- Current report filing (8-K)
15 August 2009 - 1:50AM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND
EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to
Section 13 or 15(d) of the Securities Exchange Act of 1934
Date of Report (Date of earliest
event reported): August 13, 2009
Inter-Atlantic Financial,
Inc.
(Exact name of registrant as
specified in its charter)
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Delaware
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001-33721
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20-8237170
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(State or other Jurisdiction of Incorporation)
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(Commission File Number)
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(IRS Employer Identification No.)
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400 Madison Ave.
New
York, NY
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10017
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(Address of Principal Executive Offices)
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(Zip Code)
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Registrant’s telephone number,
including area code:
(212) 581-2000
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Not applicable
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(Former name or former address if changed since last report.)
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Check the appropriate box below if the
Form 8-K filing is intended to simultaneously satisfy the filing obligation of
the registrant under any of the following provisions:
þ
Written communications pursuant to Rule 425 under the Securities Act (17 CFR
230.425)
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Soliciting material pursuant
to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
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Pre-commencement communications pursuant to Rule
14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
o
Pre-commencement communications pursuant to Rule
13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
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Item 8.01 Other
Events
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Attached hereto as Exhibit 99.1,
which is incorporated herein by reference, is a copy of certain slides to be
used in making a presentation to interested parties, including analysts,
potential investors and stockholders regarding the proposed acquisition of
Patriot Risk Management, Inc. by Inter-Atlantic Financial, Inc. This
information is not “filed” pursuant to the Securities Exchange Act
and is not incorporated by reference into any Securities Act registration
statements. Additionally, the submission of this report on Form 8-K is not an
admission as to the materiality of any information in this report that is
required to be disclosed solely by Regulation FD. Any information in this
report supersedes inconsistent or outdated information contained in earlier
Regulation FD disclosures.
Item 9.
01(d)
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Financial Statements and Exhibits
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Exhibit No.
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Description
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99.1
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Slides used in presentation.
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2
SIGNATURES
Pursuant to the
requirements of the Securities Exchange Act of 1934, as amended, the Registrant
has duly caused this Report to be signed on its behalf by the undersigned
thereunto duly authorized.
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INTER-ATLANTIC FINANCIAL, INC.
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By:
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/s/ Andrew S. Lerner
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Andrew S. Lerner
Chief Executive Officer
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Dated: August 13, 2009
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EXHIBIT INDEX
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Exhibit No.
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Description
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99.1
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Slides used in presentation.
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4
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