TIDMHBR

RNS Number : 5718T

Harbour Energy PLC

20 March 2023

TR-1: Standard form for notification of major holdings

1. Issuer Details

ISIN

G00BMBVGQ36

Issuer Name

HARBOUR ENERGY PLC

UK or Non-UK Issuer

UK

2. Reason for Notification

An acquisition or disposal of voting rights; An acquisition or disposal of financial instruments

3. Details of person subject to the notification obligation

Name

Bank of America Corporation

City of registered office (if applicable)

Country of registered office (if applicable)

US

4. Details of the shareholder

 
  Name                            City of registered office    Country of registered office 
   Merrill Lynch International     London                       United Kingdom 
                                ===========================  ============================== 
 

5. Date on which the threshold was crossed or reached

17-Mar-2023

6. Date on which Issuer notified

20-Mar-2023

7. Total positions of person(s) subject to the notification obligation

 
                          % of voting rights      % of voting rights      Total of both in %      Total number of 
                          attached to shares      through financial       (8.A + 8.B)             voting rights held 
                          (total of 8.A)          instruments (total                              in issuer 
                                                  of 8.B 1 + 8.B 2) 
   Resulting situation 
    on the date on 
    which threshold 
    was crossed or 
    reached                3.356911                8.399392                11.756303               98291518 
                        ======================  ======================  ======================  ====================== 
   Position of 
    previous 
    notification (if 
    applicable)            3.559461                8.864751                12.424212 
                        ======================  ======================  ======================  ====================== 
 

8. Notified details of the resulting situation on the date on which the threshold was crossed or reached

8A. Voting rights attached to shares

 
Class/Type of shares    Number of direct        Number of indirect      % of direct voting      % of indirect voting 
ISIN code(if possible)  voting rights (DTR5.1)  voting rights           rights (DTR5.1)         rights (DTR5.2.1) 
                                                (DTR5.2.1) 
GB00BMBVGQ36                                       28066289                                        3.356911 
                        ======================  ======================  ======================  ====================== 
Sub Total 8.A              28066289                                        3.356911% 
                        ==============================================  ============================================== 
 

8B1. Financial Instruments according to (DTR5.3.1R.(1) (a))

 
Type of financial           Expiration date   Exercise/conversion period  Number of voting rights   % of voting rights 
instrument                                                                that may be acquired if 
                                                                          the instrument is 
                                                                          exercised/converted 
 Right to Recall             N/A               N/A                         122447                    0.014645 
                            ================  ==========================  ========================  ================== 
Sub Total 8.B1                                                             122447                      0.014645% 
                                                                          ========================  ================== 
 

8B2. Financial Instruments with similar economic effect according to (DTR5.3.1R.(1) (b))

 
Type of financial   Expiration date   Exercise/conversion   Physical or cash    Number of voting    % of voting rights 
instrument                            period                settlement          rights 
 Swaps               10/07/2023        N/A                   Cash                35114               0.004200 
                    ================  ====================  ==================  ==================  ================== 
 Swaps               31/03/2023        N/A                   Cash                8413404             1.006298 
                    ================  ====================  ==================  ==================  ================== 
 Swaps               29/06/2023        N/A                   Cash                1123                0.000134 
                    ================  ====================  ==================  ==================  ================== 
 Swaps               31/10/2023        N/A                   Cash                529579              0.063341 
                    ================  ====================  ==================  ==================  ================== 
 Swaps               31/07/2024        N/A                   Cash                19936804            2.384572 
                    ================  ====================  ==================  ==================  ================== 
 Swaps               11/04/2023        N/A                   Cash                3092393             0.369870 
                    ================  ====================  ==================  ==================  ================== 
 Swaps               18/11/2024        N/A                   Cash                489382              0.058533 
                    ================  ====================  ==================  ==================  ================== 
 Swaps               28/04/2023        N/A                   Cash                1952205             0.233496 
                    ================  ====================  ==================  ==================  ================== 
 Swaps               06/05/2025        N/A                   Cash                1694                0.000203 
                    ================  ====================  ==================  ==================  ================== 
 Swaps               17/05/2023        N/A                   Cash                6284371             0.751652 
                    ================  ====================  ==================  ==================  ================== 
 Swaps               31/01/2024        N/A                   Cash                92352               0.011046 
                    ================  ====================  ==================  ==================  ================== 
 Swaps               04/01/2024        N/A                   Cash                13784000            1.648656 
                    ================  ====================  ==================  ==================  ================== 
 Swaps               15/02/2028        N/A                   Cash                110339              0.013197 
                    ================  ====================  ==================  ==================  ================== 
 Swaps               22/05/2023        N/A                   Cash                5722140             0.684405 
                    ================  ====================  ==================  ==================  ================== 
 Swaps               18/01/2028        N/A                   Cash                16833               0.002013 
                    ================  ====================  ==================  ==================  ================== 
 Swaps               04/09/2023        N/A                   Cash                1750000             0.209311 
                    ================  ====================  ==================  ==================  ================== 
 Swaps               17/04/2023        N/A                   Cash                7013970             0.838916 
                    ================  ====================  ==================  ==================  ================== 
 Swaps               30/08/2024        N/A                   Cash                49966               0.005976 
                    ================  ====================  ==================  ==================  ================== 
 Swaps               19/07/2023        N/A                   Cash                740000              0.088509 
                    ================  ====================  ==================  ==================  ================== 
 Swaps               13/06/2023        N/A                   Cash                57258               0.006848 
                    ================  ====================  ==================  ==================  ================== 
 Swaps               14/10/2024        N/A                   Cash                15975               0.001911 
                    ================  ====================  ==================  ==================  ================== 
 Swaps               17/09/2024        N/A                   Cash                13880               0.001660 
                    ================  ====================  ==================  ==================  ================== 
Sub Total 8.B2                                                                   70102782            8.384747% 
                                                                                ==================  ================== 
 

9. Information in relation to the person subject to the notification obligation

2. Full chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held starting with the ultimate controlling natural person or legal entities (please add additional rows as necessary)

 
Ultimate controlling     Name of controlled       % of voting rights if  % of voting rights     Total of both if it 
person                   undertaking              it equals or is        through financial      equals or is higher 
                                                  higher than the        instruments if it      than the notifiable 
                                                  notifiable threshold   equals or is higher    threshold 
                                                                         than the notifiable 
                                                                         threshold 
                            Bank of America, 
   Bank of America           National 
    Corporation              Association                                    4.985397               4.985397% 
                         =======================  =====================  =====================  ====================== 
   Bank of America          BofA Securities, Inc 
   Corporation 
                         =======================  =====================  =====================  ====================== 
   Bank of America          Merrill Lynch 
    Corporation              International           3.079267               3.413155               6.492422% 
                         =======================  =====================  =====================  ====================== 
   Bank of America          BofA Securities 
    Corporation              Europe SA 
                         =======================  =====================  =====================  ====================== 
 

10. In case of proxy voting

Name of the proxy holder

The number and % of voting rights held

The date until which the voting rights will be held

11. Additional Information

12. Date of Completion

20-Mar-2023

13. Place Of Completion

United Kingdom

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END

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March 20, 2023 13:30 ET (17:30 GMT)

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