TIDMGEC

RNS Number : 6907Y

General Electric Company

08 September 2022

4

SEC Form 4

 
              FORM 4                     UNITED STATES SECURITIES AND EXCHANGE                  OMB APPROVAL 
                                                       COMMISSION                     OMB Number:           3235-0287 
                                                 Washington, D.C. 20549                Estimated average burden 
                                                                                       hours per response:         0.5 
                                      STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP 
 
                                         Filed pursuant to Section 16(a) of the 
                                            Securities Exchange Act of 1934 
                                     or Section 30(h) of the Investment Company Act 
                                                        of 1940 
    Check this box if no longer 
    subject to Section 16. Form 4 
    or Form 5 obligations may 
    continue. 
    See Instruction 1(b). 
 
 
 
   1. Name and Address of      2. Issuer Name     5. Relationship of Reporting Person(s) to Issuer 
      Reporting Person         and Ticker or       (Check all applicable)   Director                      10% Owner 
     (*)Slattery John S.       Trading Symbol      X  Officer (give title below)    Other (specify below) 
                               GENERAL ELECTRIC                    Senior Vice President 
  (Last)  (First)  (Middle)    CO [ GE ] 
 
  GENERAL ELECTRIC COMPANY 
       5 NECCO STREET 
 
 (Street)BOSTON   MA   02210 
 
   (City)  (State)  (Zip) 
                               3. Date of 
                               Earliest 
                               Transaction 
                               (Month/Day/Year) 
                               09/02/2022 
                               4. If Amendment,   6. Individual or Joint/Group Filing (Check Applicable Line)X  Form filed by One Reporting Person 
                               Date of Original       Form filed by More than One Reporting Person 
                               Filed 
                               (Month/Day/Year) 
 
 
                                Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned 
 1. Title    2. Transaction      2A. Deemed          3. Transaction     4. Securities Acquired      5. Amount of     6.          7. Nature of 
 of          Date                Execution Date,     Code (Instr. 8)    (A) or Disposed Of (D)      Securities       Ownership   Indirect 
 Security    (Month/Day/Year)    if any                                 (Instr. 3, 4 and 5)         Beneficially     Form:       Beneficial 
 (Instr.                         (Month/Day/Year)                                                   Owned            Direct      Ownership 
 3)                                                                                                 Following        (D) or      (Instr. 4) 
                                                                                                    Reported         Indirect 
                                                                                                    Transaction(s)   (I) 
                                                                                                    (Instr. 3 and    (Instr. 
                                                                                                    4)               4) 
                                                     Code    V          Amount   (A)   Price 
                                                                                 or 
                                                                                 (D) 
 Common 
  Stock                   09/02/2022                         M           5,796     A       $ 0           9,397            D 
 Common 
  Stock                   09/02/2022                         F           2,484     D     $ 73.23         6,913            D 
 
 
                                                                   Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned 
                                                                           (e.g., puts, calls, warrants, options, convertible securities) 
 1. Title of   2.           3. Transaction     3A. Deemed         4. Transaction   5. Number of       6. Date Exercisable and          7. Title and Amount   8. Price     9. Number of     10.         11. Nature 
 Derivative    Conversion   Date               Execution Date,    Code (Instr.     Derivative         Expiration Date                  of Securities         of           derivative       Ownership   of Indirect 
 Security      or           (Month/Day/Year)   if any             8)               Securities         (Month/Day/Year)                 Underlying            Derivative   Securities       Form:       Beneficial 
 (Instr. 3)    Exercise                        (Month/Day/Year)                    Acquired (A) or                                     Derivative Security   Security     Beneficially     Direct      Ownership 
               Price of                                                            Disposed of (D)                                     (Instr. 3 and 4)      (Instr. 5)   Owned            (D) or      (Instr. 4) 
               Derivative                                                          (Instr. 3, 4 and                                                                       Following        Indirect 
               Security                                                            5)                                                                                     Reported         (I) 
                                                                                                                                                                          Transaction(s)   (Instr. 
                                                                                                                                                                          (Instr.          4) 
                                                                                                                                                                          4) 
                                                                                                                                                Amount or 
                                                                                                      Date                                      Number of 
                                                                  Code   V         (A)   (D)          Exercisable   Expiration Date    Title    Shares 
 Restricted 
  Stock                                                                                                                                Common 
  Units           (1)          09/02/2022                          M                       5,796      09/02/2022       09/02/2022      Stock      5,796         $ 0           5,796            D 
 
 
Explanation of Responses: 
1. 1 for 1 
 
 
  Brandon Smith on behalf of John S. Slattery                                         09/07/2022 
  ** Signature of Reporting Person                                                    Date 
Reminder: Report on a separate line for each class of securities beneficially owned directly 
 or indirectly. 
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v). 
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations 
 See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). 
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, 
 see Instruction 6 for procedure. 
Persons who respond to the collection of information contained in this form are not required 
 to respond unless the form displays a currently valid OMB Number. 
 

SEC Form 4

 
              FORM 4                     UNITED STATES SECURITIES AND EXCHANGE                  OMB APPROVAL 
                                                       COMMISSION                     OMB Number:           3235-0287 
                                                 Washington, D.C. 20549                Estimated average burden 
                                                                                       hours per response:         0.5 
                                      STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP 
 
                                         Filed pursuant to Section 16(a) of the 
                                            Securities Exchange Act of 1934 
                                     or Section 30(h) of the Investment Company Act 
                                                        of 1940 
    Check this box if no longer 
    subject to Section 16. Form 4 
    or Form 5 obligations may 
    continue. 
    See Instruction 1(b). 
 
 
 
   1. Name and Address of      2. Issuer Name     5. Relationship of Reporting Person(s) to Issuer 
      Reporting Person         and Ticker or       (Check all applicable)   Director                      10% Owner 
    (*)Holston Michael J       Trading Symbol      X  Officer (give title below)    Other (specify below) 
                               GENERAL ELECTRIC                    Senior Vice President 
  (Last)  (First)  (Middle)    CO [ GE ] 
 
  GENERAL ELECTRIC COMPANY 
       5 NECCO STREET 
 
 (Street)BOSTON   MA   02210 
 
   (City)  (State)  (Zip) 
                               3. Date of 
                               Earliest 
                               Transaction 
                               (Month/Day/Year) 
                               09/03/2022 
                               4. If Amendment,   6. Individual or Joint/Group Filing (Check Applicable Line)X  Form filed by One Reporting Person 
                               Date of Original       Form filed by More than One Reporting Person 
                               Filed 
                               (Month/Day/Year) 
 
 
                                Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned 
 1. Title    2. Transaction      2A. Deemed          3. Transaction     4. Securities Acquired      5. Amount of     6.          7. Nature of 
 of          Date                Execution Date,     Code (Instr. 8)    (A) or Disposed Of (D)      Securities       Ownership   Indirect 
 Security    (Month/Day/Year)    if any                                 (Instr. 3, 4 and 5)         Beneficially     Form:       Beneficial 
 (Instr.                         (Month/Day/Year)                                                   Owned            Direct      Ownership 
 3)                                                                                                 Following        (D) or      (Instr. 4) 
                                                                                                    Reported         Indirect 
                                                                                                    Transaction(s)   (I) 
                                                                                                    (Instr. 3 and    (Instr. 
                                                                                                    4)               4) 
                                                     Code    V          Amount   (A)   Price 
                                                                                 or 
                                                                                 (D) 
 Common 
  Stock                   09/03/2022                         M           36,169    A       $ 0           66,970           D 
 Common 
  Stock                   09/03/2022                         F           16,041    D     $ 73.23         50,929           D 
 
 
                                                                   Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned 
                                                                           (e.g., puts, calls, warrants, options, convertible securities) 
 1. Title of   2.           3. Transaction     3A. Deemed         4. Transaction   5. Number of       6. Date Exercisable and          7. Title and Amount   8. Price     9. Number of     10.         11. Nature 
 Derivative    Conversion   Date               Execution Date,    Code (Instr.     Derivative         Expiration Date                  of Securities         of           derivative       Ownership   of Indirect 
 Security      or           (Month/Day/Year)   if any             8)               Securities         (Month/Day/Year)                 Underlying            Derivative   Securities       Form:       Beneficial 
 (Instr. 3)    Exercise                        (Month/Day/Year)                    Acquired (A) or                                     Derivative Security   Security     Beneficially     Direct      Ownership 
               Price of                                                            Disposed of (D)                                     (Instr. 3 and 4)      (Instr. 5)   Owned            (D) or      (Instr. 4) 
               Derivative                                                          (Instr. 3, 4 and                                                                       Following        Indirect 
               Security                                                            5)                                                                                     Reported         (I) 
                                                                                                                                                                          Transaction(s)   (Instr. 
                                                                                                                                                                          (Instr.          4) 
                                                                                                                                                                          4) 
                                                                                                                                                Amount or 
                                                                                                      Date                                      Number of 
                                                                  Code   V         (A)   (D)          Exercisable   Expiration Date    Title    Shares 
 Restricted 
  Stock                                                                                                                                Common 
  Units           (1)          09/03/2022                          M                       36,169     09/03/2022       09/03/2022      Stock      36,169        $ 0           36,169           D 
 
 
Explanation of Responses: 
1. 1 for 1 
 
 
  Brandon Smith on behalf of Michael Holston                                          09/07/2022 
  ** Signature of Reporting Person                                                    Date 
Reminder: Report on a separate line for each class of securities beneficially owned directly 
 or indirectly. 
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v). 
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations 
 See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). 
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, 
 see Instruction 6 for procedure. 
Persons who respond to the collection of information contained in this form are not required 
 to respond unless the form displays a currently valid OMB Number. 
 

SEC Form 4

 
              FORM 4                     UNITED STATES SECURITIES AND EXCHANGE                  OMB APPROVAL 
                                                       COMMISSION                     OMB Number:           3235-0287 
                                                 Washington, D.C. 20549                Estimated average burden 
                                                                                       hours per response:         0.5 
                                      STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP 
 
                                         Filed pursuant to Section 16(a) of the 
                                            Securities Exchange Act of 1934 
                                     or Section 30(h) of the Investment Company Act 
                                                        of 1940 
    Check this box if no longer 
    subject to Section 16. Form 4 
    or Form 5 obligations may 
    continue. 
    See Instruction 1(b). 
 
 
 
   1. Name and Address of      2. Issuer Name     5. Relationship of Reporting Person(s) to Issuer 
      Reporting Person         and Ticker or       (Check all applicable)   Director                      10% Owner 
     (*)Pecresse Jerome        Trading Symbol      X  Officer (give title below)    Other (specify below) 
                               GENERAL ELECTRIC                    Senior Vice President 
  (Last)  (First)  (Middle)    CO [ GE ] 
 
  GENERAL ELECTRIC COMPANY 
       5 NECCO STREET 
 
 (Street)BOSTON   MA   02210 
 
   (City)  (State)  (Zip) 
                               3. Date of 
                               Earliest 
                               Transaction 
                               (Month/Day/Year) 
                               09/06/2022 
                               4. If Amendment,   6. Individual or Joint/Group Filing (Check Applicable Line)X  Form filed by One Reporting Person 
                               Date of Original       Form filed by More than One Reporting Person 
                               Filed 
                               (Month/Day/Year) 
 
 
                                Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned 
 1. Title    2. Transaction      2A. Deemed          3. Transaction     4. Securities Acquired      5. Amount of     6.          7. Nature of 
 of          Date                Execution Date,     Code (Instr. 8)    (A) or Disposed Of (D)      Securities       Ownership   Indirect 
 Security    (Month/Day/Year)    if any                                 (Instr. 3, 4 and 5)         Beneficially     Form:       Beneficial 
 (Instr.                         (Month/Day/Year)                                                   Owned            Direct      Ownership 
 3)                                                                                                 Following        (D) or      (Instr. 4) 
                                                                                                    Reported         Indirect 
                                                                                                    Transaction(s)   (I) 
                                                                                                    (Instr. 3 and    (Instr. 
                                                                                                    4)               4) 
                                                     Code    V          Amount   (A)   Price 
                                                                                 or 
                                                                                 (D) 
 Common 
  Stock                   09/06/2022                         M            365      A       $ 0           16,308           D 
 Common 
  Stock                   09/06/2022                         F            197      D     $ 71.87         16,111           D 
 
 
                                                                   Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned 
                                                                           (e.g., puts, calls, warrants, options, convertible securities) 
 1. Title of   2.           3. Transaction     3A. Deemed         4. Transaction   5. Number of       6. Date Exercisable and          7. Title and Amount   8. Price     9. Number of     10.         11. Nature 
 Derivative    Conversion   Date               Execution Date,    Code (Instr.     Derivative         Expiration Date                  of Securities         of           derivative       Ownership   of Indirect 
 Security      or           (Month/Day/Year)   if any             8)               Securities         (Month/Day/Year)                 Underlying            Derivative   Securities       Form:       Beneficial 
 (Instr. 3)    Exercise                        (Month/Day/Year)                    Acquired (A) or                                     Derivative Security   Security     Beneficially     Direct      Ownership 
               Price of                                                            Disposed of (D)                                     (Instr. 3 and 4)      (Instr. 5)   Owned            (D) or      (Instr. 4) 
               Derivative                                                          (Instr. 3, 4 and                                                                       Following        Indirect 
               Security                                                            5)                                                                                     Reported         (I) 
                                                                                                                                                                          Transaction(s)   (Instr. 
                                                                                                                                                                          (Instr.          4) 
                                                                                                                                                                          4) 
                                                                                                                                                Amount or 
                                                                                                      Date                                      Number of 
                                                                  Code   V         (A)   (D)          Exercisable   Expiration Date    Title    Shares 
 Restricted 
  Stock                                                                                                                                Common 
  Units           (1)          09/06/2022                          M                        365       09/06/2022       09/06/2022      Stock       365          $ 0             0              D 
 
 
Explanation of Responses: 
1. 1 for 1 
 
 
  Brandon Smith on behalf of Jerome Pecresse                                          09/06/2022 
  ** Signature of Reporting Person                                                    Date 
Reminder: Report on a separate line for each class of securities beneficially owned directly 
 or indirectly. 
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v). 
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations 
 See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). 
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, 
 see Instruction 6 for procedure. 
Persons who respond to the collection of information contained in this form are not required 
 to respond unless the form displays a currently valid OMB Number. 
 

SEC Form 4

 
              FORM 4                     UNITED STATES SECURITIES AND EXCHANGE                  OMB APPROVAL 
                                                       COMMISSION                     OMB Number:           3235-0287 
                                                 Washington, D.C. 20549                Estimated average burden 
                                                                                       hours per response:         0.5 
                                      STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP 
 
                                         Filed pursuant to Section 16(a) of the 
                                            Securities Exchange Act of 1934 
                                     or Section 30(h) of the Investment Company Act 
                                                        of 1940 
    Check this box if no longer 
    subject to Section 16. Form 4 
    or Form 5 obligations may 
    continue. 
    See Instruction 1(b). 
 
 
 
   1. Name and Address of      2. Issuer Name     5. Relationship of Reporting Person(s) to Issuer 
      Reporting Person         and Ticker or       (Check all applicable)   Director                      10% Owner 
      (*)Stokes Russell        Trading Symbol      X  Officer (give title below)    Other (specify below) 
                               GENERAL ELECTRIC                    Senior Vice President 
  (Last)  (First)  (Middle)    CO [ GE ] 
 
  GENERAL ELECTRIC COMPANY 
       5 NECCO STREET 
 
 (Street)BOSTON   MA   02210 
 
   (City)  (State)  (Zip) 
                               3. Date of 
                               Earliest 
                               Transaction 
                               (Month/Day/Year) 
                               09/06/2022 
                               4. If Amendment,   6. Individual or Joint/Group Filing (Check Applicable Line)X  Form filed by One Reporting Person 
                               Date of Original       Form filed by More than One Reporting Person 
                               Filed 
                               (Month/Day/Year) 
 
 
                                Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned 
 1. Title    2. Transaction      2A. Deemed          3. Transaction     4. Securities Acquired      5. Amount of     6.          7. Nature of 
 of          Date                Execution Date,     Code (Instr. 8)    (A) or Disposed Of (D)      Securities       Ownership   Indirect 
 Security    (Month/Day/Year)    if any                                 (Instr. 3, 4 and 5)         Beneficially     Form:       Beneficial 
 (Instr.                         (Month/Day/Year)                                                   Owned            Direct      Ownership 
 3)                                                                                                 Following        (D) or      (Instr. 4) 
                                                                                                    Reported         Indirect 
                                                                                                    Transaction(s)   (I) 
                                                                                                    (Instr. 3 and    (Instr. 
                                                                                                    4)               4) 
                                                     Code    V          Amount   (A)   Price 
                                                                                 or 
                                                                                 (D) 
 Common 
  Stock                   09/06/2022                         M            729      A       $ 0           46,761           D 
 Common 
  Stock                   09/06/2022                         F            328      D     $ 71.87         46,433           D 
 
 
                                                                   Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned 
                                                                           (e.g., puts, calls, warrants, options, convertible securities) 
 1. Title of   2.           3. Transaction     3A. Deemed         4. Transaction   5. Number of       6. Date Exercisable and          7. Title and Amount   8. Price     9. Number of     10.         11. Nature 
 Derivative    Conversion   Date               Execution Date,    Code (Instr.     Derivative         Expiration Date                  of Securities         of           derivative       Ownership   of Indirect 
 Security      or           (Month/Day/Year)   if any             8)               Securities         (Month/Day/Year)                 Underlying            Derivative   Securities       Form:       Beneficial 
 (Instr. 3)    Exercise                        (Month/Day/Year)                    Acquired (A) or                                     Derivative Security   Security     Beneficially     Direct      Ownership 
               Price of                                                            Disposed of (D)                                     (Instr. 3 and 4)      (Instr. 5)   Owned            (D) or      (Instr. 4) 
               Derivative                                                          (Instr. 3, 4 and                                                                       Following        Indirect 
               Security                                                            5)                                                                                     Reported         (I) 
                                                                                                                                                                          Transaction(s)   (Instr. 
                                                                                                                                                                          (Instr.          4) 
                                                                                                                                                                          4) 
                                                                                                                                                Amount or 
                                                                                                      Date                                      Number of 
                                                                  Code   V         (A)   (D)          Exercisable   Expiration Date    Title    Shares 
 Restricted 
  Stock                                                                                                                                Common 
  Units           (1)          09/06/2022                          M                        729       09/06/2022       09/06/2022      Stock       729          $ 0             0              D 
 
 
Explanation of Responses: 
1. 1 for 1 
 
 
  Brandon Smith on behalf of Russell Stokes                                           09/07/2022 
  ** Signature of Reporting Person                                                    Date 
Reminder: Report on a separate line for each class of securities beneficially owned directly 
 or indirectly. 
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v). 
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations 
 See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). 
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, 
 see Instruction 6 for procedure. 
Persons who respond to the collection of information contained in this form are not required 
 to respond unless the form displays a currently valid OMB Number. 
 

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September 08, 2022 02:00 ET (06:00 GMT)

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