
 Employee Stock 
  Option (right                                                                                                                               Common 
  to buy)           $ 92.23        03/01/2022                          A               45,032                    (2)          03/01/2032      Stock      45,032        $ 0           45,032           D 
 Restricted                                                                                                                                   Common 
  Stock Units         (1)          03/02/2022                          M                          5,103      03/02/2022       03/02/2022      Stock      5,103         $ 0           5,102            D 
 
 
Explanation of Responses: 
1. 1 for 1 
2. The Restricted Stock Units vest and the Stock Options become exercisable, in two equal 
 installments of 50% each on the second and third anniversary of the grant date. 
 
 
  Julia L. Chen on behalf of Carolina Dybeck Happe                                      03/03/2022 
  ** Signature of Reporting Person                                                      Date 
Reminder: Report on a separate line for each class of securities beneficially owned directly 
 or indirectly. 
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v). 
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations 
 See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). 
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, 
 see Instruction 6 for procedure. 
Persons who respond to the collection of information contained in this form are not required 
 to respond unless the form displays a currently valid OMB Number. 
 

SEC Form 4

 
                  FORM 4                    UNITED STATES SECURITIES AND EXCHANGE              OMB APPROVAL 
                                                         COMMISSION                   OMB Number:           3235-0287 
                                                   Washington, D.C. 20549              Estimated average burden 
                                                                                       hours per response:         0.5 
                                              STATEMENT OF CHANGES IN BENEFICIAL 
                                                          OWNERSHIP 
 
                                            Filed pursuant to Section 16(a) of the 
                                               Securities Exchange Act of 1934 
                                              or Section 30(h) of the Investment 
                                                     Company Act of 1940 
   Check this box if no longer subject to 
   Section 16. Form 4 or Form 5 
   obligations may continue. 
   See Instruction 1(b). 
 
 
 
 1. Name and Address of        2. Issuer Name     5. Relationship of Reporting Person(s) to Issuer 
 Reporting Person              and Ticker or       (Check all applicable)   Director                      10% Owner 
 (*)Cox L Kevin                Trading Symbol      X  Officer (give title below)    Other (specify below) 
                               GENERAL ELECTRIC                    Senior Vice President 
 (Last)  (First)  (Middle)     CO [ GE ] 
 
 GENERAL ELECTRIC COMPANY 
 5 NECCO STREET 
 
 (Street)BOSTON   MA   02210 
 
 (City)  (State)  (Zip) 
                               3. Date of 
                               Earliest 
                               Transaction 
                               (Month/Day/Year) 
 
                               03/01/2022 
                               4. If Amendment,   6. Individual or Joint/Group Filing (Check Applicable Line)X  Form filed by One Reporting Person 
                               Date of Original       Form filed by More than One Reporting Person 
                               Filed 
                               (Month/Day/Year) 
 
 
                                Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned 
 1. Title    2. Transaction      2A. Deemed          3. Transaction     4. Securities Acquired      5. Amount of     6.          7. Nature of 
 of          Date                Execution Date,     Code (Instr. 8)    (A) or Disposed Of (D)      Securities       Ownership   Indirect 
 Security    (Month/Day/Year)    if any                                 (Instr. 3, 4 and 5)         Beneficially     Form:       Beneficial 
 (Instr.                         (Month/Day/Year)                                                   Owned            Direct      Ownership 
 3)                                                                                                 Following        (D) or      (Instr. 4) 
                                                                                                    Reported         Indirect 
                                                                                                    Transaction(s)   (I) 
                                                                                                    (Instr. 3 and    (Instr. 
                                                                                                    4)               4) 
                                                     Code    V          Amount   (A)   Price 
                                                                                 or 
                                                                                 (D) 
 Common 
  Stock                   03/02/2022                         M           3,062     A       $ 0           5,042            D 
 Common 
  Stock                   03/02/2022                         F           1,484     D     $ 94.02         3,558            D 
 Common Stock                                                                                           12,431           I       By trust 
 Common Stock                                                                                            110             I       by wife's 
                                                                                                                                 trust 
 Common Stock                                                                                            794             I       by 
                                                                                                                                 descendant's 
                                                                                                                                 trust 
 
 
                                                                       Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned 
                                                                               (e.g., puts, calls, warrants, options, convertible securities) 
 1. Title of       2.           3. Transaction     3A. Deemed         4. Transaction   5. Number of          6. Date Exercisable and          7. Title and Amount   8. Price     9. Number of     10.         11. Nature 
 Derivative        Conversion   Date               Execution Date,    Code (Instr.     Derivative            Expiration Date                  of Securities         of           derivative       Ownership   of Indirect 
 Security          or           (Month/Day/Year)   if any             8)               Securities Acquired   (Month/Day/Year)                 Underlying            Derivative   Securities       Form:       Beneficial 
 (Instr. 3)        Exercise                        (Month/Day/Year)                    (A) or Disposed of                                     Derivative Security   Security     Beneficially     Direct      Ownership 
                   Price of                                                            (D) (Instr. 3, 4                                       (Instr. 3 and 4)      (Instr. 5)   Owned            (D) or      (Instr. 4) 
                   Derivative                                                          and 5)                                                                                    Following        Indirect 
                   Security                                                                                                                                                      Reported         (I) 
                                                                                                                                                                                 Transaction(s)   (Instr. 
                                                                                                                                                                                 (Instr.          4) 
                                                                                                                                                                                 4) 
                                                                                                                                                       Amount or 
                                                                                                             Date                                      Number of 
                                                                      Code   V         (A)      (D)          Exercisable   Expiration Date    Title    Shares 
 Restricted                                                                                                                                   Common 
  Stock Units         (1)          03/01/2022                          A               7,222                     (2)             (2)          Stock      7,222         $ 0           7,222            D 
 Employee Stock 
  Option (right                                                                                                                               Common 
  to buy)           $ 92.23        03/01/2022                          A               31,522                    (2)          03/01/2032      Stock      31,522        $ 0           31,522           D 
 Restricted                                                                                                                                   Common 
  Stock Units         (1)          03/02/2022                          M                          3,062      03/02/2022       03/02/2022      Stock      3,062         $ 0           3,061            D 
 
 
Explanation of Responses: 
1. 1 for 1 
2. The Restricted Stock Units vest and the Stock Options become exercisable, in two equal 
 installments of 50% each on the second and third anniversary of the grant date. 
 
 
  Julia L. Chen on behalf of L Kevin Cox                                            03/03/2022 
  ** Signature of Reporting Person                                                  Date 
Reminder: Report on a separate line for each class of securities beneficially owned directly 
 or indirectly. 
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v). 
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations 
 See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). 
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, 
 see Instruction 6 for procedure. 
Persons who respond to the collection of information contained in this form are not required 
 to respond unless the form displays a currently valid OMB Number. 
 

SEC Form 4

 
                  FORM 4                    UNITED STATES SECURITIES AND EXCHANGE              OMB APPROVAL 
                                                         COMMISSION                   OMB Number:           3235-0287 
                                                   Washington, D.C. 20549              Estimated average burden 
                                                                                       hours per response:         0.5 
                                              STATEMENT OF CHANGES IN BENEFICIAL 
                                                          OWNERSHIP 
 
                                            Filed pursuant to Section 16(a) of the 
                                               Securities Exchange Act of 1934 
                                              or Section 30(h) of the Investment 
                                                     Company Act of 1940 
   Check this box if no longer subject to 
   Section 16. Form 4 or Form 5 
   obligations may continue. 
   See Instruction 1(b). 
 
 
 
 1. Name and Address of        2. Issuer Name     5. Relationship of Reporting Person(s) to Issuer 
 Reporting Person              and Ticker or       (Check all applicable)   Director                      10% Owner 
 (*)Arduini Peter J            Trading Symbol      X  Officer (give title below)    Other (specify below) 
                               GENERAL ELECTRIC                    Senior Vice President 
 (Last)  (First)  (Middle)     CO [ GE ] 
 
 5 NECCO ST 
 
 
 (Street)BOSTON   MA   02210 
 
 (City)  (State)  (Zip) 
                               3. Date of 
                               Earliest 
                               Transaction 
                               (Month/Day/Year) 
 
                               03/01/2022 
                               4. If Amendment,   6. Individual or Joint/Group Filing (Check Applicable Line)X  Form filed by One Reporting Person 
                               Date of Original       Form filed by More than One Reporting Person 
                               Filed 
                               (Month/Day/Year) 
 
 
                             Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned 
 1. Title   2. Transaction     2A. Deemed         3. Transaction   4. Securities Acquired      5. Amount of     6.          7. Nature of 
 of         Date               Execution Date,    Code (Instr.     (A) or Disposed Of (D)      Securities       Ownership   Indirect 
 Security   (Month/Day/Year)   if any             8)               (Instr. 3, 4 and 5)         Beneficially     Form:       Beneficial 
 (Instr.                       (Month/Day/Year)                                                Owned            Direct      Ownership 
 3)                                                                                            Following        (D) or      (Instr. 4) 
                                                                                               Reported         Indirect 
                                                                                               Transaction(s)   (I) 
                                                                                               (Instr. 3 and    (Instr. 
                                                                                               4)               4) 
                                                  Code   V         Amount   (A)   Price 
                                                                            or 
                                                                            (D) 
 
 
 
                                                                       Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned 
                                                                               (e.g., puts, calls, warrants, options, convertible securities) 
 1. Title of       2.           3. Transaction     3A. Deemed         4. Transaction   5. Number of          6. Date Exercisable and          7. Title and Amount   8. Price     9. Number of     10.         11. Nature 
 Derivative        Conversion   Date               Execution Date,    Code (Instr.     Derivative            Expiration Date                  of Securities         of           derivative       Ownership   of Indirect 
 Security          or           (Month/Day/Year)   if any             8)               Securities Acquired   (Month/Day/Year)                 Underlying            Derivative   Securities       Form:       Beneficial 
 (Instr. 3)        Exercise                        (Month/Day/Year)                    (A) or Disposed of                                     Derivative Security   Security     Beneficially     Direct      Ownership 
                   Price of                                                            (D) (Instr. 3, 4                                       (Instr. 3 and 4)      (Instr. 5)   Owned            (D) or      (Instr. 4) 
                   Derivative                                                          and 5)                                                                                    Following        Indirect 
                   Security                                                                                                                                                      Reported         (I) 
                                                                                                                                                                                 Transaction(s)   (Instr. 
                                                                                                                                                                                 (Instr.          4) 
                                                                                                                                                                                 4) 
                                                                                                                                                       Amount or 
                                                                                                             Date                                      Number of 
                                                                      Code   V         (A)      (D)          Exercisable   Expiration Date    Title    Shares 
 Restricted                                                                                                                                   Common 
  Stock Units         (1)          03/01/2022                          A               14,443                    (2)             (2)          Stock      14,443        $ 0           14,443           D 
 Employee Stock 
  Option (right                                                                                                                               Common 
  to buy)           $ 92.23        03/01/2022                          A               63,044                    (2)          03/01/2032      Stock      63,044        $ 0           63,044           D 
 
 
Explanation of Responses: 
1. 1 for 1 
2. The Restricted Stock Units vest and the Stock Options become exercisable, in two equal 
 installments of 50% each on the second and third anniversary of the grant date 
 
 
  Brandon Smith on behalf of Peter J. Arduini                                         03/03/2022 
  ** Signature of Reporting Person                                                    Date 
Reminder: Report on a separate line for each class of securities beneficially owned directly 
 or indirectly. 
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v). 
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations 
 See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). 
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, 
 see Instruction 6 for procedure. 
Persons who respond to the collection of information contained in this form are not required 
 to respond unless the form displays a currently valid OMB Number. 
 

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