0001748824FALSE00017488242024-06-062024-06-060001748824us-gaap:CommonStockMember2024-06-062024-06-060001748824bsig:A4800NotesDue2026Member2024-06-062024-06-06

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K

CURRENT REPORT
Pursuant to Section 13 or 15(d)
of the Securities Exchange Act of 1934

Date of Report (Date of earliest event reported): June 6, 2024
BrightSphere Investment Group Inc.
(Exact name of registrant as specified in its charter)
Delaware001-3897947-1121020
(State or other jurisdiction
of incorporation)		(Commission File Number)(IRS Employer
Identification Number)

200 State Street, 13th Floor
Boston, Massachusetts 02109
(617) 369-7300
(Address, including zip code, and telephone number, including area code, of registrant’s principal executive offices)
Securities registered or to be registered pursuant to Section 12(b) of the Act.
Title of each classTrading Symbol(s)Name of each exchange on which registered
Common stock, par value $0.001 per shareBSIGNew York Stock Exchange
4.800% Notes due 2026BSIG 26New York Stock Exchange
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
☐               Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
☐               Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
☐                Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
☐                Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2).
Emerging Growth Company ☐
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐



ITEM 5.07    Submission of Matters to a Vote of Security Holders.

On June 6, 2024, BrightSphere Investment Group Inc. (the “Company”) held its 2024 Annual Meeting of Stockholders (the “Annual Meeting”) in a virtual meeting format. As of April 17, 2024, the record date for the Annual Meeting, the Company had 37,858,041 shares of common stock, par value $0.001 per share, issued and outstanding and entitled to vote at the Annual Meeting. Of these shares, 34,718,537 were present or represented by proxy at the Annual Meeting. A quorum was present for the transaction of business at the Annual Meeting. At the Annual Meeting, the Company’s stockholders considered and acted upon the following proposals:

1. Election of Directors. The stockholders elected the following individuals to serve as directors until the 2025 Annual Meeting of Stockholders and until their respective successors are duly elected and qualified. The table below sets forth the voting results for each director:

Nominee Votes For Votes Against Abstentions Broker Non-Votes 
Robert J. Chersi33,029,062 1,225,311 8,559 455,605 
Andrew Kim28,317,905 5,936,468 8,559 455,605 
John Paulson24,732,475 8,769,663 760,794 455,605 
Barbara Trebbi33,036,324 1,218,077 8,531 455,605 
Suren Rana34,015,119 238,999 8,814 455,605 

2. Ratification of Independent Registered Public Accounting Firm. The stockholders voted to ratify the appointment of KPMG LLP (“KPMG”) as the Company’s independent registered public accounting firm for the year ending December 31, 2024. The table below sets forth the voting results:

Votes For Votes Against Abstentions Broker Non-Votes 
34,349,346  357,076  12,115  — 

3. Advisory Vote on Executive Compensation. The stockholders voted to approve, on an advisory basis, the compensation of the Company’s named executive officers as described in the Company’s 2024 proxy statement (the “Proxy Statement”), including the Compensation Discussion and Analysis and the tabular and narrative disclosure contained in the Proxy Statement. The table below sets forth the voting results:

Votes For Votes Against Abstentions Broker Non-Votes 
33,872,157  382,337  8,438  455,605 


ITEM 9.01                                       Financial Statements and Exhibits.
 
(d)    Exhibits

Exhibit No.Description
104Cover Page Interactive Data File (embedded within the Inline XBRL document)


SIGNATURE

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this form to be signed on its behalf by the undersigned, thereto duly authorized.


Date:June 10, 2024BRIGHTSPHERE INVESTMENT GROUP INC.
By:/s/ Richard J. Hart
Name:Richard J. Hart
Title:Chief Legal Officer and Secretary


v3.24.1.1.u2
Cover Page
Jun. 06, 2024
Entity Information [Line Items]  
Document Type 8-K
Document Period End Date Jun. 06, 2024
Entity Registrant Name BrightSphere Investment Group Inc.
Entity Incorporation, State or Country Code DE
Entity File Number 001-38979
Entity Tax Identification Number 47-1121020
Entity Address, Address Line One 200 State Street
Entity Address, Address Line Two 13th Floor
Entity Address, City or Town Boston
Entity Address, State or Province MA
Entity Address, Postal Zip Code 02109
City Area Code 617
Local Phone Number 369-7300
Written Communications false
Soliciting Material false
Pre-commencement Tender Offer false
Pre-commencement Issuer Tender Offer false
Entity Emerging Growth Company false
Entity Central Index Key 0001748824
Amendment Flag false
Common stock, par value $0.001 per share  
Entity Information [Line Items]  
Title of 12(b) Security Common stock, par value $0.001 per share
Trading Symbol BSIG
Security Exchange Name NYSE
4.800% Notes due 2026  
Entity Information [Line Items]  
Title of 12(b) Security 4.800% Notes due 2026
Trading Symbol BSIG 26
Security Exchange Name NYSE
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