Report of Foreign Issuer (6-k)
28 February 2020 - 11:43PM
Edgar (US Regulatory)
UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
Washington,
D.C. 20549
_________________
FORM
6-K
REPORT
OF FOREIGN PRIVATE ISSUER
PURSUANT
TO RULE 13a-16 OR 15d-16 UNDER
THE
SECURITIES EXCHANGE ACT OF 1934
Date:
February 28, 2020
UBS
Group AG
Commission
File Number: 1-36764
UBS
AG
Commission
File Number: 1-15060
(Registrants'
Names)
Bahnhofstrasse
45, Zurich, Switzerland and
Aeschenvorstadt 1, Basel, Switzerland
(Address
of principal executive offices)
Indicate
by check mark whether the registrants file or will file annual reports under
cover of Form 20‑F or Form 40-F.
UBS AG produces regular annual and quarterly reports, which are submitted
to the SEC under Forms 20-F and 6-K, respectively. These reports are prepared
in accordance with International Financial Reporting Standards (IFRS). SEC
regulations require certain additional disclosures to be included in
registration statements relating to offerings of securities. Certain of these
additional disclosures follow herein, and should be read in conjunction with
the annual report on Form 20-F for the year ended 31 December 2019 of UBS Group
AG and UBS AG, filed with the SEC on 28 Febreuary 2020.
Capitalization of UBS AG
The
following table presents the consolidated capitalization of UBS AG in
accordance with International Financial Reporting Standards (IFRS) in US
dollars, the presentation currency of UBS AG.
|
|
As of
|
USD million
|
|
31.12.19
|
|
30.9.19
|
Debt:
|
|
|
|
|
Short term debt issued1
|
|
61,255
|
|
69,941
|
Long term debt issued2
|
|
68,172
|
|
66,507
|
Total debt issued
|
|
129,427
|
|
136,449
|
Equity attributable to UBS AG shareholders
|
|
53,754
|
|
54,613
|
Equity attributable to non-controlling interests
|
|
174
|
|
163
|
Total capitalization
|
|
183,355
|
|
191,225
|
1 Short-term debt issued is comprised of debt issued (measured
at amortized cost and designated at fair value) by UBS AG and its
subsidiaries with a remaining contractual maturity of less than one year
without considering any early redemption features. 2 Long-term debt issued
is comprised of debt issued (measured at amortized cost and designated at
fair value) by UBS AG and its subsidiaries with a remaining contractual
maturity of more than one year without considering any early redemption
features.
|
This
Form 6-K is hereby incorporated by reference into (1) each of the
registration statements of UBS AG on Form F-3 (Registration Number
333-225551) and on Form F-4 (Registration Number 333-234705), and of UBS Group AG on Form S-8 (Registration Numbers
333-200634; 333-200635; 333-200641; 333-200665; 333-215254; 333-215255; and
333-228653), and into each prospectus outstanding under any of the foregoing
registration statements, (2) any outstanding offering circular or similar
document issued or authorized by UBS AG that incorporates by reference any
Form 6-K’s of UBS AG that are incorporated into its registration
statements filed with the SEC, and (3) the base prospectus of Corporate
Asset Backed Corporation (“CABCO”) dated June 23, 2004 (Registration
Number 333-111572), the Form 8-K of CABCO filed and dated
June 23, 2004 (SEC File Number 001-13444), and the Prospectus
Supplements relating to the CABCO Series 2004-101 Trust dated May 10,
2004 and May 17, 2004 (Registration Number 033-91744 and
033-91744-05).
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act
of 1934, the registrants have duly caused this report to be signed on their behalf
by the undersigned, thereunto duly authorized.
UBS Group AG
By: _/s/ David Kelly _____________
Name: David Kelly
Title: Managing
Director
By: _/s/ Ella Campi ______________
Name: Ella Campi
Title:
Executive Director
UBS AG
By: _/s/ David Kelly _____________
Name: David Kelly
Title: Managing
Director
By: _/s/ Ella Campi ______________
Name: Ella Campi
Title:
Executive Director
Date: February 28, 2020
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