|
FORM 8.5
(EPT/NON-RI)
|
|
PUBLIC OPENING POSITION
DISCLOSURE/DEALING DISCLOSURE BY AN
|
|
EXEMPT PRINCIPAL TRADER
WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS
|
|
(OR WHERE RI STATUS IS NOT
APPLICABLE)
|
|
Rule 8.5 of the Takeover Code
(the "Code")
|
|
1.
|
KEY
INFORMATION
|
|
(a)
|
Name of exempt principal trader:
|
BARCLAYS CAPITAL SECURITIES LTD
|
|
(b)
|
Name of offeror/offeree in relation to whose
relevant securities this form relates:
|
ANGLO AMERICAN PLC
|
|
(c)
|
Name of the party to the offer with which exempt
principal trader is connected
|
BHP
GROUP LTD
|
|
(d)
|
Date position held/dealing undertaken:
|
17 May 2024
|
|
(e)
|
In
addition to the company in 1(b) above, is the exempt principal
trader making disclosures in respect of any other party to
the offer?
|
YES:
BHP GROUP LTD
|
|
2.
|
POSITIONS OF THE EXEMPT PRINCIPAL TRADER
|
|
(a)
|
Interests and short positions in the relevant securities of
the offeror or offeree
|
|
|
to
which the disclosure relates following the dealing (if
any)
|
|
Class of relevant security:
|
USD
0.54945 ordinary
|
|
|
Interests
|
Short
Positions
|
|
Number
|
(%)
|
Number
|
(%)
|
|
(1)
Relevant securities owned and/or controlled:
|
5,466,167
|
0.45%
|
16,741,177
|
1.37%
|
|
(2)
Cash-settled derivatives:
|
16,714,437
|
1.36%
|
5,180,503
|
0.42%
|
|
(3)
Stock-settled derivatives (including options) and agreements to
purchase/sell:
|
0
|
0.00%
|
0
|
0.00%
|
|
TOTAL:
|
22,180,604
|
1.81%
|
21,921,680
|
1.79%
|
|
|
|
|
|
|
|
|
|
|
(b)
|
Rights to subscribe for new securities (including directors
and other executive options)
|
|
Class of relevant security in relation to
which subscription right exists
|
|
|
Details, including nature of the rights
concerned and relevant percentages:
|
|
|
3.
|
DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL
TRADER
|
|
(a)
|
Purchase and sales
|
|
|
|
|
|
|
|
Class of relevant
security
|
Purchase/sale
|
Total number of
securities
|
Highest price per unit
paid/received
|
Lowest price per unit
paid/received
|
|
USD 0.54945
ordinary
|
Purchase
|
3309140
|
27.0014
GBP
|
26.1000
GBP
|
|
USD 0.54945
ordinary
|
Purchase
|
125
|
31.1400
EUR
|
31.0518
EUR
|
|
USD 0.54945
ordinary
|
Sale
|
1235702
|
27.0100
GBP
|
26.0960
GBP
|
|
USD 0.54945
ordinary
|
Sale
|
602
|
31.2933
EUR
|
31.0550
EUR
|
|
ADR
|
Sale
|
21412
|
16.9809
USD
|
16.9763
USD
|
|
ADR
|
Purchase
|
21412
|
16.9809
USD
|
16.9763
USD
|
|
|
|
|
|
|
|
|
|
|
(b)
|
Cash-settled derivative transactions
|
|
Class of relevant
security
|
Product
description
|
Nature of
dealing
|
Number of
reference securities
|
Price per
unit
|
|
USD 0.54945
ordinary
|
SWAP
|
Closing
Long
|
123
|
31.1400
EUR
|
|
USD 0.54945
ordinary
|
SWAP
|
Closing
Short
|
105
|
603.0594
ZAR
|
|
USD 0.54945
ordinary
|
SWAP
|
Closing
Short
|
221
|
603.0606
ZAR
|
|
USD 0.54945
ordinary
|
SWAP
|
Closing
Short
|
237
|
603.0637
ZAR
|
|
USD 0.54945
ordinary
|
SWAP
|
Closing
Short
|
267
|
606.1000
ZAR
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Long
|
2
|
601.5500
ZAR
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Long
|
32
|
606.3656
ZAR
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Long
|
365
|
26.8300
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Long
|
664
|
26.2508
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Long
|
709
|
26.3849
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Long
|
833
|
26.4708
GBP
|
|
USD 0.54945
ordinary
|
CFD
|
Decreasing
Long
|
1,857
|
26.6355
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Long
|
2,140
|
26.4704
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Long
|
4,036
|
617.3951
ZAR
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Long
|
4,400
|
26.6073
GBP
|
|
USD 0.54945
ordinary
|
CFD
|
Decreasing
Long
|
5,660
|
26.6007
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Long
|
5,661
|
26.3041
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Long
|
6,218
|
26.4357
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Long
|
10,195
|
612.9860
ZAR
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Long
|
10,555
|
26.1000
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Long
|
11,401
|
612.6145
ZAR
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Long
|
13,042
|
26.4330
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Long
|
13,874
|
609.5876
ZAR
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Long
|
14,547
|
616.0627
ZAR
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Long
|
15,677
|
26.4963
GBP
|
|
USD 0.54945
ordinary
|
CFD
|
Decreasing
Long
|
19,640
|
26.6313
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Long
|
20,704
|
620.7000
ZAR
|
|
USD 0.54945
ordinary
|
CFD
|
Decreasing
Long
|
23,579
|
26.7750
GBP
|
|
USD 0.54945
ordinary
|
CFD
|
Decreasing
Long
|
30,866
|
26.3207
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Long
|
32,812
|
608.6138
ZAR
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Long
|
34,594
|
611.1199
ZAR
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Long
|
36,340
|
26.4863
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Long
|
37,770
|
26.5337
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Long
|
53,047
|
26.2997
GBP
|
|
USD 0.54945
ordinary
|
CFD
|
Decreasing
Long
|
83,381
|
26.2944
GBP
|
|
USD 0.54945
ordinary
|
CFD
|
Decreasing
Long
|
97,876
|
26.3718
GBP
|
|
USD 0.54945
ordinary
|
CFD
|
Decreasing
Long
|
2,500,000
|
26.1000
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Short
|
4
|
612.9160
ZAR
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Short
|
32
|
606.3656
ZAR
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Short
|
53
|
26.3270
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Short
|
70
|
26.6162
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Short
|
122
|
26.7732
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Short
|
456
|
26.7873
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Short
|
506
|
26.8089
GBP
|
|
USD 0.54945
ordinary
|
CFD
|
Decreasing
Short
|
600
|
31.2898
EUR
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Short
|
649
|
26.1944
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Short
|
781
|
26.6065
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Short
|
1,300
|
608.7724
ZAR
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Short
|
1,432
|
26.4360
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Short
|
1,467
|
26.3238
GBP
|
|
swUSD 0.54945
ordinary
|
SWAP
|
Decreasing
Short
|
3,306
|
26.0960
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Short
|
3,407
|
26.3915
GBP
|
|
USD 0.54945
ordinary
|
CFD
|
Decreasing
Short
|
4,036
|
617.2253
ZAR
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Short
|
4,983
|
26.8017
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Short
|
5,238
|
620.1902
ZAR
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Short
|
6,150
|
26.7747
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Short
|
20,519
|
616.5218
ZAR
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Short
|
28,769
|
26.5775
GBP
|
|
USD 0.54945
ordinary
|
CFD
|
Decreasing
Short
|
153,879
|
604.8188
ZAR
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Long
|
2
|
601.5500
ZAR
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Long
|
151
|
26.7664
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Long
|
272
|
615.1427
ZAR
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Long
|
328
|
26.4889
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Long
|
463
|
26.6734
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Long
|
487
|
26.3037
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Long
|
4,067
|
613.7990
ZAR
|
|
USD 0.54945
ordinary
|
CFD
|
Increasing
Long
|
6,894
|
26.6654
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Long
|
7,337
|
26.8177
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Long
|
7,419
|
26.8653
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Long
|
8,500
|
26.7859
GBP
|
|
USD 0.54945
ordinary
|
CFD
|
Increasing
Long
|
9,799
|
26.6810
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Long
|
10,195
|
612.9860
ZAR
|
|
USD 0.54945
ordinary
|
CFD
|
Increasing
Long
|
10,974
|
26.6802
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Long
|
11,401
|
612.6145
ZAR
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Long
|
13,221
|
620.0610
ZAR
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Long
|
13,874
|
609.5876
ZAR
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Long
|
14,294
|
26.8054
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Long
|
14,547
|
616.0627
ZAR
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Long
|
16,100
|
26.6460
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Long
|
17,700
|
26.7845
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Long
|
20,704
|
620.7000
ZAR
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Long
|
21,500
|
26.7859
GBP
|
|
USD 0.54945
ordinary
|
CFD
|
Increasing
Long
|
29,455
|
26.8473
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Long
|
32,812
|
608.6138
ZAR
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Long
|
34,594
|
611.1199
ZAR
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Long
|
34,734
|
620.6316
ZAR
|
|
USD 0.54945
ordinary
|
CFD
|
Increasing
Long
|
47,353
|
26.7750
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Long
|
70,789
|
26.7390
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Long
|
77,869
|
26.6818
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Long
|
150,159
|
26.5613
GBP
|
|
USD 0.54945
ordinary
|
CFD
|
Increasing
Long
|
401,080
|
26.6098
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Short
|
4
|
612.9160
ZAR
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Short
|
105
|
603.0594
ZAR
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Short
|
221
|
603.0606
ZAR
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Short
|
237
|
603.0637
ZAR
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Short
|
267
|
606.1000
ZAR
|
|
USD 0.54945
ordinary
|
CFD
|
Increasing
Short
|
272
|
615.2626
ZAR
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Short
|
415
|
26.1243
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Short
|
751
|
26.7780
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Short
|
1,300
|
608.7724
ZAR
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Short
|
1,773
|
26.1445
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Short
|
2,038
|
26.6977
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Short
|
2,147
|
26.8089
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Short
|
2,164
|
26.9015
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Short
|
2,895
|
26.6118
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Short
|
3,857
|
26.6400
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Short
|
4,054
|
26.3455
GBP
|
|
USD 0.54945
ordinary
|
CFD
|
Increasing
Short
|
4,067
|
614.0445
ZAR
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Short
|
4,442
|
26.5269
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Short
|
4,669
|
26.9087
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Short
|
5,000
|
26.6065
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Short
|
5,238
|
620.1902
ZAR
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Short
|
5,395
|
26.3495
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Short
|
7,525
|
26.7752
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Short
|
8,800
|
26.8023
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Short
|
13,221
|
620.0610
ZAR
|
|
USD 0.54945
ordinary
|
CFD
|
Increasing
Short
|
20,519
|
616.7068
ZAR
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Short
|
21,624
|
26.4430
GBP
|
|
USD 0.54945
ordinary
|
CFD
|
Increasing
Short
|
34,734
|
620.8023
ZAR
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Short
|
153,879
|
605.0003
ZAR
|
|
|
|
|
|
|
|
|
|
|
(c)
|
Stock-settled derivative transactions (including
options)
|
|
(i)
|
Writing, selling, purchasing or varying
|
|
Class
of
relevant
security
|
Product
description
|
Writing,
purchasing,
selling,
varying etc
|
Number
of
securities
to which
option
relates
|
Exercise
price
per unit
|
Type
|
Expiry
date
|
Option
money
paid/
received
per unit
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
(ii)
|
Exercising
|
|
|
|
|
|
|
|
Class of relevant
security
|
Product
description
|
Exercising/ exercised
against
|
Number of
securities
|
Exercise price per
unit
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
(d)
|
Other dealings (including subscribing for new
securities)
|
|
Class of relevant
security
|
Nature of
Dealings
|
Details
|
Price per unit (if
applicable)
|
|
|
|
|
|
|
4.
|
OTHER INFORMATION
|
|
(a)
|
Indemnity and other dealings arrangements
|
|
Details of any indemnity or option arrangement, or any
agreement or understanding,
formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into
by
the exempt principal trader making the disclosure and any
party
to the offer or any person acting in concert with a party to
the offer:
|
|
NONE
|
|
(b)
|
Agreements, arrangements or understandings relating to options
or derivatives
|
|
Details of any agreement, arrangement or understanding, formal
or informal, between the exempt principal trader making the
disclosure and any other person relating to: (i)
the voting rights of any relevant securities under any option;
or (ii) the voting rights of future acquisition
or disposal of any relevant securities to which any derivative is
referenced:
|
|
NONE
|
|
(c)
|
Attachments
|
|
Is
a Supplemental Form 8 (Open Positions) attached?
|
NO
|
|
Date of disclosure:
|
20 May 2024
|
|
Contact name:
|
Large Holdings Regulatory
Operations
|
|
Telephone number:
|
020 3134
7213
|