General Electric Company Director/PDMR Shareholding (8943E)
16 March 2022 - 6:00PM
UK Regulatory
TIDMGEC
RNS Number : 8943E
General Electric Company
15 March 2022
SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION OMB APPROVAL
Washington, D.C. 20549 OMB Number: 3235-0104
Estimated average burden
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES hours per response: 0.5
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
1. Name and Address of 2. Date of Event 3. Issuer Name and Ticker or Trading Symbol
Reporting Person Requiring GENERAL ELECTRIC CO [ GE ]
(*)Goren Isabella D Statement
(Month/Day/Year)
(Last) (First) (Middle)
03/07/2022
5 NECCO STREET
(Street)BOSTON MA 02210
(City) (State) (Zip)
4. Relationship of Reporting Person(s) to Issuer 5. If Amendment, Date of Original Filed (Month/Day/Year)
(Check all applicable)X Director 10% Owner
Officer (give title below) Other (specify below)
6. Individual or Joint/Group Filing (Check Applicable Line)X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security 2. Amount of Securities 3. Ownership Form: Direct 4. Nature of Indirect
(Instr. 4) Beneficially Owned (Instr. (D) or Indirect (I) (Instr. Beneficial Ownership
4) 5) (Instr. 5)
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of 2. Date Exercisable and 3. Title and Amount of 4. 5. 6. Nature of
Derivative Expiration Date Securities Underlying Conversion Ownership Indirect
Security (Month/Day/Year) Derivative Security or Exercise Form: Beneficial
(Instr. 4) (Instr. 4) Price of Direct (D) Ownership
Derivative or Indirect (Instr. 5)
Security (I) (Instr.
5)
Amount or
Date Number of
Exercisable Expiration Date Title Shares
Explanation of Responses:
No securities are beneficially owned.
Brandon Smith on behalf of Isabella D. Goren 03/15/2022
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly
or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations
See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient,
see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required
to respond unless the form displays a currently valid OMB Number.
Limited Power of Attorney for Section 16 Reporting
Obligations.
I, Isabella Goren, hereby appoint GE to assist me in the
preparation and filing of Section 16 reports, and execute the below
Power of Attorney for this purpose.
I am a director candidate of General Electric Company (GE) and,
in the event that I am elected or appointed to the board of GE,
until further written notice, I hereby individually authorize each
of Brandon Smith, Julia L. Chen and Kira R. Schwartz, with full
power of substitution to each, to sign on my behalf any Form 3,
Form 4, Form 5, Form 144 or related form that I have filed or may
file hereafter in connection with my direct or indirect beneficial
ownership of GE securities, and to take any other action of any
type whatsoever in connection with the foregoing that in his or her
opinion may be for the benefit of, in the best interest of, or
legally required by me.
Signed: /s/ Isabella Goren
Name: Isabella Goren
Date: February 26, 2022
SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION OMB APPROVAL
Washington, D.C. 20549 OMB Number: 3235-0104
Estimated average burden
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES hours per response: 0.5
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
1. Name and Address of 2. Date of Event 3. Issuer Name and Ticker or Trading Symbol
Reporting Person Requiring GENERAL ELECTRIC CO [ GE ]
(*)ANGEL STEPHEN F Statement
(Month/Day/Year)
(Last) (First) (Middle)
03/07/2022
5 NECCO STREET
(Street)BOSTON MA 02210
(City) (State) (Zip)
4. Relationship of Reporting Person(s) to Issuer 5. If Amendment, Date of Original Filed (Month/Day/Year)
(Check all applicable)X Director 10% Owner
Officer (give title below) Other (specify below)
6. Individual or Joint/Group Filing (Check Applicable Line)X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security 2. Amount of Securities 3. Ownership Form: Direct 4. Nature of Indirect
(Instr. 4) Beneficially Owned (Instr. (D) or Indirect (I) (Instr. Beneficial Ownership
4) 5) (Instr. 5)
Common Stock 5,138 D
Common Stock 1,213 I by trust
Common Stock 4,728 I by 401(k)
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of 2. Date Exercisable and 3. Title and Amount of 4. 5. 6. Nature of
Derivative Expiration Date Securities Underlying Conversion Ownership Indirect
Security (Month/Day/Year) Derivative Security or Exercise Form: Beneficial
(Instr. 4) (Instr. 4) Price of Direct (D) Ownership
Derivative or Indirect (Instr. 5)
Security (I) (Instr.
5)
Amount or
Date Number of
Exercisable Expiration Date Title Shares
Explanation of Responses:
Brandon Smith on behalf of Stephen F. Angel 03/15/2022
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly
or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations
See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient,
see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required
to respond unless the form displays a currently valid OMB Number.
Limited Power of Attorney for Section 16 Reporting
Obligations.
I, Stephen F. Angel, hereby appoint GE to assist me in the
preparation and filing of Section 16 reports, and execute the below
Power of Attorney for this purpose.
I am a director candidate of General Electric Company (GE) and,
in the event that I am elected or appointed to the board of GE,
until further written notice, I hereby individually authorize each
of Brandon Smith, Julia L. Chen and Kira R. Schwartz, with full
power of substitution to each, to sign on my behalf any Form 3,
Form 4, Form 5, Form 144 or related form that I have filed or may
file hereafter in connection with my direct or indirect beneficial
ownership of GE securities, and to take any other action of any
type whatsoever in connection with the foregoing that in his or her
opinion may be for the benefit of, in the best interest of, or
legally required by me.
Signed: /s/ Stephen F. Angel
Name: Stephen F. Angel
Date: February 17, 2022
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END
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