Current Report Filing (8-k)
02 November 2012 - 7:10AM
Edgar (US Regulatory)
UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
WASHINGTON,
DC 20549
FORM
8-K
CURRENT
REPORT PURSUANT TO
SECTION
13 OR 15(d) OF THE
SECURITIES
EXCHANGE ACT OF 1934
Date
of report:
November
1, 2012
(Date
of earliest event reported)
Glu Mobile Inc.
(Exact
Name of Registrant as Specified in Its Charter)
Delaware
(State
or Other Jurisdiction of Incorporation)
001-33368
|
91-2143667
|
(Commission File Number)
|
(IRS Employer Identification No.)
|
|
|
|
|
45 Fremont Street, Suite 2800
|
|
San Francisco, California
|
94105
|
(Address
of Principal Executive Offices)
|
(Zip
Code)
|
(415) 800-6100
(Registrant’s Telephone Number, Including Area
Code)
Not Applicable
(Former name or former address, if
changed since last report.)
Check the appropriate box below if the Form 8-K filing is intended to
simultaneously satisfy the filing obligation of the registrant under any
of the following provisions (see General Instruction A.2. below):
⃞
Written
communications pursuant to Rule 425 under the Securities Act (17 CFR
230.425)
⃞
Soliciting
material pursuant to Rule 14a-12 under the Exchange Act (17 CFR
240.14a-12)
⃞
Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR
240.14d-2(b))
⃞
Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR
240.13e-4(c))
Item 2.02 Results of Operations and Financial Condition.
On November 1, 2012, Glu Mobile Inc. (the “
Company
”)
issued a press release announcing its financial results for the third
quarter ended September 30, 2012. A copy of the press release is
attached as Exhibit 99.01 to this Current Report on Form 8-K. In
addition, on November 1, 2012, the Company made available on its
corporate website at www.glu.com/investors supplemental slides that were
referenced during the Company’s earnings call to discuss its financial
results for the third quarter ended September 30, 2012. A copy of such
supplemental slides is attached as Exhibit 99.02 to this Current Report
on Form 8-K.
The information in this Item 2.02, including Exhibits 99.01 and 99.02 to
this Current Report on Form 8-K, shall not be deemed to be “filed” for
purposes of Section 18 of the Securities Exchange Act of 1934, as
amended, or otherwise subject to the liabilities of that section or
Sections 11 and 12(a)(2) of the Securities Act of 1933, as amended. The
information contained in this Item 2.02 and in the accompanying Exhibits
99.01 and 99.02 shall not be incorporated by reference into any
registration statement or other document filed by the Company with the
Securities and Exchange Commission, whether made before or after the
date of this Current Report on Form 8-K, regardless of any general
incorporation language in such filing (or any reference to this Current
Report on Form 8-K generally), except as shall be expressly set forth by
specific reference in such filing.
Item 9.01 Financial Statements and Exhibits.
(d) Exhibits.
99.01
|
Press release issued by Glu Mobile Inc., dated November 1, 2012.
|
99.02
|
Supplemental slides made available by Glu Mobile Inc. on its
corporate website on November 1, 2012.
|
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the
registrant has duly caused this report to be signed on its behalf by the
undersigned hereunto duly authorized.
|
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Glu Mobile Inc.
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Date:
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November 1, 2012
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By:
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/s/ Eric R. Ludwig
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Name:
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Eric R. Ludwig
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Title:
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Executive Vice President and
Chief Financial Officer
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EXHIBIT INDEX
Number
|
|
Description
|
|
|
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99.01
|
|
Press Release issued by Glu Mobile Inc., dated November 1, 2012
|
99.02
|
|
Supplemental slides made available by Glu Mobile Inc. on its
corporate website on November 1, 2012.
|
3
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