G4S PLC Notification Of Major Holdings
19 March 2021 - 12:27AM
UK Regulatory
TIDMGFS
TR-1: Standard form for notification of major holdings
NOTIFICATION OF MAJOR HOLDINGS (to be sent to the
relevant issuer and to the FCA in Microsoft Word format
if possible)(i)
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1a. Identity of the issuer or the underlying issuer
of existing shares to which voting rights are attached(ii)
: G4S plc
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1b. Please indicate if the issuer is a non-UK issuer
(please mark with an "X" if appropriate)
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Non-UK issuer
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2. Reason for the notification (please mark the appropriate
box or boxes with an "X")
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An acquisition or disposal of voting rights X
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An acquisition or disposal of financial instruments X
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An event changing the breakdown of voting rights
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Other (please specify)(iii) :
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3. Details of person subject to the notification obligation(iv)
Name The Goldman Sachs Group, Inc.
Corporation Trust Center, 1209 Orange Street,
City and country of registered office (if applicable) Wilmington DE 19801, USA
4. Full name of shareholder(s) (if different from
3.)(v)
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Name Goldman Sachs International
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City and country of registered office (if applicable) Plumtree Court, 25 Shoe Lane, London EC4A 4AU,UK
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5. Date on which the threshold was crossed or reached(vi)
: 15/03/2021
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6. Date on which issuer notified (DD/MM/YYYY): 17/03/2021
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7. Total positions of person(s) subject to the notification
obligation
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% of voting rights attached to shares (total of 8. % of voting rights through financial instruments Total of both in
A) (total of 8.B 1 + 8.B 2) % (8.A + 8.B) Total number of voting rights held in issuer(vii)
--------------------------------------------------- -------------------------------------------------- ------------------------------------------------ ---------------- -------------------------------------------------
Resulting situation on the date on which threshold
was crossed or reached 7.13% 0.09% 7.22% 1,551,594,436
--------------------------------------------------- -------------------------------------------------- ------------------------------------------------ ---------------- -------------------------------------------------
Position of previous notification (if
applicable) 2.76% 4.45% 7.21%
--------------------------------------------------- -------------------------------------------------- ------------------------------------------------ ---------------- -------------------------------------------------
8. Notified details of the resulting situation on
the date on which the threshold was crossed or reached(viii)
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A: Voting rights attached to shares
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Class/type of
shares
ISIN code (if possible) Number of voting rights(ix) % of voting rights
--------------------------
Direct Indirect Direct Indirect
(DTR5.1) (DTR5.2.1) (DTR5.1) (DTR5.2.1)
------------------------- ---------- ----------------------- ----------------------------------------------------- ------------------
GB00B01FLG62 110,584,505 7.13%
-------------------------- ---------- ----------------------- ----------------------------------------------------- ------------------
US37441W1080 18,990 0.001%
-------------------------- ---------- ----------------------- ----------------------------------------------------- ------------------
SUBTOTAL 8. A 110,603,495 7.13%
-------------------------- ----------------------------------- -------------------------------------------------------------------------
B 1: Financial Instruments according to DTR5.3.1R
(1) (a)
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Number of voting rights that may be acquired if the
Type of financial Expiration Exercise/ instrument is
instrument date(x) Conversion Period(xi) exercised/converted. % of voting rights
-------------------------- ---------- ----------------------- ----------------------------------------------------- ------------------
Securities Lending Open 755,954 0.05%
-------------------------- ---------- ----------------------- ----------------------------------------------------- ------------------
SUBTOTAL 8. B 1 755,954 0.05%
----------------------- ----------------------------------------------------- ------------------
B 2: Financial Instruments with similar economic effect
according to DTR5.3.1R (1) (b)
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Type of financial Expiration Exercise/ Conversion Physical or cash
instrument date(x) Period (xi) settlement(xii) Number of voting rights % of voting rights
------------------------- ----------- ----------------------- ---------------------------- ----------------------- ------------------
CFD 24/02/2031 Cash 376,105 0.02%
------------------------- ----------- ----------------------- ---------------------------- ----------------------- ------------------
CFD 27/03/2023 Cash 146,536 0.01%
------------------------- ----------- ----------------------- ---------------------------- ----------------------- ------------------
CFD 30/09/2025 Cash 88,028 0.01%
------------------------- ----------- ----------------------- ---------------------------- ----------------------- ------------------
CFD 14/10/2021 Cash 31,066 0.002%
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CFD 29/01/2030 Cash 20,399 0.001%
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CFD 09/10/2025 Cash 3,957 0.0003%
------------------------- ----------- ----------------------- ---------------------------- ----------------------- ------------------
CFD 14/07/2025 Cash 2,365 0.0002%
------------------------- ----------- ----------------------- ---------------------------- ----------------------- ------------------
Swap 18/05/2021 Cash 150 0.00001%
------------------------- ----------- ----------------------- ---------------------------- ----------------------- ------------------
SUBTOTAL 8.B.2 668,605 0.04%
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9. Information in relation to the person subject to
the notification obligation (please mark the
applicable box with an "X")
Person subject to the notification obligation is not
controlled by any natural person or legal entity and
does not control any other undertaking(s) holding
directly or indirectly an interest in the (underlying)
issuer(xiii)
Full chain of controlled undertakings through which
the voting rights and/or the
financial instruments are effectively held starting
with the ultimate controlling natural person or legal
entity(xiv) (please add additional rows as necessary) X
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% of voting rights if it equals or is higher than % of voting rights through financial instruments if Total of both if it equals or is higher than the notifiable
Name(xv) the notifiable threshold it equals or is higher than the notifiable threshold threshold
--------------- ------------------------------------------------- ----------------------------------------------------- -----------------------------------------------------------
The Goldman
Sachs Group,
Inc.
--------------- ------------------------------------------------- ----------------------------------------------------- -----------------------------------------------------------
Goldman Sachs
(UK) L.L.C.
--------------- ------------------------------------------------- ----------------------------------------------------- -----------------------------------------------------------
Goldman Sachs
Group UK
Limited
--------------- ------------------------------------------------- ----------------------------------------------------- -----------------------------------------------------------
Goldman Sachs
International 7.11% 7.20%
--------------- ------------------------------------------------- ----------------------------------------------------- -----------------------------------------------------------
The Goldman
Sachs Group,
Inc.
--------------- ------------------------------------------------- ----------------------------------------------------- -----------------------------------------------------------
Goldman Sachs &
Co. LLC
--------------- ------------------------------------------------- ----------------------------------------------------- -----------------------------------------------------------
The Goldman
Sachs Group,
Inc.
--------------- ------------------------------------------------- ----------------------------------------------------- -----------------------------------------------------------
GSAM Holdings
LLC
--------------- ------------------------------------------------- ----------------------------------------------------- -----------------------------------------------------------
Goldman Sachs
Asset
Management,
L.P.
--------------- ------------------------------------------------- ----------------------------------------------------- -----------------------------------------------------------
The Goldman
Sachs Group,
Inc.
--------------- ------------------------------------------------- ----------------------------------------------------- -----------------------------------------------------------
IMD Holdings
LLC
--------------- ------------------------------------------------- ----------------------------------------------------- -----------------------------------------------------------
United Capital
Financial
Partners,
Inc.
--------------- ------------------------------------------------- ----------------------------------------------------- -----------------------------------------------------------
United Capital
Financial
Advisers, LLC
--------------- ------------------------------------------------- ----------------------------------------------------- -----------------------------------------------------------
10. In case of proxy voting, please identify:
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Name of the proxy holder N/A
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The number and % of voting rights held N/A
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The date until which the voting rights will be held N/A
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11. Additional information(xvi)
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Please note, the total amount of voting rights have
been rounded to 2 decimal places therefore there is
a possibility of a rounding error.
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Place of completion London
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Date of completion 17/03/2021
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(END) Dow Jones Newswires
March 18, 2021 09:27 ET (13:27 GMT)
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