Current Report Filing (8-k)
21 May 2016 - 2:18AM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934
Date of Report (Date of earliest event reported):
May 19, 2016
ASB BANCORP, INC.
(Exact Name of Registrant as Specified in
Its Charter)
North Carolina
(State or other jurisdiction of
incorporation or organization)
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001-35279
(Commission
File Number)
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45-2463413
(IRS Employer
Identification No.)
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11 Church Street, Asheville, North
Carolina 28801
(Address of principal executive offices)
(Zip Code)
(828) 254-7411
(Registrant’s telephone number, including
area code)
Not Applicable
(Former name or former address, if changed
since last report)
Check the appropriate box below if the
Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
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¨
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Written communications pursuant to Rule 425 under the
Securities Act (17 CFR 230.425)
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¨
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Soliciting material pursuant to Rule 14a-12 under the
Exchange Act (17 CFR 240.14a-12)
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¨
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Pre-commencement communications pursuant to Rule 14d-2(b)
under the Exchange Act (17 CFR 240.14d-2(b))
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¨
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Pre-commencement communications pursuant to Rule 13e-4(c)
under the Exchange Act (17 CFR 240.13e-4(c))
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Item 5.07
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Submission of Matters to a Vote of Security Holders
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(a) The annual meeting of shareholders
of ASB Bancorp, Inc. (the “Company”) was held on May 19, 2016. As of the March 30, 2016 record date, there were 3,985,475
shares of common stock outstanding, all of which were entitled to vote. There were 3,720,935 shares present in person or by proxy.
(b) The final vote results for each
of the matters submitted to a vote of shareholders at the annual meeting were as follows:
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1.
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The shareholders elected the following individuals as directors of the Company, each to serve for
a three-year term or until their respective successors have been elected and qualified, by the following vote:
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FOR
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WITHHELD
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BROKER
NON-VOTES
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Suzanne S. DeFerie
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2,784,357
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191,822
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744,756
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Leslie D. Green
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2,788,009
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188,170
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744,756
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Lawrence B. Seidman
Wyatt S. Stevens
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2,764,220
2,797,055
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211,959
179,124
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744,756
744,756
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The shareholders elected the
following individual as director of the Company, to serve for a two-year term or until his respective successor has been elected
and qualified, by the following vote:
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FOR
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WITHHELD
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BROKER
NON-VOTES
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Kenneth J. Wrench
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2,794,149
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182,030
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744,756
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2.
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The shareholders ratified the selection of Dixon Hughes Goodman LLP as the Company’s independent
registered public accounting firm for the fiscal year ending December 31, 2016 by the following vote:
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FOR
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AGAINST
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ABSTAIN
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BROKER
NON-VOTES
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3,596,547
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62,036
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62,352
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Not applicable
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3.
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The shareholders approved, on a non-binding advisory basis, the compensation of the Company’s
named executive officers by the following vote:
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FOR
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AGAINST
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ABSTAIN
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BROKER
NON-VOTES
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2,674,843
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211,978
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89,358
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744,756
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(c) Not applicable.
(d) Not applicable.
Beginning May 20, 2016, the Company will
make available and distribute to analysts and prospective investors the slide presentation made at the Company’s annual meeting
on May 19, 2016. The presentation materials include information regarding the Company’s operating and growth strategies and
financial performance. The presentation materials will also be posted to the Company’s website on May 20, 2016. The presentation
materials are attached hereto as Exhibit 99.1.
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Item 9.01
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Financial Statements and Exhibits
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(d)
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Exhibits
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Number
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Description
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99.1
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Presentation Materials
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SIGNATURE
Pursuant to the requirements
of the Securities Exchange Act of 1934, the Registrant has duly caused this Report to be signed on its behalf by the undersigned
thereunto duly authorized.
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ASB BANCORP, INC.
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Date: May 20, 2016
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By:
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/s/ Suzanne S. DeFerie
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Suzanne S. DeFerie
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President and Chief Executive Officer
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