TIDMGFIN

RNS Number : 7500L

Gfinity PLC

14 September 2021

TR-1: S tandard form for notification of major holdings

 
 NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and 
  to the FCA in Microsoft Word format if possible) (i) 
 
 1a. Identity of the issuer or the                                            GFINITY PLC 
  underlying issuer of existing shares 
  to which voting rights are attached 
  (ii) : 
                                                             -------------------------------------------- 
 1b. Please indicate if the issuer is a non-UK issuer (please mark with 
  an "X" if appropriate) 
 Non-UK issuer 
                                                                                                     ---- 
 2. Reason for the notification (please mark the appropriate box or boxes 
  with an "X") 
 An acquisition or disposal of voting rights                                                           X 
                                                                                                     ---- 
 An acquisition or disposal of financial instruments 
                                                                                                     ---- 
 An event changing the breakdown of voting rights                                                      X 
                                                                                                     ---- 
 Other (please specify)(iii) : 
                                                                                                     ---- 
 3. Details of person subject to the notification obligation (iv) 
 Name                                                         CANACCORD GENUITY GROUP INC 
 City and country of registered office                        VANCOUVER, CANADA 
  (if applicable) 
 4. Full name of shareholder(s) (if different from 3.) (v) 
 Name                                                         DISCRETIONARY CLIENTS 
                                                             -------------------------------------------- 
 City and country of registered office                        As above 
  (if applicable) 
                                                             -------------------------------------------- 
 5. Date on which the threshold was                           13 SEPTEMBER 2021 
  crossed or reached (vi) : 
                                                             -------------------------------------------- 
 6. Date on which issuer notified (DD/MM/YYYY):               14 SEPTEMBER 2021 
                                                             -------------------------------------------- 
 7. Total positions of person(s) subject to the notification obligation 
                              % of voting       % of voting rights    Total of both   Total number 
                            rights attached      through financial     in % (8.A +     of voting rights 
                            to shares (total        instruments            8.B)        held in issuer 
                                of 8. A)           (total of 8.B                       (8.A + 8.B) 
                                                    1 + 8.B 2)                         (vii) 
                          ------------------  ---------------------  --------------  -------------------- 
 Resulting situation 
  on the date 
  on which threshold 
  was crossed 
  or reached               6.1363                                     6.1363          66,549,401 
                          ------------------  ---------------------  --------------  -------------------- 
 Position of 
  previous notification 
  (if 
  applicable)              4.6312                                     4.6312 
                          ------------------  ---------------------  --------------  -------------------- 
 
 
 
 8. Notified details of the resulting situation on the date on which the 
  threshold was crossed or reached (viii) 
 A: Voting rights attached to shares 
 Class/type of        Number of voting rights (ix)                         % of voting rights 
  shares 
  ISIN code (if 
  possible) 
                              Direct                    Indirect                    Direct                   Indirect 
                              (DTR5.1)                 (DTR5.2.1)                   (DTR5.1)                (DTR5.2.1) 
                                               ------------------------- 
 GB00BT9QD572                                   66,549,401                                             6.1363 
                     ------------------------  -------------------------  --------------------------  --------------------- 
 
 
 SUBTOTAL 8. A                            66,549,401                                            6.1363 
                     ---------------------------------------------------  ------------------------------------------------- 
 
 B 1: Financial Instruments according to DTR5.3.1R (1) (a) 
 Type of financial    Expiration       Exercise/                    Number of voting                   % of voting 
  instrument           date (x)         Conversion Period            rights that may                    rights 
                                        (xi)                         be acquired if the 
                                                                     instrument is 
                                                                     exercised/converted. 
                     ---------------  ---------------------------  ---------------------------------  --------------------- 
 
 
 
                                       SUBTOTAL 8. B 1 
                                      ---------------------------  ---------------------------------  --------------------- 
 
 B 2: Financial Instruments with similar economic effect according to DTR5.3.1R 
  (1) (b) 
 Type of       Expiration              Exercise/          Physical or             Number of            % of voting 
 financial      date (x)                Conversion         cash                    voting rights        rights 
 instrument                             Period (xi)        settlement 
                                                           (xii) 
              ----------------------  -----------------  ----------------------  ------------------- 
 
 
 
                                                          SUBTOTAL 8.B.2 
                                                         ----------------------  ------------------- 
 
 9. Information in relation to the person subject to the notification 
  obligation (please mark the 
  applicable box with an "X") 
 Person subject to the notification obligation is not controlled 
  by any natural person or legal entity and does not control any other 
  undertaking(s) holding directly or indirectly an interest in the 
  (underlying) issuer (xiii) 
 Full chain of controlled undertakings through which the voting rights                                             X 
  and/or the 
  financial instruments are effectively held starting with the ultimate 
  controlling natural person or legal entity (xiv) (please add additional 
  rows as necessary) 
         Name (xv)               % of voting rights             % of voting rights              Total of both if 
                                   if it equals or               through financial               it equals or is 
                                 is higher than the              instruments if it               higher than the 
                                notifiable threshold            equals or is higher            notifiable threshold 
                                                                than the notifiable 
                                                                     threshold 
                            ---------------------------  --------------------------------  -------------------------- 
 Canaccord Genuity 
  Group Inc.                 6.1363                                                         6.1363 
                            ---------------------------  --------------------------------  -------------------------- 
 Canaccord Genuity 
  Wealth Group Holdings 
  Limited                    6.1363                                                         6.1363 
                            ---------------------------  --------------------------------  -------------------------- 
 Canaccord Genuity 
  Wealth Group Holdings 
  (Jersey) Limited           6.1363                                                         6.1363 
                            ---------------------------  --------------------------------  -------------------------- 
 Canaccord Genuity 
  Wealth Group Limited       6.1363                                                         6.1363 
                            ---------------------------  --------------------------------  -------------------------- 
 Hargreave Hale Ltd          6.1363                                                         6.1363 
                            ---------------------------  --------------------------------  -------------------------- 
 
 10. In case of proxy voting, please identify: 
 Name of the proxy holder 
                                                         ------------------------------------------------------------ 
 The number and % of voting rights 
  held 
                                                         ------------------------------------------------------------ 
 The date until which the voting rights 
  will be held 
                                                         ------------------------------------------------------------ 
 
 11. Additional information (xvi) 
 The change in the percentage of shares held is due entirely to the participation 
  in the placing by Gfinity plc, the shares from which were admitted to 
  AIM on 13/09/2021. 
 
 
 
 Place of completion   BLACKPOOL, ENGLAND 
 Date of completion    14 SEPTMBER 2021 
                      ------------------- 
 

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