RNS Number : 0164Q

JPMorgan Securities Plc

22 October 2021




Rule 8.5 of the Takeover Code (the "Code")

   1.         KEY INFORMATION 
 (a) Name of exempt principal trader:                        J.P. Morgan Securities Plc 
 (b) Name of offeror/offeree in relation to whose relevant   Wm Morrison Supermarkets plc 
 securities this form relates: 
 Use a separate form for each offeror/offeree 
 (c) Name of the party to the offer with which exempt        Financial adviser to Clayton, Dubilier & Rice, LLC as 
 principal trader is connected:                              manager of Clayton, Dubilier & Rice 
                                                             Funds XI 
 (d) Date dealing undertaken:                                20 October 2021 
 (e) In addition to the company in 1(b) above, is the        N/A 
 exempt principal trader making disclosures 
 in respect of any other party to this offer? 
 If it is a cash offer or possible cash offer, state "N/A" 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

   (a)        Purchases and sales 
   Class of relevant      Purchases/ sales       Total number of       Highest price per unit   Lowest price per unit 
        security                                   securities              paid/received            paid/received 
      10p ordinary            Purchase              1,407,494                2.8616 GBP               2.8550 GBP 
                                Sale                3,385,464                2.8580 GBP               2.8515 GBP 
                         -----------------  ------------------------  -----------------------  ----------------------- 
   (b)        Cash-settled derivative transactions 
    Class of relevant       Product description      Nature of dealing         Number of reference      Price per unit 
         security                 e.g. CFD         e.g. opening/closing a           securities 
                                                    long/short position, 
                                                   increasing/reducing a 
                                                    long/short position 
       10p ordinary             Equity Swap            Decrease Long                   422                2.8570 GBP 
                                                       Decrease Short                1,023,706            2.8531 GBP 
                                                                                      879,041             2.8538 GBP 
                                                                                     1,250,000            2.8559 GBP 
                                                                                      17,158              2.8560 GBP 
                                                                                      43,516              2.8568 GBP 
                                                                                        579               2.8515 GBP 
                                                                                        64                2.8518 GBP 
                                                       Increase Short                 212,778             2.8550 GBP 
                                                                                      50,820              2.8561 GBP 
                                                                                      268,048             2.8562 GBP 
                                                                                      134,352             2.8566 GBP 
                                                                                       7,713              2.8569 GBP 
                                                                                      24,257              2.8570 GBP 
                                                                                      21,824              2.8582 GBP 
                                                                                         5                2.8584 GBP 
                                                                                       4,046              2.8615 GBP 
                                                                                      18,093              2.8613 GBP 
                                                  Opening a short position            72,094              2.8562 GBP 
                                                                                      471,470             2.8569 GBP 
                           --------------------  -------------------------  -------------------------  --------------- 
   (c)        Stock-settled derivative transactions (including options) 
   (i)         Writing, selling, purchasing or varying 
   Class of       Product        Writing,      Number of       Exercise          Type       Expiry date   Option money 
   relevant     description    purchasing,     securities      price per         e.g.                        paid/ 
   security      e.g. call       selling,       to which         unit         American,                   received per 
                   option      varying etc.      option                        European                       unit 
                                                relates                          etc. 
   (ii)        Exercise 
   Class of relevant      Product description   Exercising/ exercised    Number of securities     Exercise price per 
        security            e.g. call option           against                                           unit 
   (d)        Other dealings (including subscribing for new securities) 
 Class of relevant security         Nature of dealing          Details   Price per unit (if applicable) 
                               e.g. subscription, conversion 
   3.         OTHER INFORMATION 
   (a)        Indemnity and other dealing arrangements 
 Details of any indemnity or option arrangement, or any agreement or understanding, formal 
  or informal, relating to relevant securities which may be an inducement to deal or refrain 
  from dealing entered into by the exempt principal trader making the disclosure and any party 
  to the offer or any person acting in concert with a party to the offer: 
  Irrevocable commitments and letters of intent should not be included. If there are no such 
  agreements, arrangements or understandings, state "none" 
   (b)        Agreements, arrangements or understandings relating to options or derivatives 
 Details of any agreement, arrangement or understanding, formal or informal, between the exempt 
  principal trader making the disclosure and any other person relating to: 
  (i) the voting rights of any relevant securities under any option; or 
  (ii) the voting rights or future acquisition or disposal of any relevant securities to which 
  any derivative is referenced: 
  If there are no such agreements, arrangements or understandings, state "none" 
 Date of disclosure:    22 October 2021 
 Contact name:          Alwyn Basch 
 Telephone number:      020 7742 7407 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk .

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October 22, 2021 12:47 ET (16:47 GMT)

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