Kin and Carta PLC TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES (5038T)
25 November 2021 - 3:22AM
UK Regulatory
TIDMKCT
RNS Number : 5038T
Kin and Carta PLC
24 November 2021
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES(i)
1. Identity of the issuer or the underlying Kin and Carta PLC
issuer
of existing shares to which voting rights
are
attached: (ii)
----------------------------------
2 Reason for the notification (please tick the appropriate box or boxes):
An acquisition or disposal of voting rights X
----------------------------------------------------------------------------- -------
An acquisition or disposal of qualifying financial instruments
which may result in the acquisition of shares already issued to
which voting rights are attached
----------------------------------------------------------------------------- -------
An acquisition or disposal of instruments with similar economic
effect to qualifying financial instruments
----------------------------------------------------------------------------- -------
An event changing the breakdown of voting rights
----------------------------------------------------------------------------- -------
Other (please
specify):
------------------- -------------------------------------------------------- -------
3. Full name of person(s) subject John James Schwan III
to the
notification obligation: (iii)
----------------------------------------
4. Full name of shareholder(s) Marie James Capital LLC
(if different from 3.):(iv)
----------------------------------------
5. Date of the transaction and 24 November 2021
date on
which the threshold is crossed
or
reached: (v)
----------------------------------------
6. Date on which issuer notified: 24 November 2021
----------------------------------------
7. Threshold(s) that is/are crossed
or
reached: (vi, vii) 4%, 3%
----------------------------------------
8. Notified details:
A: Voting rights attached to shares (viii, ix)
Class/type Situation previous Resulting situation after the triggering
of to the triggering transaction
shares transaction
if possible
using
the ISIN CODE
------------------------------------- ----------------------------------------------------------
Number Number Number Number of voting % of voting
of of of shares rights rights (x)
Shares Voting
Rights
-------------- --------------------- -------------- --------------------- -------------------
Direct Direct Indirect Direct Indirect
(xi) (xii)
----- ------- ------- ------ ---- -------------- ---------- --------- -------- ---------
GB0007689002 7,657,487 7,657,487 2,657,487 2,657,487 1.54
-------------- --------------------- -------------- ---------- --------- -------- ---------
B: Qualifying Financial Instruments
Resulting situation after the triggering transaction
Type of financial Expiration Exercise/ Number of voting % of voting
instrument date (xiii) Conversion Period rights that may rights
(xiv) be
acquired if the
instrument is
exercised/
converted.
---------------- ---------------------------- --------------------- -------------------
C: Financial Instruments with similar economic effect to Qualifying
Financial Instruments (xv, xvi)
Resulting situation after the triggering transaction
Type of Exercise Expiration Exercise/ Number of voting % of voting
financial price date (xvii) Conversion rights instrument rights (xix,
instrument period (xviii) refers to xx)
-------------- --------------- -------------------- --------------------- -------------------
Nominal Delta
-------------- --------------- -------------------- --------------------- -------- ---------
Total (A+B+C)
Number of voting rights Percentage of voting rights
-------------------------------------------------
9. Chain of controlled undertakings through which the voting rights
and/or the
financial instruments are effectively held, if applicable: (xxi)
Proxy Voting:
10. Name of the proxy holder:
--------------------------
11. Number of voting rights proxy holder will
cease
to hold:
--------------------------
12. Date on which proxy holder will cease to
hold
voting rights:
--------------------------
13. Additional information:
14. Contact name: John James Schwan III
-------------------------------------
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END
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