Barclays PLC Form 8.5 (EPT/NON-RI) THG PLC amendment (7062Z)
17 May 2023 - 04:16PM
UK Regulatory (RNS & others)
TIDMBARC TIDMTHG
RNS Number : 7062Z
Barclays PLC
17 May 2023
FORM 8.5 (EPT/NON-RI) Amendment to Purchase
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN
EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS
(OR WHERE RI STATUS IS NOT APPLICABLE)
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: BARCLAYS CAPITAL SECURITIES
LTD
---------------------------------------------------------
(b) Name of offeror/offeree in relation THG PLC
to whose
-------------------------------------------
relevant securities this form relates:
-------------- --------------------------------------------------------- ----------- -------------- --------------
(c) Name of the party to the offer THG PLC
with which exempt
-------------------------------------------
principal trader is connected
-------------- ------------------------------------------- ------------ ----------- -------------- --------------
(d) Date position held/dealing undertaken: 09 May 2023
-------------- --------------------------------------------------------- -------------------------------------------
(e) In addition to the company in 1(b) NO
above, is the exempt principal
trader making disclosures in respect
of any other party to the offer?
-------------- --------------------------------------------------------- ----------- -------------- --------------
2. POSITIONS OF THE EXEMPT PRINCIPAL
TRADER
(a) Interests and short positions in the relevant securities of
the offeror or offeree
to which the disclosure relates following the dealing
(if any)
Class of relevant security: THG PLC
------------------------- ---------------------------
Interests Short Positions
------------------------- ---------------------------
Number (%) Number (%)
---------------------------------------------- ----------- ------------ ----------- --------------
(1) Relevant securities
owned
and/or controlled: 4,200,826 0.32% 16,616,561 1.28%
(2) Cash-settled derivatives:
16,491,915 1.27% 3,253,378 0.25%
(3) Stock-settled derivatives
(including options)
and agreements to
purchase/sell: 0 0.00% 0 0.00%
TOTAL: 20,692,741 1.59% 19,869,939 1.53%
(b) Rights to subscribe for new securities (including directors
and other executive
options)
Class of relevant security in
relation to
------------
which subscription right exists
----------------------------------------------------------- ---------------------------------------------------------
Details, including nature of the
rights
------------
concerned and relevant percentages:
----------------------------------------------------------- ---------------------------------------------------------
3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL
TRADER
(a) Purchases and sales
-------------- ------------------------------------------- ------------ ----------- -------------- --------------
Class Purchase/sale Total Highest Lowest price
of relevant number price per per unit
of unit
security securities paid/received paid/received
-------------- ------------- --------------- ----------- ------------ ----------- -------------- --------------
THG PLC Purchase 2,287,744 0.9485 0.8289 GBP
GBP
---------------------------- ------------------------- -------------- --------------
THG PLC Sale 1,356,749 0.9869 0.8297 GBP
GBP
---------------------------- ------------------------- -------------- --------------
(b) Cash-settled derivative transactions
-------------- --------------------------------------------------------- ----------- -------------- --------------
Class Product Nature Number Price per
of of dealing of
relevant description reference unit
security securities
-------------- ------------- --------------- ----------- ------------ ----------- -------------- --------------
THG PLC SWAP Decreasing Long 305 0.9334 GBP
---------------------------- ------------------------- -------------- --------------
THG PLC SWAP Decreasing Long 603 0.9758 GBP
---------------------------- ------------------------- -------------- --------------
THG PLC SWAP Decreasing Long 900 0.8607 GBP
---------------------------- ------------------------- -------------- --------------
THG PLC SWAP Decreasing Long 904 0.8926 GBP
---------------------------- ------------------------- -------------- --------------
THG PLC SWAP Decreasing Long 1,579 0.8457 GBP
---------------------------- ------------------------- -------------- --------------
THG PLC SWAP Decreasing Long 1,810 0.8654 GBP
---------------------------- ------------------------- -------------- --------------
THG PLC SWAP Decreasing Long 2,410 0.8682 GBP
---------------------------- ------------------------- -------------- --------------
THG PLC SWAP Decreasing Long 2,602 0.8548 GBP
---------------------------- ------------------------- -------------- --------------
THG PLC SWAP Decreasing Long 2,625 0.8468 GBP
---------------------------- ------------------------- -------------- --------------
THG PLC SWAP Decreasing Long 2,743 0.8379 GBP
---------------------------- ------------------------- -------------- --------------
THG PLC SWAP Decreasing Long 2,948 0.8398 GBP
---------------------------- ------------------------- -------------- --------------
THG PLC SWAP Decreasing Long 6,863 0.8354 GBP
---------------------------- ------------------------- -------------- --------------
THG PLC SWAP Decreasing Long 8,946 0.8425 GBP
---------------------------- ------------------------- -------------- --------------
THG PLC SWAP Decreasing Long 9,180 0.8495 GBP
---------------------------- ------------------------- -------------- --------------
THG PLC SWAP Decreasing Long 10,372 0.8500 GBP
---------------------------- ------------------------- -------------- --------------
THG PLC SWAP Decreasing Long 14,158 0.8532 GBP
---------------------------- ------------------------- -------------- --------------
THG PLC SWAP Decreasing Long 15,000 0.8450 GBP
---------------------------- ------------------------- -------------- --------------
THG PLC SWAP Decreasing Long 16,087 0.8410 GBP
---------------------------- ------------------------- -------------- --------------
THG PLC SWAP Decreasing Long 45,018 0.8464 GBP
---------------------------- ------------------------- -------------- --------------
THG PLC SWAP Decreasing Long 64,670 0.8497 GBP
---------------------------- ------------------------- -------------- --------------
THG PLC SWAP Decreasing Long 68,256 0.8486 GBP
---------------------------- ------------------------- -------------- --------------
THG PLC SWAP Decreasing Long 146,690 0.9215 GBP
---------------------------- ------------------------- -------------- --------------
THG PLC SWAP Decreasing Long 299,845 0.8885 GBP
---------------------------- ------------------------- -------------- --------------
THG PLC SWAP Decreasing Long 348,043 0.8525 GBP
---------------------------- ------------------------- -------------- --------------
THG PLC SWAP Decreasing Long 551,572 0.8559 GBP
---------------------------- ------------------------- -------------- --------------
THG PLC CFD Increasing Long 3 0.9200 GBP
---------------------------- ------------------------- -------------- --------------
THG PLC CFD Increasing Long 159 0.8340 GBP
---------------------------- ------------------------- -------------- --------------
THG PLC SWAP Increasing Long 900 0.8607 GBP
---------------------------- ------------------------- -------------- --------------
THG PLC CFD Increasing Long 1,149 0.8340 GBP
---------------------------- ------------------------- -------------- --------------
THG PLC SWAP Increasing Long 2,285 0.8856 GBP
---------------------------- ------------------------- -------------- --------------
THG PLC SWAP Increasing Long 6,960 0.8639 GBP
---------------------------- ------------------------- -------------- --------------
THG PLC CFD Increasing Long 8,112 0.9998 GBP
---------------------------- ------------------------- -------------- --------------
THG PLC CFD Increasing Long 12,969 0.8918 GBP
---------------------------- ------------------------- -------------- --------------
THG PLC CFD Increasing Long 13,295 0.8357 GBP
---------------------------- ------------------------- -------------- --------------
THG PLC SWAP Increasing Long 25,116 0.8952 GBP
---------------------------- ------------------------- -------------- --------------
THG PLC CFD Increasing Long 28,000 0.8984 GBP
---------------------------- ------------------------- -------------- --------------
THG PLC CFD Increasing Long 37,209 0.8339 GBP
---------------------------- ------------------------- -------------- --------------
THG PLC CFD Increasing Long 73,673 0.8842 GBP
---------------------------- ------------------------- -------------- --------------
THG PLC CFD Increasing Long 89,124 0.8477 GBP
---------------------------- ------------------------- -------------- --------------
THG PLC CFD Increasing Long 427,394 0.9285 GBP
---------------------------- ------------------------- -------------- --------------
THG PLC CFD Increasing Long 855,545 0.8874 GBP
---------------------------- ------------------------- -------------- --------------
THG PLC SWAP Opening Short 2,348 0.8289 GBP
---------------------------- ------------------------- -------------- --------------
THG PLC SWAP Opening Long 82,835 0.8879 GBP
---------------------------- ------------------------- -------------- --------------
(c) Stock-settled derivative transactions (including
options)
(i) Writing, selling, purchasing or
varying
Class Product Writing, Number Exercise Type Expiry Option
of description purchasing, of price date money
relevant selling, securities per unit paid/
security varying to which received
etc
option per unit
relates
------------- --------------- ----------- ------------ ----------- -------------- --------------
(ii) Exercising
Class of relevant Product description Exercising/ exercised Number Exercise
against of price per
security securities unit
-------------- ------------- --------------- ----------- -------------- --------------
(d) Other dealings (including subscribing for new securities)
Class Nature Details Price
of relevant of Dealings per unit
(if
security applicable)
-------------- ------------- --------------- ----------- -------------- --------------
4. OTHER INFORMATION
(a) Indemnity and other dealings arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding,
formal or informal, relating to relevant securities which may be an
inducement to deal
or refrain from dealing entered into by the exempt principal trader
making the disclosure and any party
to the offer or any person acting in concert with a party
to the offer:
------------------------------------------------------------------------------------------------------ --------------
NONE
----------------------------------------------------------------------------------------------------------------------
(b) Agreements, arrangements or understandings relating to options
or derivatives
Details of any agreement, arrangement or understanding, formal or
informal, between
the exempt principal trader making the disclosure and any other person
relating to:
(i) the voting rights of any relevant securities under any
option; or
(ii) the voting rights of future acquisition or disposal of any relevant
securities to which
any derivative is referenced:
----------------------------------------------------------- ------------ ----------- -------------- --------------
NONE
----------------------------------------------------------------------------------------------------------------------
(c) Attachments
Is a Supplemental Form 8 (Open NO
Positions) attached?
---------------------------------------------------------
Date of disclosure: 17 May
2023
Contact name: Large Holdings Regulatory Operations
Telephone number: 020 3134 7213
------------------------- -------------- --------------
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