Statement of Changes in Beneficial Ownership (4)
18 December 2021 - 4:07AM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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3235-0287
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
DALEY WILLIAM M |
2. Issuer Name and Ticker or Trading Symbol
WELLS FARGO & COMPANY/MN
[
WFC
]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner
__X__ Officer (give title below) _____ Other (specify below)
Vice Chairman - Public Affairs |
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(Last)
(First)
(Middle)
30 HUDSON YARDS |
3. Date of Earliest Transaction
(MM/DD/YYYY)
12/15/2021 |
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(Street)
NEW YORK, NY 10001
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security
(Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code
(Instr. 8)
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4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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| Common Stock, $1 2/3 Par Value | 12/15/2021 | | M | | 8126.8147 (1) | A | $0 | 14359.8077 (2) | D | |
| Common Stock, $1 2/3 Par Value | 12/15/2021 | | F | | 3600.8147 | D | $48.90 | 10758.993 | D | |
| Common Stock, $1 2/3 Par Value | | | | | | | | 5600 | I | Through IRA |
| Common Stock, $1 2/3 Par Value | | | | | | | | 5500 | I | Through Trust |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security
(Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code
(Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4) | 8. Price of Derivative Security
(Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
| Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
| Restricted Share Right | (3) | 12/15/2021 | | M | | | 8126.8147 | (4) | (4) | Common Stock, $1 2/3 Par Value | 8126.8147 | $0 | 8126.8144 | D | |
| Explanation of Responses: |
| (1) | Number of shares represents a Restricted Share Right ("RSR") vesting on December 15, 2021. Original grant date was November 19, 2019. This vesting represents one-third of the original amount of RSRs granted (plus dividend equivalents reinvested in additional RSRs). |
| (2) | Includes the following shares acquired through Wells Fargo & Company's (the "Company") dividend reinvestment plan: 27.829 shares on 9/1/2021 and 25.164 shares on 12/1/2021. |
| (3) | Each RSR represents a contingent right to receive one share of Company common stock. |
| (4) | These RSRs vest in three installments: one-third on 12/15/2020, 12/15/2021, and 12/15/2022. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for one year after retirement, shares of Company common stock as required under the Company's Stock Ownership Policy. |
Reporting Owners
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| Reporting Owner Name / Address | Relationships |
| Director | 10% Owner | Officer | Other |
DALEY WILLIAM M
30 HUDSON YARDS
NEW YORK, NY 10001 |
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| Vice Chairman - Public Affairs |
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Signatures
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| William M. Daley, by Robert J. Kaukol, as Attorney-in-Fact | | 12/17/2021 |
| **Signature of Reporting Person | Date |
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