TIDMGEC

RNS Number : 0802S

General Electric Company

07 March 2023

4

SEC Form 4

 
                  FORM 4                    UNITED STATES SECURITIES AND EXCHANGE              OMB APPROVAL 
                                                          COMMISSION                  OMB Number:           3235-0287 
                                                    Washington, D.C. 20549             Estimated average burden 
                                                                                       hours per response:         0.5 
                                              STATEMENT OF CHANGES IN BENEFICIAL 
                                                          OWNERSHIP 
 
                                            Filed pursuant to Section 16(a) of the 
                                               Securities Exchange Act of 1934 
                                              or Section 30(h) of the Investment 
                                                     Company Act of 1940 
    Check this box if no longer subject 
    to Section 16. Form 4 or Form 5 
    obligations may continue. 
    See Instruction 1(b). 
 
 
 
   1. Name and Address of      2. Issuer Name     5. Relationship of Reporting Person(s) to Issuer 
      Reporting Person         and Ticker or       (Check all applicable)   Director                      10% Owner 
      (*)Timko Thomas S        Trading Symbol      X  Officer (give title below)    Other (specify below) 
                               GENERAL ELECTRIC                        Vice President 
  (Last)  (First)  (Middle)    CO [ GE ] 
 
  GENERAL ELECTRIC COMPANY 
       5 NECCO STREET 
 
 (Street)BOSTON   MA   02210 
 
   (City)  (State)  (Zip) 
                               3. Date of 
                               Earliest 
                               Transaction 
                               (Month/Day/Year) 
                               03/02/2023 
                               4. If Amendment,   6. Individual or Joint/Group Filing (Check Applicable Line)X  Form filed by One Reporting Person 
                               Date of Original       Form filed by More than One Reporting Person 
                               Filed 
                               (Month/Day/Year) 
 
 
                                Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned 
 1. Title    2. Transaction      2A. Deemed          3. Transaction     4. Securities Acquired      5. Amount of     6.          7. Nature of 
 of          Date                Execution Date,     Code (Instr. 8)    (A) or Disposed Of (D)      Securities       Ownership   Indirect 
 Security    (Month/Day/Year)    if any                                 (Instr. 3, 4 and 5)         Beneficially     Form:       Beneficial 
 (Instr.                         (Month/Day/Year)                                                   Owned            Direct      Ownership 
 3)                                                                                                 Following        (D) or      (Instr. 4) 
                                                                                                    Reported         Indirect 
                                                                                                    Transaction(s)   (I) 
                                                                                                    (Instr. 3 and    (Instr. 
                                                                                                    4)               4) 
                                                     Code    V          Amount   (A)   Price 
                                                                                 or 
                                                                                 (D) 
 Common 
  Stock                   03/02/2023                         M           1,990     A       $ 0           29,175           D 
 Common 
  Stock                   03/02/2023                         F            968      D     $ 84.56         28,207           D 
 Common Stock                                                                                           1,250            I       By trust 
 
 
                                                                   Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned 
                                                                           (e.g., puts, calls, warrants, options, convertible securities) 
 1. Title of   2.           3. Transaction     3A. Deemed         4. Transaction   5. Number of       6. Date Exercisable and          7. Title and Amount   8. Price     9. Number of     10.         11. Nature 
 Derivative    Conversion   Date               Execution Date,    Code (Instr.     Derivative         Expiration Date                  of Securities         of           derivative       Ownership   of Indirect 
 Security      or           (Month/Day/Year)   if any             8)               Securities         (Month/Day/Year)                 Underlying            Derivative   Securities       Form:       Beneficial 
 (Instr. 3)    Exercise                        (Month/Day/Year)                    Acquired (A) or                                     Derivative Security   Security     Beneficially     Direct      Ownership 
               Price of                                                            Disposed of (D)                                     (Instr. 3 and 4)      (Instr. 5)   Owned            (D) or      (Instr. 4) 
               Derivative                                                          (Instr. 3, 4 and                                                                       Following        Indirect 
               Security                                                            5)                                                                                     Reported         (I) 
                                                                                                                                                                          Transaction(s)   (Instr. 
                                                                                                                                                                          (Instr.          4) 
                                                                                                                                                                          4) 
                                                                                                                                                Amount or 
                                                                                                      Date                                      Number of 
                                                                  Code   V         (A)   (D)          Exercisable   Expiration Date    Title    Shares 
 Restricted 
  Stock                                                                                                                                Common 
  Units           (1)          03/02/2023                          M                       1,990      03/02/2023       03/02/2023      Stock      1,990         $ 0             0              D 
 
 
Explanation of Responses: 
1. Each Restricted Stock Unit represents a contingent right to receive one share of the issuer's 
 common stock. 
Remarks: 
 
 
 
  /s/ Brandon Smith, attorney in fact for Thomas S. Timko                                 03/06/2023 
  ** Signature of Reporting Person                                                        Date 
Reminder: Report on a separate line for each class of securities beneficially owned directly 
 or indirectly. 
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v). 
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations 
 See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). 
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, 
 see Instruction 6 for procedure. 
Persons who respond to the collection of information contained in this form are not required 
 to respond unless the form displays a currently valid OMB Number. 
 

SEC Form 4

 
                  FORM 4                    UNITED STATES SECURITIES AND EXCHANGE              OMB APPROVAL 
                                                          COMMISSION                  OMB Number:           3235-0287 
                                                    Washington, D.C. 20549             Estimated average burden 
                                                                                       hours per response:         0.5 
                                              STATEMENT OF CHANGES IN BENEFICIAL 
                                                          OWNERSHIP 
 
                                            Filed pursuant to Section 16(a) of the 
                                               Securities Exchange Act of 1934 
                                              or Section 30(h) of the Investment 
                                                     Company Act of 1940 
    Check this box if no longer subject 
    to Section 16. Form 4 or Form 5 
    obligations may continue. 
    See Instruction 1(b). 
 
 
 
   1. Name and Address of      2. Issuer Name     5. Relationship of Reporting Person(s) to Issuer 
      Reporting Person         and Ticker or       (Check all applicable)   Director                      10% Owner 
      (*)Strazik Scott         Trading Symbol      X  Officer (give title below)    Other (specify below) 
                               GENERAL ELECTRIC                    Senior Vice President 
  (Last)  (First)  (Middle)    CO [ GE ] 
 
  GENERAL ELECTRIC COMPANY 
       5 NECCO STREET 
 
 (Street)BOSTON   MA   02210 
 
   (City)  (State)  (Zip) 
                               3. Date of 
                               Earliest 
                               Transaction 
                               (Month/Day/Year) 
                               03/02/2023 
                               4. If Amendment,   6. Individual or Joint/Group Filing (Check Applicable Line)X  Form filed by One Reporting Person 
                               Date of Original       Form filed by More than One Reporting Person 
                               Filed 
                               (Month/Day/Year) 
 
 
                                Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned 
 1. Title    2. Transaction      2A. Deemed          3. Transaction     4. Securities Acquired      5. Amount of     6.          7. Nature of 
 of          Date                Execution Date,     Code (Instr. 8)    (A) or Disposed Of (D)      Securities       Ownership   Indirect 
 Security    (Month/Day/Year)    if any                                 (Instr. 3, 4 and 5)         Beneficially     Form:       Beneficial 
 (Instr.                         (Month/Day/Year)                                                   Owned            Direct      Ownership 
 3)                                                                                                 Following        (D) or      (Instr. 4) 
                                                                                                    Reported         Indirect 
                                                                                                    Transaction(s)   (I) 
                                                                                                    (Instr. 3 and    (Instr. 
                                                                                                    4)               4) 
                                                     Code    V          Amount   (A)   Price 
                                                                                 or 
                                                                                 (D) 
 Common 
  Stock                   03/02/2023                         M           4,185     A       $ 0           22,450           D 
 Common 
  Stock                   03/02/2023                         F           1,997     D     $ 84.56         20,453           D 
 Common Stock                                                                                           9,595            I       401(k) 
 Common Stock                                                                                           5,247            I       Spouse's 
                                                                                                                                 401(k) 
 
 
                                                                   Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned 
                                                                           (e.g., puts, calls, warrants, options, convertible securities) 
 1. Title of   2.           3. Transaction     3A. Deemed         4. Transaction   5. Number of       6. Date Exercisable and          7. Title and Amount   8. Price     9. Number of     10.         11. Nature 
 Derivative    Conversion   Date               Execution Date,    Code (Instr.     Derivative         Expiration Date                  of Securities         of           derivative       Ownership   of Indirect 
 Security      or           (Month/Day/Year)   if any             8)               Securities         (Month/Day/Year)                 Underlying            Derivative   Securities       Form:       Beneficial 
 (Instr. 3)    Exercise                        (Month/Day/Year)                    Acquired (A) or                                     Derivative Security   Security     Beneficially     Direct      Ownership 
               Price of                                                            Disposed of (D)                                     (Instr. 3 and 4)      (Instr. 5)   Owned            (D) or      (Instr. 4) 
               Derivative                                                          (Instr. 3, 4 and                                                                       Following        Indirect 
               Security                                                            5)                                                                                     Reported         (I) 
                                                                                                                                                                          Transaction(s)   (Instr. 
                                                                                                                                                                          (Instr.          4) 
                                                                                                                                                                          4) 
                                                                                                                                                Amount or 
                                                                                                      Date                                      Number of 
                                                                  Code   V         (A)   (D)          Exercisable   Expiration Date    Title    Shares 
 Restricted 
  Stock                                                                                                                                Common 
  Units           (1)          03/02/2023                          M                     4,185 (2)    03/02/2023       03/02/2023      Stock      4,185         $ 0             0              D 
 
 
Explanation of Responses: 
1. Each Restricted Stock Unit represents a contingent right to receive one share of the issuer's 
 common stock. 
2. Reflects adjustments made to this award in connection with the spin-off of GE HealthCare 
 Technologies Inc. 
Remarks: 
 
 
 
  /s/ Brandon Smith, attorney in fact for Scott Strazik                                  03/06/2023 
  ** Signature of Reporting Person                                                       Date 
Reminder: Report on a separate line for each class of securities beneficially owned directly 
 or indirectly. 
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v). 
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations 
 See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). 
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, 
 see Instruction 6 for procedure. 
Persons who respond to the collection of information contained in this form are not required 
 to respond unless the form displays a currently valid OMB Number. 
 

SEC Form 4

 
                  FORM 4                    UNITED STATES SECURITIES AND EXCHANGE              OMB APPROVAL 
                                                          COMMISSION                  OMB Number:           3235-0287 
                                                    Washington, D.C. 20549             Estimated average burden 
                                                                                       hours per response:         0.5 
                                              STATEMENT OF CHANGES IN BENEFICIAL 
                                                          OWNERSHIP 
 
                                            Filed pursuant to Section 16(a) of the 
                                               Securities Exchange Act of 1934 
                                              or Section 30(h) of the Investment 
                                                     Company Act of 1940 
    Check this box if no longer subject 
    to Section 16. Form 4 or Form 5 
    obligations may continue. 
    See Instruction 1(b). 
 
 
 
   1. Name and Address of      2. Issuer Name     5. Relationship of Reporting Person(s) to Issuer 
      Reporting Person         and Ticker or       (Check all applicable)   Director                      10% Owner 
    (*)Holston Michael J       Trading Symbol      X  Officer (give title below)    Other (specify below) 
                               GENERAL ELECTRIC                    Senior Vice President 
  (Last)  (First)  (Middle)    CO [ GE ] 
 
  GENERAL ELECTRIC COMPANY 
       5 NECCO STREET 
 
 (Street)BOSTON   MA   02210 
 
   (City)  (State)  (Zip) 
                               3. Date of 
                               Earliest 
                               Transaction 
                               (Month/Day/Year) 
                               03/02/2023 
                               4. If Amendment,   6. Individual or Joint/Group Filing (Check Applicable Line)X  Form filed by One Reporting Person 
                               Date of Original       Form filed by More than One Reporting Person 
                               Filed 
                               (Month/Day/Year) 
 
 
                                Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned 
 1. Title    2. Transaction      2A. Deemed          3. Transaction     4. Securities Acquired      5. Amount of     6.          7. Nature of 
 of          Date                Execution Date,     Code (Instr. 8)    (A) or Disposed Of (D)      Securities       Ownership   Indirect 
 Security    (Month/Day/Year)    if any                                 (Instr. 3, 4 and 5)         Beneficially     Form:       Beneficial 
 (Instr.                         (Month/Day/Year)                                                   Owned            Direct      Ownership 
 3)                                                                                                 Following        (D) or      (Instr. 4) 
                                                                                                    Reported         Indirect 
                                                                                                    Transaction(s)   (I) 
                                                                                                    (Instr. 3 and    (Instr. 
                                                                                                    4)               4) 
                                                     Code    V          Amount   (A)   Price 
                                                                                 or 
                                                                                 (D) 
 Common 
  Stock                   03/02/2023                         M           2,806     A       $ 0           55,255           D 
 Common 
  Stock                   03/02/2023                         F           1,331     D     $ 84.56         53,924           D 
 
 
                                                                   Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned 
                                                                           (e.g., puts, calls, warrants, options, convertible securities) 
 1. Title of   2.           3. Transaction     3A. Deemed         4. Transaction   5. Number of       6. Date Exercisable and          7. Title and Amount   8. Price     9. Number of     10.         11. Nature 
 Derivative    Conversion   Date               Execution Date,    Code (Instr.     Derivative         Expiration Date                  of Securities         of           derivative       Ownership   of Indirect 
 Security      or           (Month/Day/Year)   if any             8)               Securities         (Month/Day/Year)                 Underlying            Derivative   Securities       Form:       Beneficial 
 (Instr. 3)    Exercise                        (Month/Day/Year)                    Acquired (A) or                                     Derivative Security   Security     Beneficially     Direct      Ownership 
               Price of                                                            Disposed of (D)                                     (Instr. 3 and 4)      (Instr. 5)   Owned            (D) or      (Instr. 4) 
               Derivative                                                          (Instr. 3, 4 and                                                                       Following        Indirect 
               Security                                                            5)                                                                                     Reported         (I) 
                                                                                                                                                                          Transaction(s)   (Instr. 
                                                                                                                                                                          (Instr.          4) 
                                                                                                                                                                          4) 
                                                                                                                                                Amount or 
                                                                                                      Date                                      Number of 
                                                                  Code   V         (A)   (D)          Exercisable   Expiration Date    Title    Shares 
 Restricted 
  Stock                                                                                                                                Common 
  Units           (1)          03/02/2023                          M                       2,806      03/02/2023       03/02/2023      Stock      2,806         $ 0             0              D 
 
 
Explanation of Responses: 
1. Each Restricted Stock Unit represents a contingent right to receive one share of the issuer's 
 common stock. 
Remarks: 
 
 
 
  /s/ Brandon Smith, attorney in fact for Michael J. Holston                               03/06/2023 
  ** Signature of Reporting Person                                                         Date 
Reminder: Report on a separate line for each class of securities beneficially owned directly 
 or indirectly. 
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v). 
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations 
 See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). 
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, 
 see Instruction 6 for procedure. 
Persons who respond to the collection of information contained in this form are not required 
 to respond unless the form displays a currently valid OMB Number. 
 

SEC Form 4

 
                  FORM 4                    UNITED STATES SECURITIES AND EXCHANGE              OMB APPROVAL 
                                                          COMMISSION                  OMB Number:           3235-0287 
                                                    Washington, D.C. 20549             Estimated average burden 
                                                                                       hours per response:         0.5 
                                              STATEMENT OF CHANGES IN BENEFICIAL 
                                                          OWNERSHIP 
 
                                            Filed pursuant to Section 16(a) of the 
                                               Securities Exchange Act of 1934 
                                              or Section 30(h) of the Investment 
                                                     Company Act of 1940 
    Check this box if no longer subject 
    to Section 16. Form 4 or Form 5 
    obligations may continue. 
    See Instruction 1(b). 
 
 
 
   1. Name and Address of      2. Issuer Name     5. Relationship of Reporting Person(s) to Issuer 
      Reporting Person         and Ticker or       (Check all applicable)   Director                      10% Owner 
      (*)Stokes Russell        Trading Symbol      X  Officer (give title below)    Other (specify below) 
                               GENERAL ELECTRIC                    Senior Vice President 
  (Last)  (First)  (Middle)    CO [ GE ] 
 
  GENERAL ELECTRIC COMPANY 
       5 NECCO STREET 
 
 (Street)BOSTON   MA   02210 
 
   (City)  (State)  (Zip) 
                               3. Date of 
                               Earliest 
                               Transaction 
                               (Month/Day/Year) 
                               03/02/2023 
                               4. If Amendment,   6. Individual or Joint/Group Filing (Check Applicable Line)X  Form filed by One Reporting Person 
                               Date of Original       Form filed by More than One Reporting Person 
                               Filed 
                               (Month/Day/Year) 
 
 
                                Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned 
 1. Title    2. Transaction      2A. Deemed          3. Transaction     4. Securities Acquired      5. Amount of     6.          7. Nature of 
 of          Date                Execution Date,     Code (Instr. 8)    (A) or Disposed Of (D)      Securities       Ownership   Indirect 
 Security    (Month/Day/Year)    if any                                 (Instr. 3, 4 and 5)         Beneficially     Form:       Beneficial 
 (Instr.                         (Month/Day/Year)                                                   Owned            Direct      Ownership 
 3)                                                                                                 Following        (D) or      (Instr. 4) 
                                                                                                    Reported         Indirect 
                                                                                                    Transaction(s)   (I) 
                                                                                                    (Instr. 3 and    (Instr. 
                                                                                                    4)               4) 
                                                     Code    V          Amount   (A)   Price 
                                                                                 or 
                                                                                 (D) 
 Common 
  Stock                   03/02/2023                         M           4,373     A       $ 0           53,278           D 
 Common 
  Stock                   03/02/2023                         F           1,977     D     $ 84.56         51,301           D 
 
 
                                                                   Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned 
                                                                           (e.g., puts, calls, warrants, options, convertible securities) 
 1. Title of   2.           3. Transaction     3A. Deemed         4. Transaction   5. Number of       6. Date Exercisable and          7. Title and Amount   8. Price     9. Number of     10.         11. Nature 
 Derivative    Conversion   Date               Execution Date,    Code (Instr.     Derivative         Expiration Date                  of Securities         of           derivative       Ownership   of Indirect 
 Security      or           (Month/Day/Year)   if any             8)               Securities         (Month/Day/Year)                 Underlying            Derivative   Securities       Form:       Beneficial 
 (Instr. 3)    Exercise                        (Month/Day/Year)                    Acquired (A) or                                     Derivative Security   Security     Beneficially     Direct      Ownership 
               Price of                                                            Disposed of (D)                                     (Instr. 3 and 4)      (Instr. 5)   Owned            (D) or      (Instr. 4) 
               Derivative                                                          (Instr. 3, 4 and                                                                       Following        Indirect 
               Security                                                            5)                                                                                     Reported         (I) 
                                                                                                                                                                          Transaction(s)   (Instr. 
                                                                                                                                                                          (Instr.          4) 
                                                                                                                                                                          4) 
                                                                                                                                                Amount or 
                                                                                                      Date                                      Number of 
                                                                  Code   V         (A)   (D)          Exercisable   Expiration Date    Title    Shares 
 Restricted 
  Stock                                                                                                                                Common 
  Units           (1)          03/02/2023                          M                     4,373 (2)    03/02/2023       03/02/2023      Stock      4,373         $ 0             0              D 
 
 
Explanation of Responses: 
1. Each Restricted Stock Unit represents a contingent right to receive one share of the issuer's 
 common stock. 
2. Reflects adjustments made to this award in connection with the spin-off of GE HealthCare 
 Technologies Inc. 
Remarks: 
 
 
 
  /s/ Brandon Smith, attorney in fact for Russell Stokes                                  03/06/2023 
  ** Signature of Reporting Person                                                        Date 
Reminder: Report on a separate line for each class of securities beneficially owned directly 
 or indirectly. 
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v). 
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations 
 See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). 
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, 
 see Instruction 6 for procedure. 
Persons who respond to the collection of information contained in this form are not required 
 to respond unless the form displays a currently valid OMB Number. 
 

SEC Form 4

 
                  FORM 4                    UNITED STATES SECURITIES AND EXCHANGE              OMB APPROVAL 
                                                          COMMISSION                  OMB Number:           3235-0287 
                                                    Washington, D.C. 20549             Estimated average burden 
                                                                                       hours per response:         0.5 
                                              STATEMENT OF CHANGES IN BENEFICIAL 
                                                          OWNERSHIP 
 
                                            Filed pursuant to Section 16(a) of the 
                                               Securities Exchange Act of 1934 
                                              or Section 30(h) of the Investment 
                                                     Company Act of 1940 
    Check this box if no longer subject 
    to Section 16. Form 4 or Form 5 
    obligations may continue. 
    See Instruction 1(b). 
 
 
 
   1. Name and Address of      2. Issuer Name     5. Relationship of Reporting Person(s) to Issuer 
      Reporting Person         and Ticker or       (Check all applicable)   Director                      10% Owner 
  (*)Dybeck Happe Carolina     Trading Symbol      X  Officer (give title below)    Other (specify below) 
                               GENERAL ELECTRIC                    Senior Vice President 
  (Last)  (First)  (Middle)    CO [ GE ] 
 
  GENERAL ELECTRIC COMPANY 
       5 NECCO STREET 
 
 (Street)BOSTON   MA   02210 
 
   (City)  (State)  (Zip) 
                               3. Date of 
                               Earliest 
                               Transaction 
                               (Month/Day/Year) 
                               03/02/2023 
                               4. If Amendment,   6. Individual or Joint/Group Filing (Check Applicable Line)X  Form filed by One Reporting Person 
                               Date of Original       Form filed by More than One Reporting Person 
                               Filed 
                               (Month/Day/Year) 
 
 
                                Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned 
 1. Title    2. Transaction      2A. Deemed          3. Transaction     4. Securities Acquired      5. Amount of     6.          7. Nature of 
 of          Date                Execution Date,     Code (Instr. 8)    (A) or Disposed Of (D)      Securities       Ownership   Indirect 
 Security    (Month/Day/Year)    if any                                 (Instr. 3, 4 and 5)         Beneficially     Form:       Beneficial 
 (Instr.                         (Month/Day/Year)                                                   Owned            Direct      Ownership 
 3)                                                                                                 Following        (D) or      (Instr. 4) 
                                                                                                    Reported         Indirect 
                                                                                                    Transaction(s)   (I) 
                                                                                                    (Instr. 3 and    (Instr. 
                                                                                                    4)               4) 
                                                     Code    V          Amount   (A)   Price 
                                                                                 or 
                                                                                 (D) 
 Common 
  Stock                   03/02/2023                         M           5,102     A       $ 0           12,059           D 
 Common 
  Stock                   03/02/2023                         F           1,676     D     $ 84.56         10,383           D 
 
 
                                                                   Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned 
                                                                           (e.g., puts, calls, warrants, options, convertible securities) 
 1. Title of   2.           3. Transaction     3A. Deemed         4. Transaction   5. Number of       6. Date Exercisable and          7. Title and Amount   8. Price     9. Number of     10.         11. Nature 
 Derivative    Conversion   Date               Execution Date,    Code (Instr.     Derivative         Expiration Date                  of Securities         of           derivative       Ownership   of Indirect 
 Security      or           (Month/Day/Year)   if any             8)               Securities         (Month/Day/Year)                 Underlying            Derivative   Securities       Form:       Beneficial 
 (Instr. 3)    Exercise                        (Month/Day/Year)                    Acquired (A) or                                     Derivative Security   Security     Beneficially     Direct      Ownership 
               Price of                                                            Disposed of (D)                                     (Instr. 3 and 4)      (Instr. 5)   Owned            (D) or      (Instr. 4) 
               Derivative                                                          (Instr. 3, 4 and                                                                       Following        Indirect 
               Security                                                            5)                                                                                     Reported         (I) 
                                                                                                                                                                          Transaction(s)   (Instr. 
                                                                                                                                                                          (Instr.          4) 
                                                                                                                                                                          4) 
                                                                                                                                                Amount or 
                                                                                                      Date                                      Number of 
                                                                  Code   V         (A)   (D)          Exercisable   Expiration Date    Title    Shares 
 Restricted 
  Stock                                                                                                                                Common 
  Units           (1)          03/02/2023                          M                       5,102      03/02/2023       03/02/2023      Stock      5,102         $ 0             0              D 
 
 
Explanation of Responses: 
1. Each Restricted Stock Unit represents a contingent right to receive one share of the issuer's 
 common stock. 
Remarks: 
 
 
 
  /s/ Brandon Smith, attorney in fact for Carolina Dybeck Happe                            03/06/2023 
  ** Signature of Reporting Person                                                         Date 
Reminder: Report on a separate line for each class of securities beneficially owned directly 
 or indirectly. 
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v). 
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations 
 See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). 
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, 
 see Instruction 6 for procedure. 
Persons who respond to the collection of information contained in this form are not required 
 to respond unless the form displays a currently valid OMB Number. 
 

SEC Form 4

 
                  FORM 4                    UNITED STATES SECURITIES AND EXCHANGE              OMB APPROVAL 
                                                          COMMISSION                  OMB Number:           3235-0287 
                                                    Washington, D.C. 20549             Estimated average burden 
                                                                                       hours per response:         0.5 
                                              STATEMENT OF CHANGES IN BENEFICIAL 
                                                          OWNERSHIP 
 
                                            Filed pursuant to Section 16(a) of the 
                                               Securities Exchange Act of 1934 
                                              or Section 30(h) of the Investment 
                                                     Company Act of 1940 
    Check this box if no longer subject 
    to Section 16. Form 4 or Form 5 
    obligations may continue. 
    See Instruction 1(b). 
 
 
 
   1. Name and Address of      2. Issuer Name     5. Relationship of Reporting Person(s) to Issuer 
      Reporting Person         and Ticker or       (Check all applicable)   Director                      10% Owner 
       (*)Cox L Kevin          Trading Symbol      X  Officer (give title below)    Other (specify below) 
                               GENERAL ELECTRIC                    Senior Vice President 
  (Last)  (First)  (Middle)    CO [ GE ] 
 
  GENERAL ELECTRIC COMPANY 
       5 NECCO STREET 
 
 (Street)BOSTON   MA   02210 
 
   (City)  (State)  (Zip) 
                               3. Date of 
                               Earliest 
                               Transaction 
                               (Month/Day/Year) 
                               03/02/2023 
                               4. If Amendment,   6. Individual or Joint/Group Filing (Check Applicable Line)X  Form filed by One Reporting Person 
                               Date of Original       Form filed by More than One Reporting Person 
                               Filed 
                               (Month/Day/Year) 
 
 
                                Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned 
 1. Title    2. Transaction      2A. Deemed          3. Transaction     4. Securities Acquired      5. Amount of     6.          7. Nature of 
 of          Date                Execution Date,     Code (Instr. 8)    (A) or Disposed Of (D)      Securities       Ownership   Indirect 
 Security    (Month/Day/Year)    if any                                 (Instr. 3, 4 and 5)         Beneficially     Form:       Beneficial 
 (Instr.                         (Month/Day/Year)                                                   Owned            Direct      Ownership 
 3)                                                                                                 Following        (D) or      (Instr. 4) 
                                                                                                    Reported         Indirect 
                                                                                                    Transaction(s)   (I) 
                                                                                                    (Instr. 3 and    (Instr. 
                                                                                                    4)               4) 
                                                     Code    V          Amount   (A)   Price 
                                                                                 or 
                                                                                 (D) 
 Common 
  Stock                   03/02/2023                         M           3,061     A       $ 0           10,296           D 
 Common 
  Stock                   03/02/2023                         F           1,420     D     $ 84.56         8,876            D 
 Common Stock                                                                                           12,431           I       by trust 
 Common Stock                                                                                            110             I       by wife's 
                                                                                                                                 trust 
 Common Stock                                                                                            794             I       by 
                                                                                                                                 descendant's 
                                                                                                                                 trust 
 
 
                                                                   Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned 
                                                                           (e.g., puts, calls, warrants, options, convertible securities) 
 1. Title of   2.           3. Transaction     3A. Deemed         4. Transaction   5. Number of       6. Date Exercisable and          7. Title and Amount   8. Price     9. Number of     10.         11. Nature 
 Derivative    Conversion   Date               Execution Date,    Code (Instr.     Derivative         Expiration Date                  of Securities         of           derivative       Ownership   of Indirect 
 Security      or           (Month/Day/Year)   if any             8)               Securities         (Month/Day/Year)                 Underlying            Derivative   Securities       Form:       Beneficial 
 (Instr. 3)    Exercise                        (Month/Day/Year)                    Acquired (A) or                                     Derivative Security   Security     Beneficially     Direct      Ownership 
               Price of                                                            Disposed of (D)                                     (Instr. 3 and 4)      (Instr. 5)   Owned            (D) or      (Instr. 4) 
               Derivative                                                          (Instr. 3, 4 and                                                                       Following        Indirect 
               Security                                                            5)                                                                                     Reported         (I) 
                                                                                                                                                                          Transaction(s)   (Instr. 
                                                                                                                                                                          (Instr.          4) 
                                                                                                                                                                          4) 
                                                                                                                                                Amount or 
                                                                                                      Date                                      Number of 
                                                                  Code   V         (A)   (D)          Exercisable   Expiration Date    Title    Shares 
 Restricted 
  Stock                                                                                                                                Common 
  Units           (1)          03/02/2023                          M                       3,061      03/02/2023       03/02/2023      Stock      3,061         $ 0             0              D 
 
 
Explanation of Responses: 
1. Each Restricted Stock Unit represents a contingent right to receive one share of the issuer's 
 common stock. 
Remarks: 
 
 
 
  /s/ Brandon Smith, attorney in fact for L. Kevin Cox                                   03/06/2023 
  ** Signature of Reporting Person                                                       Date 
Reminder: Report on a separate line for each class of securities beneficially owned directly 
 or indirectly. 
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v). 
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations 
 See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). 
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, 
 see Instruction 6 for procedure. 
Persons who respond to the collection of information contained in this form are not required 
 to respond unless the form displays a currently valid OMB Number. 
 

This information is provided by RNS, the news service of the London Stock Exchange. RNS is approved by the Financial Conduct Authority to act as a Primary Information Provider in the United Kingdom. Terms and conditions relating to the use and distribution of this information may apply. For further information, please contact rns@lseg.com or visit www.rns.com.

RNS may use your IP address to confirm compliance with the terms and conditions, to analyse how you engage with the information contained in this communication, and to share such analysis on an anonymised basis with others as part of our commercial services. For further information about how RNS and the London Stock Exchange use the personal data you provide us, please see our Privacy Policy.

END

DSHEAEDXELLDEEA

(END) Dow Jones Newswires

March 07, 2023 02:00 ET (07:00 GMT)

General Electric (LSE:GEC)
Historical Stock Chart
From Mar 2024 to Apr 2024 Click Here for more General Electric Charts.
General Electric (LSE:GEC)
Historical Stock Chart
From Apr 2023 to Apr 2024 Click Here for more General Electric Charts.