TIDMGEC

RNS Number : 2014K

General Electric Company

03 May 2022

SEC Form 4

 
                  FORM 4                    UNITED STATES SECURITIES AND EXCHANGE              OMB APPROVAL 
                                                         COMMISSION                   OMB Number:           3235-0287 
                                                   Washington, D.C. 20549              Estimated average burden 
                                                                                       hours per response:         0.5 
                                              STATEMENT OF CHANGES IN BENEFICIAL 
                                                          OWNERSHIP 
 
                                            Filed pursuant to Section 16(a) of the 
                                               Securities Exchange Act of 1934 
                                              or Section 30(h) of the Investment 
                                                     Company Act of 1940 
   Check this box if no longer subject to 
   Section 16. Form 4 or Form 5 
   obligations may continue. 
   See Instruction 1(b). 
 
 
 
 1. Name and Address of        2. Issuer Name     5. Relationship of Reporting Person(s) to Issuer 
 Reporting Person              and Ticker or       (Check all applicable)   Director                      10% Owner 
 (*)Slattery John S.           Trading Symbol      X  Officer (give title below)    Other (specify below) 
                               GENERAL ELECTRIC                    Senior Vice President 
 (Last)  (First)  (Middle)     CO [ GE ] 
 
 GENERAL ELECTRIC COMPANY 
 5 NECCO STREET 
 
 (Street)BOSTON   MA   02210 
 
 (City)  (State)  (Zip) 
                               3. Date of 
                               Earliest 
                               Transaction 
                               (Month/Day/Year) 
 
                               05/02/2022 
                               4. If Amendment,   6. Individual or Joint/Group Filing (Check Applicable Line)X  Form filed by One Reporting Person 
                               Date of Original       Form filed by More than One Reporting Person 
                               Filed 
                               (Month/Day/Year) 
 
 
                                Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned 
 1. Title    2. Transaction      2A. Deemed          3. Transaction     4. Securities Acquired      5. Amount of     6.          7. Nature of 
 of          Date                Execution Date,     Code (Instr. 8)    (A) or Disposed Of (D)      Securities       Ownership   Indirect 
 Security    (Month/Day/Year)    if any                                 (Instr. 3, 4 and 5)         Beneficially     Form:       Beneficial 
 (Instr.                         (Month/Day/Year)                                                   Owned            Direct      Ownership 
 3)                                                                                                 Following        (D) or      (Instr. 4) 
                                                                                                    Reported         Indirect 
                                                                                                    Transaction(s)   (I) 
                                                                                                    (Instr. 3 and    (Instr. 
                                                                                                    4)               4) 
                                                     Code    V          Amount   (A)   Price 
                                                                                 or 
                                                                                 (D) 
 Common 
  Stock                   05/02/2022                         P           3,601     A       $ 75          3,601            D 
 
 
                                                                  Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned 
                                                                          (e.g., puts, calls, warrants, options, convertible securities) 
 1. Title     2.           3. Transaction     3A. Deemed         4. Transaction   5. Number of       6. Date Exercisable and          7. Title and         8. Price     9. Number of     10.         11. Nature 
 of           Conversion   Date               Execution Date,    Code (Instr.     Derivative         Expiration Date                  Amount of            of           derivative       Ownership   of Indirect 
 Derivative   or           (Month/Day/Year)   if any             8)               Securities         (Month/Day/Year)                 Securities           Derivative   Securities       Form:       Beneficial 
 Security     Exercise                        (Month/Day/Year)                    Acquired (A) or                                     Underlying           Security     Beneficially     Direct      Ownership 
 (Instr. 3)   Price of                                                            Disposed of (D)                                     Derivative           (Instr. 5)   Owned            (D) or      (Instr. 4) 
              Derivative                                                          (Instr. 3, 4 and                                    Security (Instr. 3                Following        Indirect 
              Security                                                            5)                                                  and 4)                            Reported         (I) 
                                                                                                                                                                        Transaction(s)   (Instr. 
                                                                                                                                                                        (Instr.          4) 
                                                                                                                                                                        4) 
                                                                                                                                              Amount or 
                                                                                                     Date                                     Number of 
                                                                 Code   V         (A)   (D)          Exercisable   Expiration Date    Title   Shares 
 
 
 
Explanation of Responses: 
 
 
  Brandon Smith on behalf of John S. Slattery                                         05/03/2022 
  ** Signature of Reporting Person                                                    Date 
Reminder: Report on a separate line for each class of securities beneficially owned directly 
 or indirectly. 
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v). 
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations 
 See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). 
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, 
 see Instruction 6 for procedure. 
Persons who respond to the collection of information contained in this form are not required 
 to respond unless the form displays a currently valid OMB Number. 
 

SEC Form 4

 
                  FORM 4                    UNITED STATES SECURITIES AND EXCHANGE              OMB APPROVAL 
                                                         COMMISSION                   OMB Number:           3235-0287 
                                                   Washington, D.C. 20549              Estimated average burden 
                                                                                       hours per response:         0.5 
                                              STATEMENT OF CHANGES IN BENEFICIAL 
                                                          OWNERSHIP 
 
                                            Filed pursuant to Section 16(a) of the 
                                               Securities Exchange Act of 1934 
                                              or Section 30(h) of the Investment 
                                                     Company Act of 1940 
   Check this box if no longer subject to 
   Section 16. Form 4 or Form 5 
   obligations may continue. 
   See Instruction 1(b). 
 
 
 
 1. Name and Address of        2. Issuer Name     5. Relationship of Reporting Person(s) to Issuer 
 Reporting Person              and Ticker or       (Check all applicable)   Director                      10% Owner 
 (*)Strazik Scott              Trading Symbol      X  Officer (give title below)    Other (specify below) 
                               GENERAL ELECTRIC                    Senior Vice President 
 (Last)  (First)  (Middle)     CO [ GE ] 
 
 GENERAL ELECTRIC COMPANY 
 5 NECCO STREET 
 
 (Street)BOSTON   MA   02210 
 
 (City)  (State)  (Zip) 
                               3. Date of 
                               Earliest 
                               Transaction 
                               (Month/Day/Year) 
 
                               05/02/2022 
                               4. If Amendment,   6. Individual or Joint/Group Filing (Check Applicable Line)X  Form filed by One Reporting Person 
                               Date of Original       Form filed by More than One Reporting Person 
                               Filed 
                               (Month/Day/Year) 
 
 
                                Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned 
 1. Title    2. Transaction      2A. Deemed          3. Transaction     4. Securities Acquired      5. Amount of     6.          7. Nature of 
 of          Date                Execution Date,     Code (Instr. 8)    (A) or Disposed Of (D)      Securities       Ownership   Indirect 
 Security    (Month/Day/Year)    if any                                 (Instr. 3, 4 and 5)         Beneficially     Form:       Beneficial 
 (Instr.                         (Month/Day/Year)                                                   Owned            Direct      Ownership 
 3)                                                                                                 Following        (D) or      (Instr. 4) 
                                                                                                    Reported         Indirect 
                                                                                                    Transaction(s)   (I) 
                                                                                                    (Instr. 3 and    (Instr. 
                                                                                                    4)               4) 
                                                     Code    V          Amount   (A)   Price 
                                                                                 or 
                                                                                 (D) 
 Common 
  Stock                   05/02/2022                         P           2,500     A     $ 73.57         15,634           D 
 Common 
  Stock                   05/02/2022                         P           1,237     A     $ 75.55         9,581            I       401(k) 
 Common Stock                                                                                           5,240            I       Spouse's 
                                                                                                                                 401(k) 
 
 
                                                                  Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned 
                                                                          (e.g., puts, calls, warrants, options, convertible securities) 
 1. Title     2.           3. Transaction     3A. Deemed         4. Transaction   5. Number of       6. Date Exercisable and          7. Title and         8. Price     9. Number of     10.         11. Nature 
 of           Conversion   Date               Execution Date,    Code (Instr.     Derivative         Expiration Date                  Amount of            of           derivative       Ownership   of Indirect 
 Derivative   or           (Month/Day/Year)   if any             8)               Securities         (Month/Day/Year)                 Securities           Derivative   Securities       Form:       Beneficial 
 Security     Exercise                        (Month/Day/Year)                    Acquired (A) or                                     Underlying           Security     Beneficially     Direct      Ownership 
 (Instr. 3)   Price of                                                            Disposed of (D)                                     Derivative           (Instr. 5)   Owned            (D) or      (Instr. 4) 
              Derivative                                                          (Instr. 3, 4 and                                    Security (Instr. 3                Following        Indirect 
              Security                                                            5)                                                  and 4)                            Reported         (I) 
                                                                                                                                                                        Transaction(s)   (Instr. 
                                                                                                                                                                        (Instr.          4) 
                                                                                                                                                                        4) 
                                                                                                                                              Amount or 
                                                                                                     Date                                     Number of 
                                                                 Code   V         (A)   (D)          Exercisable   Expiration Date    Title   Shares 
 
 
 
Explanation of Responses: 
 
 
  Brandon Smith on behalf of Scott Strazik                                           05/03/2022 
  ** Signature of Reporting Person                                                   Date 
Reminder: Report on a separate line for each class of securities beneficially owned directly 
 or indirectly. 
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v). 
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations 
 See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). 
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, 
 see Instruction 6 for procedure. 
Persons who respond to the collection of information contained in this form are not required 
 to respond unless the form displays a currently valid OMB Number. 
 

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