Report of Foreign Issuer (6-k)
16 October 2015 - 5:00AM
Edgar (US Regulatory)
SECURITIES
AND EXCHANGE COMMISSION
Washington,
D.C. 20549
FORM
6-K
Report
of Foreign Private Issuer
Pursuant
to Rule 13a-16 or 15d-16 of the
Securities
Exchange Act of 1934
Commission
File No. 000-51196
For the
month of October, 2015
AIXTRON
SE
(Translation
of registrant’s name into English)
Dornkaulstr.
2
52134 Herzogenrath
Germany
(Address of principal executive
offices)
Indicate by check mark whether the registrant files or will file annual
reports under cover of Form 20-F or Form 40-F.
Indicate by
check mark whether the registrant by furnishing the information
contained in this Form is also thereby furnishing the information to the
Commission pursuant to Rule 12g3-2(b) under the Securities Exchange Act
of 1934.
If “Yes” is
marked, indicate below the file number assigned to the registrant in
connection with Rule 12g3-2(b): N/A
AIXTRON SE: Release according to Article 26, Section 1 of the WpHG
[the German Securities Trading Act] with the objective of Europe-wide
distribution
Notification of voting rights pursuant to Art. 25a WpHG We received the
following notification pursuant to Art. 25a WpHG on October 12, 2015:
1. Listed company:
AIXTRON SE
Dornkaulstraße 2, 52134
Herzogenrath, Germany
2. Notifier:
UBS Group AG, Zurich,
Switzerland
3. Triggering event:
Exceeding Threshold
4.
Threshold(s) crossed or reached:
10%
5. Date at which the
threshold is crossed or reached:
07.10.2015
6. Total amount of
voting rights:
10.29% (equals 11594070 voting rights)
calculated
from the following total number of voting rights issued:
112715180
7.
Detailed information on the voting rights proportion:
Voting
rights proportion based on financial/other instruments pursuant to
Art.
25a, Sec. 1 WpHG:
3.54% (equals 3985936 voting rights)
thereof
held indirectly:
3.54% (equals 3985936 voting rights)
Voting
rights proportion based on financial/other instruments pursuant to
Art.
25 WpHG:
2.59% (equals 2922459 voting rights)
thereof held indirectly:
2.59% (equals 2922459 voting rights)
Voting
rights pursuant to Art. 21, 22 WpHG:
4.16% (equals 4685675 voting
rights)
8. Detailed information on financial/other instruments
pursuant to Art. 25a
WpHG:
Chain of controlled undertakings:
UBS
AG
ISIN or name/description of the financial/other instrument:
Equity Swap
Maturity:
Expiration date: 13.12.2016
ISIN or
name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration
date: 02.12.2016
ISIN or name/description of the financial/other
instrument: Equity Swap
Maturity:
Expiration date: 22.09.2017
ISIN
or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration
date: 16.01.2018
ISIN or name/description of the financial/other
instrument: Equity Swap
Maturity:
Expiration date: 05.02.2018
ISIN
or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration
date: 20.12.2016
ISIN or name/description of the financial/other
instrument: Equity Swap
Maturity:
Expiration date: 01.08.2017
ISIN
or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration
date: 03.11.2017
ISIN or name/description of the financial/other
instrument: Equity Swap
Maturity:
Expiration date: 19.03.2018
ISIN
or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration
date: 06.06.2016
ISIN or name/description of the financial/other
instrument: Equity Swap
Maturity:
Expiration date: 02.07.2018
ISIN
or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration
date: 21.08.2018
ISIN or name/description of the financial/other
instrument: Equity Swap
Maturity:
Expiration date: 27.08.2018
ISIN or name/description of the financial/other instrument: Equity
Options
Maturity:
Expiration date: 18.12.2015
Furthermore,
we received the following notification pursuant to Art. 25a
WpHG on
October 12, 2015:
1. Listed company:
AIXTRON SE
Dornkaulstraße
2, 52134 Herzogenrath, Germany
2. Notifier:
UBS AG, Zurich,
Switzerland
3. Triggering event:
Exceeding Threshold
4.
Threshold(s) crossed or reached:
10%
5. Date at which the
threshold is crossed or reached:
07.10.2015
6. Total amount of
voting rights:
10.29% (equals 11594070 voting rights)
calculated
from the following total number of voting rights issued:
112715180
7.
Detailed information on the voting rights proportion:
Voting
rights proportion based on financial/other instruments pursuant to
Art.
25a, Sec. 1 WpHG:
3.54% (equals 3985936 voting rights)
thereof
held indirectly:
0% (equals 0 voting rights)
Voting rights
proportion based on financial/other instruments pursuant to
Art. 25
WpHG:
2.59% (equals 2922459 voting rights)
thereof held
indirectly:
1.07% (equals 1208660 voting rights)
Voting rights
pursuant to Art. 21, 22 WpHG:
4.16% (equals 4685675 voting rights)
8.
Detailed information on financial/other instruments pursuant to Art. 25a
WpHG:
ISIN
or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration
date: 13.12.2016
ISIN or name/description of the financial/other
instrument: Equity Swap
Maturity:
Expiration date: 02.12.2016
ISIN
or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration
date: 22.09.2017
ISIN or name/description of the financial/other
instrument: Equity Swap
Maturity:
Expiration date: 16.01.2018
ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration
date: 05.02.2018
ISIN or name/description of the financial/other
instrument: Equity Swap
Maturity:
Expiration date: 20.12.2016
ISIN
or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration
date: 01.08.2017
ISIN or name/description of the financial/other
instrument: Equity Swap
Maturity:
Expiration date: 03.11.2017
ISIN
or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration
date: 19.03.2018
ISIN or name/description of the financial/other
instrument: Equity Swap
Maturity:
Expiration date: 06.06.2016
ISIN
or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration
date: 02.07.2018
ISIN or name/description of the financial/other
instrument: Equity Swap
Maturity:
Expiration date: 21.08.2018
ISIN
or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration
date: 27.08.2018
ISIN or name/description of the financial/other
instrument: Equity Options
Maturity:
Expiration date: 18.12.2015
Furthermore,
we received the following notification pursuant to Art. 25a
WpHG on
October 12, 2015:
1. Listed company:
AIXTRON SE
Dornkaulstraße
2, 52134 Herzogenrath, Germany
2. Notifier:
UBS Group AG,
Zurich, Switzerland
3. Triggering event:
Falling below
threshold
4. Threshold(s) crossed or reached:
10%
5.
Date at which the threshold is crossed or reached:
08.10.2015
6.
Total amount of voting rights:
9.76% (equals 10998812 voting rights)
calculated
from the following total number of voting rights issued:
112715180
7. Detailed information on the voting rights proportion:
Voting
rights proportion based on financial/other instruments pursuant to
Art.
25a, Sec. 1 WpHG:
3.48% (equals 3922716 voting rights)
thereof
held indirectly:
3.48% (equals 3922716 voting rights)
Voting
rights proportion based on financial/other instruments pursuant to
Art.
25 WpHG:
2.17% (equals 2448403 voting rights)
thereof held
indirectly:
2.17% (equals 2448403 voting rights)
Voting rights
pursuant to Art. 21, 22 WpHG:
4.11% (equals 4627693 voting rights)
8.
Detailed information on financial/other instruments pursuant to Art. 25a
WpHG:
Chain
of controlled undertakings:
UBS AG
ISIN or name/description of
the financial/other instrument: Equity Swap
Maturity:
Expiration
date: 13.12.2016
ISIN or name/description of the financial/other
instrument: Equity Swap
Maturity:
Expiration date: 02.12.2016
ISIN
or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration
date: 22.09.2017
ISIN or name/description of the financial/other
instrument: Equity Swap
Maturity:
Expiration date: 16.01.2018
ISIN
or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration
date: 05.02.2018
ISIN or name/description of the financial/other
instrument: Equity Swap
Maturity:
Expiration date: 20.12.2016
ISIN
or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration
date: 01.08.2017
ISIN or name/description of the financial/other
instrument: Equity Swap
Maturity:
Expiration date: 03.11.2017
ISIN
or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration
date: 19.03.2018
ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration
date: 06.06.2016
ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration
date: 02.07.2018
ISIN or name/description of the financial/other
instrument: Equity Swap
Maturity:
Expiration date: 21.08.2018
ISIN
or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration
date: 27.08.2018
ISIN or name/description of the financial/other
instrument: Equity Options
Maturity:
Expiration date: 18.12.2015
Furthermore,
we received the following notification pursuant to Art. 25a
WpHG on
October 12, 2015:
1. Listed company:
AIXTRON SE
Dornkaulstraße
2, 52134 Herzogenrath, Germany
2. Notifier:
UBS AG, Zurich,
Switzerland
3. Triggering event:
Falling below threshold
4.
Threshold(s) crossed or reached:
10%
5. Date at which the
threshold is crossed or reached:
08.10.2015
6. Total amount of
voting rights:
9.76% (equals 10998812 voting rights)
calculated
from the following total number of voting rights issued:
112715180
7.
Detailed information on the voting rights proportion:
Voting
rights proportion based on financial/other instruments pursuant to
Art.
25a, Sec. 1 WpHG:
3.48% (equals 3922716 voting rights)
thereof
held indirectly:
0% (equals 0 voting rights)
Voting rights
proportion based on financial/other instruments pursuant to
Art. 25
WpHG:
2.17% (equals 2448403 voting rights)
thereof held
indirectly:
0.78% (equals 878657 voting rights)
Voting rights
pursuant to Art. 21, 22 WpHG:
4.11% (equals 4627693 voting rights)
8.
Detailed information on financial/other instruments pursuant to Art. 25a
WpHG:
ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration
date: 13.12.2016
ISIN or name/description of the financial/other
instrument: Equity Swap
Maturity:
Expiration date: 02.12.2016
ISIN
or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration
date: 22.09.2017
ISIN or name/description of the financial/other
instrument: Equity Swap
Maturity:
Expiration date: 16.01.2018
ISIN
or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration
date: 05.02.2018
ISIN or name/description of the financial/other
instrument: Equity Swap
Maturity:
Expiration date: 20.12.2016
ISIN
or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration
date: 01.08.2017
ISIN or name/description of the financial/other
instrument: Equity Swap
Maturity:
Expiration date: 03.11.2017
ISIN
or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration
date: 19.03.2018
ISIN or name/description of the financial/other
instrument: Equity Swap
Maturity:
Expiration date: 06.06.2016
ISIN
or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration
date: 02.07.2018
ISIN or name/description of the financial/other
instrument: Equity Swap
Maturity:
Expiration date: 21.08.2018
ISIN
or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration
date: 27.08.2018
ISIN or name/description of the financial/other
instrument: Equity Options
Maturity:
Expiration date: 18.12.2015
SIGNATURE
Pursuant to
the requirements of the Securities Exchange Act of 1934, the registrant
has duly caused this report to be signed on its behalf by the
undersigned, hereunto duly authorized.
|
|
AIXTRON SE
|
|
|
|
|
|
|
|
|
Date:
|
October 15, 2015
|
|
By:
|
/s/ Martin Goetzeler
|
|
|
Name:
|
Martin Goetzeler
|
|
|
Title:
|
President and CEO
|
Aixtron SE ADS, Each Representing One Ordinary Share (NASDAQ:AIXG)
Historical Stock Chart
From Apr 2024 to May 2024
Aixtron SE ADS, Each Representing One Ordinary Share (NASDAQ:AIXG)
Historical Stock Chart
From May 2023 to May 2024