AllianceBernstein LP Form 8.3 - Ultra Electronics Holdings PLC (4625L)
11 September 2021 - 1:28AM
UK Regulatory
TIDMOMI
RNS Number : 4625L
AllianceBernstein LP
10 September 2021
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1%
OR MORE
Rule 8.3 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Full name of discloser: AllianceBernstein L.P.
(b) Owner or controller of interests and
short positions disclosed, if different
from 1(a):
The naming of nominee or vehicle companies
is insufficient. For a trust, the trustee(s),
settlor and beneficiaries must be named.
---- -------------------------------------------------------------------------------------------- ---------------------------------------------------------------
(c) Name of offeror/offeree in relation to Ultra Electronics Holdings PLC
whose relevant securities this form relates:
Use a separate form for each offeror/offeree
---- -------------------------------------------------------------------------------------------- ---------------------------------------------------------------
(d) If an exempt fund manager connected with
an offeror/offeree, state this and specify
identity of offeror/offeree:
---- -------------------------------------------------------------------------------------------- ---------------------------------------------------------------
(e) Date position held/dealing undertaken: 09 September 2021
For an opening position disclosure, state
the latest practicable date prior to
the disclosure
---- -------------------------------------------------------------------------------------------- ---------------------------------------------------------------
(f) In addition to the company in 1(c) above, N/A
is the discloser making disclosures in
respect of any other party to the offer?
If it is a cash offer or possible cash
offer, state "N/A"
---- -------------------------------------------------------------------------------------------- ---------------------------------------------------------------
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than
one class of relevant securities of the offeror or offeree named in 1(c),
copy table 2(a) or (b) (as appropriate) for each additional class of relevant
security.
(a) Interests and short positions in the relevant securities of the offeror
or offeree to which the disclosure relates following the dealing (if
any)
Class of relevant security: Common Stock (GB0009123323)
Interests Short Positions
--------------------------------------
Number % Number %
------------------------- -----------
Relevant securities owned
(1) and/or controlled: 4,574 0.01 %
------------------------------------------- ------------------- ------------------------- -----------
(2) Cash-settled derivatives: 732,966 1.03 %
---- --------------------------------------------------- ------------------------------------------- ------------------- ------------------------- -----------
(3) Stock-settled derivatives
(including options) and
agreements to purchase/sell:
---- --------------------------------------------------- ------------------------------------------- ------------------- ------------------------- -----------
Total 737,540 1.03 %
---- --------------------------------------------------- ------------------------------------------- ------------------- ------------------------- -----------
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded
options), or agreements to purchase or sell relevant securities, should
be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors' and other
employee options)
Class of relevant security
in relation to which subscription
right exists:
Details, including nature of
the rights concerned and relevant
percentages:
--------------------------------------------------------------------------------------------------------
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d)
(as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security Purchase/sale Number of securities Price per unit
(b) Cash-settled derivative transactions
Class of relevant Product description Nature of dealing Number of Price per
security e.g. CFD e.g. opening/closing reference unit
a long/short position, securities
increasing/reducing
a long/short position
Common Stock (GB0009123323 Equity Swap Reducing long position 22,397 31.8800 GBP
---------------------------------- -------------------------------------------------- ---------------------- --------------------
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant Product Writing, Number of Exercise Type Expiry Option money
security description purchasing, securities price per e.g. American, date paid/ received
e.g. call selling, to which unit European per unit
option varying option relates etc.
etc.
)
----------------- ---------------- ------------------------- --------------------------- -------------------- ----------- ----------------
(ii) Exercise
Class of relevant Product description Exercising/ Number of securities Exercise price
security e.g. call option exercised against per unit
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if
e.g. subscription, applicable)
conversion
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding,
formal or informal, relating to relevant securities which may be an inducement
to deal or refrain from dealing entered into by the person making the disclosure
and any party to the offer or any person acting in concert with a party
to the offer:
Irrevocable commitments and letters of intent should not be included. If
there are no such agreements, arrangements or understandings, state "none"
None
(b) Agreements, arrangements or understandings relating to options or
derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the person making the disclosure and any other person relating
to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state
"none"
None
(c) Attachments
Is a Supplemental Form 8 (Open Positions) No
attached?
Date of disclosure 10 September 2021
Contact name Brenda Coulter
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Telephone number 212-969-6345
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Public disclosures under Rule 8 of the Code must be made to a
Regulatory Information Service.
The Panel's Market Surveillance Unit is available for
consultation in relation to the Code's disclosure requirements on
+44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at
www.thetakeoverpanel.org.uk .
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END
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