Amended Statement of Beneficial Ownership (sc 13d/a)
19 August 2022 - 06:31AM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
SCHEDULE 13D
(Rule 13d-101)
Information to be Included in Statements Filed
Pursuant
to § 240.13d-1(a) and Amendments Thereto
Filed
Pursuant to § 240.13d-2(a)
Under the Securities Exchange Act of 1934
(Amendment No. 3)
CEREVEL THERAPEUTICS HOLDINGS, INC.
(Name of Issuer)
Common Stock, $0.0001
par value per share
(Title of Class of Securities)
15678U128
(CUSIP Number)
Bain Capital Investors, LLC
200 Clarendon Street
Boston, MA 02116
617-516-2000
(Name, Address and Telephone Number of Person
Authorized to Receive Notices and Communications)
August 16, 2022
(Date of Event Which Requires Filing of This
Statement)
If the filing person has previously filed a statement on Schedule
13G to report the acquisition that is the subject of this Schedule
13D, and is filing this schedule because of §§ 240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following
box. ☐
Note. Schedules filed in paper format shall include a signed
original and five copies of the schedule, including all exhibits.
See § 240.13d-7 for other
parties to whom copies are to be sent.
The information required on the remainder of this cover page shall
not be deemed to be “filed” for the purpose of Section 18 of
the Securities Exchange Act of 1934, as amended (“Act”), or
otherwise subject to the liabilities of that section of the Act but
shall be subject to all other provisions of the Act (however, see
the Notes).
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CUSIP No. 15678U128
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13D |
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Page 2 of 4 Pages |
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1 |
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Names of reporting persons
BC Perception Holdings, LP
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2 |
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Check the appropriate box if a member of a group
(a) ☐ (b) ☒
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3 |
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SEC use only
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4 |
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Source of funds
SC, WC
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5 |
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Check if disclosure of legal proceedings is required
pursuant to Item 2(d) or 2(e)
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6 |
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Citizenship or place of organization
Delaware
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Number of
shares
beneficially
owned by
each
reporting
person
with:
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7 |
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Sole voting power
0 shares of Common Stock
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8 |
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Shared voting power
60,632,356 shares of Common Stock
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9 |
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Sole dispositive power
0 shares of Common Stock
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10 |
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Shared dispositive power
60,632,356 shares of Common Stock
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11 |
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Aggregate amount beneficially owned by each reporting
person
60,632,356 shares of Common Stock
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12 |
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Check if the aggregate amount in Row (11) excludes
certain shares
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13 |
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Percent of class represented by amount in Row (11)
38.9%
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14 |
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Type of reporting person
PN
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CUSIP No. 15678U128
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13D |
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Page 3 of 4 Pages |
This Amendment No. 3 to Schedule 13D relates to shares of
common stock, $0.0001 par value per share (the “Common Stock”), of
Cerevel Therapeutics Holdings, Inc., a Delaware corporation (the
“Issuer”), and amends the initial statement on Schedule 13D filed
by the Reporting Person on November 4, 2020, as amended by
Amendment No. 1 filed on July 9, 2021 and Amendment
No. 2 filed on March 3, 2022 (the “Initial Statement”
and, as further amended by this Amendment No. 3, the “Schedule
13D”). Capitalized terms used but not defined herein shall have the
meanings ascribed to them in the Initial Statement.
On August 16, 2022, the Issuer completed a public offering of
7,250,000 shares of Common Stock (the “August 2022 Offering”),
increasing the Issuer’s total number of outstanding shares of
Common Stock to 155,751,958. This Amendment No. 3 is being
filed solely to report a decrease in the percentage of shares of
Common Stock held by the Reporting Person, which resulted from the
increase in the number of shares of Common Stock outstanding
following the August 2022 Offering.
| Item 5. |
Interest in Securities of the Issuer
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Item 5 of the Initial Statement is hereby amended and restated as
follows:
The information set forth in Items 2 and 3 and on the cover pages
of this Schedule 13D is incorporated by reference in its entirety
into this Item 5.
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As of the date hereof, the Reporting Person holds
60,632,356 shares of Common Stock, representing approximately 38.9%
of the outstanding shares of Common Stock. The percentage of the
outstanding shares of Common Stock held by the Reporting Person is
based on (i) 148,501,958 shares of Common Stock issued and
outstanding, as reported by the Issuer in its Quarterly Report on
Form 10-Q for the quarter
ended June 30, 2022 and (ii) 7,250,000 shares of Common Stock
issued in the August 2022 Offering.
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As a result of the voting arrangements described under
Item 6 of this Schedule 13D, the Reporting Person and Pfizer Inc.
(“Pfizer”) may be deemed to be a group for purposes of
Section 13(d) under the Securities Exchange Act of 1934, as
amended. As of the date hereof, based on publicly available
information, Pfizer owns 27,349,211 shares of Common Stock, or
approximately 17.6% of the outstanding shares of Common Stock. The
Reporting Person disclaims beneficial ownership of the shares of
Common Stock held by Pfizer.
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Except as otherwise described in this Item 5, no one
other than the Reporting Person has the right to receive, or the
power to direct the receipt of, dividends from, or the proceeds
from the sale of, any of the Common Stock beneficially owned by the
Reporting Person as described in this Item 5.
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CUSIP No. 15678U128
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13D |
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Page 4 of 4 Pages |
SIGNATURES
After reasonable inquiry and to the best of its knowledge and
belief, the undersigned certifies that the information set forth in
this statement is true, complete and correct.
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| Dated: August 18, 2022 |
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BC Perception Holdings, LP |
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By: |
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BCPE Perception GP, LLC, |
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its general partner |
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By: |
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/s/ Christopher Gordon
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Name: Christopher Gordon |
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Title: Authorized Signatory |
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