1.
|
NAMES
OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
Boothbay Absolute Return Strategies, LP
|
2.
|
CHECK
THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(see instructions)
(a) [ ]
(b) [X]
|
3.
|
SEC
USE ONLY
|
4.
|
CITIZENSHIP
OR PLACE OF ORGANIZATION
Delaware
|
NUMBER
OF SHARES BENEFICIALLY OWNED BY
EACH
REPORTING
PERSON
WITH
|
5.
|
SOLE
VOTING POWER
0
|
6.
|
SHARED
VOTING POWER
635,141*
|
7.
|
SOLE
DISPOSITIVE POWER
0
|
8.
|
SHARED
DISPOSITIVE POWER
635,141*
|
9.
|
AGGREGATE
AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
635,141*
|
10.
|
CHECK
IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
(see instructions) [ ]
|
11.
|
PERCENT
OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
4.22%*
|
12.
|
TYPE
OF REPORTING PERSON (see instructions)
PN
|
1.
|
NAMES
OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
Boothbay Fund Management, LLC
|
2.
|
CHECK
THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(see instructions)
(a) [ ]
(b) [X]
|
3.
|
SEC
USE ONLY
|
4.
|
CITIZENSHIP
OR PLACE OF ORGANIZATION
Delaware
|
NUMBER
OF SHARES BENEFICIALLY OWNED BY
EACH
REPORTING
PERSON
WITH
|
5.
|
SOLE
VOTING POWER
0
|
6.
|
SHARED
VOTING POWER
945,150*
|
7.
|
SOLE
DISPOSITIVE POWER
0
|
8.
|
SHARED
DISPOSITIVE POWER
945,150*
|
9.
|
AGGREGATE
AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
945,150*
|
10.
|
CHECK
IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
(see instructions) [ ]
|
11.
|
PERCENT
OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
6.28%*
|
12.
|
TYPE
OF REPORTING PERSON (see instructions)
IA, OO
|
1.
|
NAMES
OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
Ari Glass
|
2.
|
CHECK
THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(see instructions)
(a) [ ]
(b) [X]
|
3.
|
SEC
USE ONLY
|
4.
|
CITIZENSHIP
OR PLACE OF ORGANIZATION
United States
|
NUMBER
OF SHARES BENEFICIALLY OWNED BY
EACH
REPORTING
PERSON
WITH
|
5.
|
SOLE
VOTING POWER
0
|
6.
|
SHARED
VOTING POWER
945,150*
|
7.
|
SOLE
DISPOSITIVE POWER
0
|
8.
|
SHARED
DISPOSITIVE POWER
945,150*
|
9.
|
AGGREGATE
AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
945,150*
|
10.
|
CHECK
IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
(see instructions) [ ]
|
11.
|
PERCENT
OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
6.28%*
|
12.
|
TYPE
OF REPORTING PERSON (see instructions)
IN, HC
|
Item
1.
|
(a)
|
Name of Issuer
Globis Acquisition Corp. (the “Issuer”)
|
|
|
|
|
(b)
|
Address
of Issuer’s Principal Executive Offices
805 3rd Avenue, 15th Floor
New York, NY 10022
|
Item
2.
|
(a)
|
Name
of Person Filing:
Boothbay Absolute Return Strategies, LP*
Boothbay
Fund Management, LLC*
Ari
Glass*
|
|
|
|
|
(b)
|
Address
of the Principal Office or, if none, residence
140 East 45th Street, 14th Floor
New
York, NY 10017
|
|
|
|
|
(c)
|
Citizenship
Boothbay Absolute Return Strategies, LP – Delaware
Boothbay
Fund Management, LLC – Delaware
Ari
Glass – United States
|
|
|
|
|
(d)
|
Title
of Class of Securities
Common Stock, par value $0.0001
|
|
|
|
|
(e)
|
CUSIP
Number
379582208
|
Item
3. If this statement is filed pursuant to §§240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a: N/A
Item
4. Ownership.
Provide
the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1.
|
(a)
|
Amount
beneficially owned:
Boothbay
Absolute Return Strategies, LP – 635,141*
Boothbay
Fund Management, LLC – 945,150*
Ari
Glass – 945,150*
|
|
|
|
|
(b)
|
Percent
of class:
Boothbay
Absolute Return Strategies, LP – 4.22%*
Boothbay
Fund Management, LLC – 6.28%*
Ari
Glass – 6.28%*
|
|
(c)
|
Number of shares as to which the person has:
|
|
|
(i)
|
Sole
power to vote or to direct the vote
Boothbay
Absolute Return Strategies, LP – 0
Boothbay
Fund Management, LLC – 0
Ari
Glass – 0
|
|
|
|
|
|
|
(ii)
|
Shared
power to vote or to direct the vote
Boothbay
Absolute Return Strategies, LP – 635,141*
Boothbay
Fund Management, LLC – 945,150*
Ari
Glass – 945,150*
|
|
|
|
|
|
|
(iii)
|
Sole
power to dispose or to direct the disposition of
Boothbay
Absolute Return Strategies LP – 0
Boothbay
Fund Management, LLC – 0
Ari
Glass – 0
|
|
|
|
|
|
|
(iv)
|
Shared
power to dispose or to direct the disposition of
Boothbay
Absolute Return Strategies, LP – 635,141*
Boothbay
Fund Management, LLC – 945,150*
Ari
Glass – 945,150*
|
Instruction.
For computations regarding securities which represent a right to acquire an underlying security see §240.13d-3(d)(1).
*
The Common Stock, par value $0.0001 (the “Shares”) of Globis Acquisition Corp., a blank check company incorporated under
the laws of the State of Delaware (the “Issuer”), reported herein are held in the form of units (the “Units”).
Each Unit consists of one Share and one warrant. Each warrant entitles the holder thereof to purchase one Share. Each warrant will become
exercisable on the later of upon the consummation of an initial business combination (“Initial Business Combination”), as
described in more detail in the Issuer’s Prospectus filed with the SEC on December 14, 2020 (the “Prospectus”) and
one year after the effective date of the Prospectus and will expire five years after the completion of an Initial Business Combination,
or earlier upon redemption. In accordance with Rule 13d-3(d)(1) regarding securities which represent a right to acquire an underlying
security, each Unit has been reported herein as representing the beneficial ownership of one (1) Share.
The
Units are held by Boothbay Absolute Return Strategies, LP, a Delaware limited partnership, and one or more other private funds (the “Fund”),
which is managed by Boothbay Fund Management, LLC, a Delaware limited liability company (the “Adviser”). The Adviser, in
its capacity as the investment manager of the Fund, has the power to vote and the power to direct the disposition of all Units held by
the Fund. Ari Glass is the Managing Member of the Adviser. Accordingly, for the purposes of Reg. Section 240.13d-3, the reporting persons
herein may be deemed to beneficially own an aggregate of 945,150 Shares, or 6.28% of the 15,050,833 Shares that were issued and outstanding
as disclosed in the Issuer’s 10-Q filed on December 9, 2021.
This
report shall not be deemed an admission that the Adviser, the Fund or any other person is the beneficial owner of the securities reported
herein for purposes of Section 13 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Each of the reporting
persons herein disclaims beneficial ownership of the Shares reported herein except to the extent of the reporting person’s pecuniary
interest therein.
Item
5. Ownership of Five Percent or Less of a Class.
If
this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner
of more than five percent of the class of securities, check the following [ ].
Instruction.
Dissolution of a group requires a response to this item.
Item
6. Ownership of More than Five Percent on Behalf of Another Person.
N/A
Item
7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company.
N/A
Item
8. Identification and Classification of Members of the Group.
N/A
Item
9. Notice of Dissolution of Group.
N/A
Item
10. Certification.
By
signing below, I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not
held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired
and are not held in connection with or as a participant in any transaction having that purpose or effect.
CUSIP No. 379582208
After
reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete
and correct.
Dated:
February 10, 2022
|
Boothbay Absolute Return Strategies, LP
|
|
|
|
|
By:
|
Boothbay Fund Management, LLC, its investment manager
|
|
|
|
|
By:
|
/s/ Ari
Glass
|
|
|
Ari Glass, Managing Member
|
|
|
|
|
Boothbay Fund Management, LLC
|
|
|
|
By:
|
/s/ Ari
Glass
|
|
|
Ari Glass, Managing Member
|
|
|
|
|
Ari Glass
|
|
|
|
|
By:
|
/s/ Ari
Glass
|
|
|
Individually
|
The
original statement shall be signed by each person on whose behalf the statement is filed or his authorized representative. If the statement
is signed on behalf of a person by his authorized representative other than an executive officer or general partner of the filing person,
evidence of the representative’s authority to sign on behalf of such person shall be filed with the statement, provided, however,
that a power of attorney for this purpose which is already on file with the Commission may be incorporated by reference. The name and
any title of each person who signs the statement shall be typed or printed beneath his signature.
Note.
Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See s.240.13d-7
for other parties for whom copies are to be sent.
Attention.
Intentional misstatements or omissions of fact constitute Federal criminal violations (see 18 U.S.C. 1001).
CUSIP No. 379582208
JOINT
FILING STATEMENT
PURSUANT
TO RULE 13D-1(K)(1)
The
undersigned hereby consent and agree to the joint filing of Schedule 13G under the Securities Exchange Act of 1934, as amended, with
respect to the Shares of Globis Acquisition Corp. together with any or all amendments thereto, when and if required. The parties hereto
further consent and agree to file this Joint Filing Statement pursuant to Rule13d-1(k)(1)(iii) as an exhibit to Schedule 13G, thereby
incorporating the same into such Schedule13G.
This
Joint Filing Statement may be terminated by any of the undersigned upon written notice or such lesser period of notice as the undersigned
may mutually agree.
Dated:
February 10, 2022
|
Boothbay Absolute Return Strategies, LP
|
|
|
|
|
By:
|
Boothbay Fund Management, LLC, its investment manager
|
|
|
|
|
By:
|
/s/ Ari
Glass
|
|
|
Ari Glass, Managing Member
|
|
|
|
|
Boothbay Fund Management, LLC
|
|
|
|
|
By:
|
/s/ Ari
Glass
|
|
|
Ari Glass, Managing Member
|
|
|
|
|
Ari Glass
|
|
|
|
|
By:
|
/s/ Ari
Glass
|
|
|
Individually
|