Post-effective Amendment (investment Company, Rule 485(b)) (485bpos)
19 February 2020 - 6:36AM
Edgar (US Regulatory)
As filed with the U.S. Securities and Exchange Commission on
February 18, 2020
File
No. 333-182274
File No.: 811-22310
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM N-1A
REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF
1933
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Pre-Effective Amendment No.
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Post‑Effective
Amendment No. 123
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and/or
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REGISTRATION STATEMENT UNDER THE INVESTMENT COMPANY ACT OF
1940
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Amendment No. 125
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ETF MANAGERS TRUST
(Exact Name of Registrant as Specified in Charter)
30 Maple Street, 2nd Floor
Summit, New Jersey 07901
(Address of Principal Executive Offices, Zip
Code)
(Registrant’s Telephone Number, including Area
Code)
(877) 756-7873
Corporation Service Company
2711 Centerville Road, Suite 400
Wilmington, DE 19808
(Name and Address of Agent for Service)
Copy to:
Eric Simanek, Esq.
Sullivan & Worcester LLP
1666 K Street NW
Washington, DC 20006
It is proposed that this
filing will become effective
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immediately upon filing pursuant to paragraph (b)
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on
pursuant to
paragraph (b)
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60 days after filing pursuant to paragraph (a)(1)
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on
pursuant to paragraph
(a)(1)
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75 days after filing pursuant to paragraph (a)(2)
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on
pursuant
to paragraph (a)(2) of Rule 485.
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If
appropriate, check the following box
[ ]
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this post-effective amendment designates a new effective date for a
previously filed post-effective amendment.
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EXPLANATORY NOTE
This Post-Effective Amendment (“PEA”) No. 123 to the
ETF Managers Trust (the “Trust”) Registration Statement
on Form N-1A hereby incorporates Parts A, B and C from the
Trust’s PEA No. 117 on Form N-1A filed January 28,
2020. This PEA No. 123 is filed for the sole purpose of
submitting the XBRL exhibits for the risk return summary first
provided in PEA No. 117 to the Trust’s Registration Statement
for its series: ETFMG Alternative Harvest ETF.
SIGNATURES
Pursuant to the requirements of the Securities Act of 1933 (the
“Securities Act”) and the Investment Company Act of
1940, the Trust certifies that it meets all of the requirements for
effectiveness of this Post-Effective Amendment (this
“Amendment”) to its Registration Statement on Form N-1A
under Rule 485(b) under the Securities Act and has duly caused this
Amendment to be signed below on its behalf by the undersigned, duly
authorized, in the City of Summit, State of New Jersey, on February
18, 2020.
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ETF Managers Trust
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By:
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/s/ Samuel Masucci, III
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Samuel Masucci, III
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Trustee and President
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Pursuant to the requirements of the Securities Act, this
Registration Statement has been signed below by the following
persons in the capacity indicated on February 18,
2020.
Signature
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Title
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/s/ Samuel Masucci, III
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Trustee and President (principal executive officer)
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Samuel Masucci, III
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/s/ John A Flanagan
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Treasurer (principal financial officer and principal accounting
officer)
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John A. Flanagan
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/s/ Jared Chase*
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Trustee
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Jared Chase
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/s/ Terry Loebs*
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Trustee
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Terry Loebs
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/s/ Samuel Masucci, III
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*Samuel Masucci, III, Power of Attorney
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EXHIBIT LIST
Exhibit
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Exhibit
No.
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Instance Document
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EX-101.INS
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Schema Document
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EX-101.SCH
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Calculation Linkbase Document
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EX-101.CAL
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Definition Linkbase Document
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EX-101.DEF
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Label Linkbase Document
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EX-101.LAB
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Presentation Linkbase Document
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EX-101.PRE
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