JPMorgan Securities Plc Form 8.5 (EPT/RI)-Smith (DS) plc Amend
27 September 2024 - 1:13AM
RNS Regulatory News
RNS Number : 8723F
JPMorgan Securities Plc
26 September 2024
AMENDMENT
FORM 8.5
(EPT/RI)
PUBLIC DEALING DISCLOSURE BY
AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS
DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code
(the "Code")
1. KEY
INFORMATION
|
(a) Name of exempt principal
trader:
|
J.P. Morgan Securities
Plc
|
|
(b) Name of offeror/offeree
in relation to whose relevant securities this form
relates:
Use
a separate form for each offeror/offeree
|
Smith (DS)
plc
|
|
(c) Name of the party to the
offer with which exempt principal trader is
connected:
|
Corporate broker to Smith
(DS) plc
|
|
(d) Date dealing
undertaken:
|
24 September
2024
|
|
(e) In addition to the
company in 1(b) above, is the exempt principal trader making
disclosures in respect of any other party to this
offer?
If it is a cash offer or
possible cash offer, state "N/A"
|
Yes, International Paper
Company
|
2. DEALINGS BY
THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of
relevant securities of the offeror or offeree named in 1(b), copy
table 2(a), (b), (c) or (d) (as appropriate) for each additional
class of relevant security dealt in.
The
currency of all prices and other monetary amounts should be
stated.
(a) Purchases and
sales
|
Class of relevant
security
|
Purchases/
sales
|
Total number of
securities
|
Highest price per unit
paid/received
|
Lowest price per unit
paid/received
|
|
10p
ordinary
|
Purchase
Sale
|
1,551,404
1,201,180
|
4.6194 GBP
4.6160 GBP
|
4.5350 GBP
4.5280 GBP
|
(b) Cash-settled
derivative transactions
|
Class of relevant
security
|
Product
description
e.g. CFD
|
Nature of
dealing
e.g. opening/closing a
long/short position, increasing/reducing a long/short
position
|
Number of reference
securities
|
Price per
unit
|
|
10p
ordinary
|
Equity Swap
|
Decrease
Long
Decrease
Short
Increase
Long
Increase
Short
Opening a short
position
|
1,935
48
48,806
49
167
1,471
1,604
16,420
2,635
15,092
16,551
6,891
53
1,528
1,112
1,204
49,013
132,790
19,995
297,747
57,496
6,972
1,687
540
22,895
2,041
3,540
20,697
3,682
1,311
2,055
34,507
250,000
127,462
3,487
628
|
4.5910 GBP
4.5913 GBP
4.6005 GBP
4.5531 GBP
4.5539 GBP
4.5578 GBP
4.5588 GBP
4.5630 GBP
4.5638 GBP
4.5644 GBP
4.5650 GBP
4.5691 GBP
4.5695 GBP
4.5937 GBP
4.5941 GBP
4.5943 GBP
4.5980 GBP
4.5998 GBP
4.6000 GBP
6.1348 GBP
4.5998 GBP
4.6006 GBP
4.5382 GBP
4.5455 GBP
4.5502 GBP
4.5562 GBP
4.5599 GBP
4.5626 GBP
4.5657 GBP
4.5682 GBP
4.5747 GBP
4.5867 GBP
4.5982 GBP
4.6000 GBP
6.1239 GBP
6.1399 GBP
|
(c) Stock-settled
derivative transactions (including options)
(i) Writing,
selling, purchasing or varying
|
Class of relevant
security
|
Product
description e.g. call
option
|
Writing, purchasing, selling,
varying etc.
|
Number of securities to which
option relates
|
Exercise price per
unit
|
Type
e.g. American, European
etc.
|
Expiry date
|
Option money paid/ received
per unit
|
|
|
|
|
|
|
|
|
|
(ii)
Exercise
|
Class of relevant
security
|
Product
description
e.g. call
option
|
Exercising/ exercised
against
|
Number of
securities
|
Exercise price per
unit
|
|
|
|
|
|
|
(d) Other dealings
(including subscribing for new securities)
|
Class of relevant
security
|
Nature of
dealing
e.g. subscription,
conversion
|
Details
|
Price per unit (if
applicable)
|
|
|
|
|
|
3. OTHER
INFORMATION
(a) Indemnity and
other dealing arrangements
|
Details of any indemnity or
option arrangement, or any agreement or understanding, formal or
informal, relating to relevant securities which may be an
inducement to deal or refrain from dealing entered into by the
exempt principal trader making the disclosure and any party to the
offer or any person acting in concert with a party to the
offer:
Irrevocable commitments and
letters of intent should not be included. If there are no
such agreements, arrangements or understandings, state
"none"
|
|
None
|
(b) Agreements,
arrangements or understandings relating to options or
derivatives
|
Details of any agreement,
arrangement or understanding, formal or informal, between the
exempt principal trader making the disclosure and any other person
relating to:
(i) the voting rights
of any relevant securities under any option; or
(ii) the voting rights or
future acquisition or disposal of any relevant securities to which
any derivative is referenced:
If there are no such
agreements, arrangements or understandings, state
"none"
|
|
None
|
Date of disclosure:
|
26 September
2024
|
Contact name:
|
Natasha
Mondon
|
Telephone number:
|
01202
325175
|
Public disclosures under Rule 8 of the Code must be made to a
Regulatory Information Service.
The
Panel's Market Surveillance Unit is available for consultation in
relation to the Code's dealing disclosure requirements on +44 (0)20
7638 0129.
The
Code can be viewed on the Panel's website at
www.thetakeoverpanel.org.uk.
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